0001056488-11-000011.txt : 20110804 0001056488-11-000011.hdr.sgml : 20110804 20110804120044 ACCESSION NUMBER: 0001056488-11-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110804 DATE AS OF CHANGE: 20110804 EFFECTIVENESS DATE: 20110804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GARRISON BRADFORD & ASSOCIATES INC CENTRAL INDEX KEY: 0001056488 IRS NUMBER: 132775552 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06878 FILM NUMBER: 111009481 BUSINESS ADDRESS: STREET 1: 228 EAST FORTY FIFTH STREET STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125577440 MAIL ADDRESS: STREET 1: 228 EAST 45TH STREET STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 gba13fq211.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.) : [ ] is a restatement. [ X ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Garrison, Bradford & Associates, Inc. Address: 228 East 45th Street 6th floor New York, NY 10017 13F File Number: 801-10937 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Bradford III Title: Executive Vice President Phone: 212-557-7440 Signature, Place and Date of Signing: William Bradford III New York, New York August 3, 2011 Report Type (Check only one.) : [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE . [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SPECIAL ELECTRONIC FILING INSTRUCTIONS Continued FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13f Information Table Entry Total: 122 Form 13f Information Table Value Total: $80,160 List of Other Included Managers: N/A No. 13F File Number Name N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO. COM 88579y101 493 5200 SH SOLE 5200 ABBOTT LABS COM 002824100 305 5800 SH SOLE 5800 ACCESS PHARMA COM 00431M308 202 98532 SH SOLE 98532 ADR PRANA BIOTECH COM 739727105 118 61842 SH SOLE 61842 AFLAC INC COM 001055102 303 6500 SH SOLE 6500 ALLSCRIPTS HLTH COM 01988p108 291 15000 SH SOLE 15000 AMER CAPITAL LTD COM 024937104 139 14021 SH SOLE 14021 AMER SCI ENGNRG COM 029429107 240 3000 SH SOLE 3000 AMER WATER WRKS COM 030420103 613 20800 SH SOLE 20800 ANNALY CAPITAL COM 035710409 2964 164301 SH SOLE 164301 AT&T INC COM 00206R102 230 7309 SH SOLE 7309 AVALONBAY CTYS COM 053484101 258 2008 SH SOLE 2008 BASF SE ADR COM 055262505 771 7875 SH SOLE 7875 BLACKSTONE GRP COM 09253u108 1031 62250 SH SOLE 62250 BROOKFIELD ASSET MGMT INC CL A COM 112585104 216 6500 SH SOLE 6500 BROOKFIELD RENEWABLE PWR TR UN COM 112834130 479 20000 SH SOLE 20000 CATALYST HEALTH SOLUTIONS COM 14888B103 949 17000 SH SOLE 17000 CB RICH ELLIS GRP COM 12497t101 226 9000 SH SOLE 9000 CELGENE CORP COM 151020104 863 14300 SH SOLE 14300 CENOVUS ENERGY COM 15135U109 650 17250 SH SOLE 17250 CHEMOKINE THERAP COM 16383p107 0 20000 SH SOLE 20000 COLABOR GROUP INC COM 192667103 1461 146000 SH SOLE 146000 COMCAST CL A COM 20030N200 695 28700 SH SOLE 28700 CONOCOPHILLIPS COM 20825c104 305 4055 SH SOLE 4055 COSTCO WHLSALE COM 22160K105 3566 43900 SH SOLE 43900 CREXUS INVESTMENT COM 226553105 506 45500 SH SOLE 45500 CSX CORP COM 126408103 315 12000 SH SOLE 12000 CVS CORPORATION COM 585745102 1575 41911 SH SOLE 41911 DOW CHEMICAL COM 260543103 259 7200 SH SOLE 7200 DULUTH METALS COM 26443R100 50 20000 SH SOLE 20000 ECOLAB INC COM 278865100 1505 26700 SH SOLE 26700 EMC CORPORATION COM 268648102 636 23075 SH SOLE 23075 ENCANA CORP COM 292505104 1153 37450 SH SOLE 37450 ENERPLUS COM 292766102 2568 81275 SH SOLE 81275 ENTERPRISE PRODUCTS PARTNERS COM 293792107 2362 54653 SH SOLE 54653 EXXON MOBIL CORP COM 302290101 1167 14343 SH SOLE 14343 FRANKLIN ST PROP COM 35471r106 1720 133200 SH SOLE 133200 GENERAL ELEC CO COM 369604103 483 25633 SH SOLE 25633 HALLMK FINL SVCS COM 40624q104 193 24500 SH SOLE 24500 HEALTH CARE REIT COM 42217K106 1352 25782 SH SOLE 25782 I-STAR FINANCIAL COM 45031u101 288 35500 SH SOLE 35500 ICICI BANK LTD ADR COM 45104g104 1163 23600 SH SOLE 23600 INTL BUS MACH COM 459200101 216 1260 SH SOLE 1260 IRON MOUNTAIN COM 462846106 953 27955 SH SOLE 27955 ISIS PHARM COM 464330109 287 31300 SH SOLE 31300 KAYNE ANDERSON COM 486606106 424 14030 SH SOLE 14030 KIMCO REALTY COM 49446R109 694 37250 SH SOLE 37250 LUBRIZOL CORP COM 549271104 403 3000 SH SOLE 3000 MEDICURE INC COM 58469e101 0 15000 SH SOLE 15000 MHI HOSPITALITY CP COM 55302L102 203 69500 SH SOLE 69500 MICROSOFT CORP COM 594918104 458 17600 SH SOLE 17600 MILLENNIUM INDIA ACQUISTION COM 60039q101 21 13000 SH SOLE 13000 MOLYCORP INC COM 608753109 244 4000 SH SOLE 4000 NORFOLK SOUTHERN COM 655844108 375 5000 SH SOLE 5000 NOVABAY PHARMACEUTICALS COM 66987p102 16 15000 SH SOLE 15000 PENN VA RESOURCES COM 707884102 726 26960 SH SOLE 26960 PEPSICO COM 713448108 402 5713 SH SOLE 5713 PEYTO EXPL & DEV COM 717046106 550 24600 SH SOLE 24600 POWER EFFICIENCY COM 739268209 3 70000 SH SOLE 70000 POWERSHARES DB GOLD DBL LONG E COM 25154H749 325 7000 SH SOLE 7000 PROVIDENT ENERGY LTD COM 74386V100 116 13000 SH SOLE 13000 QEP RESOURCES COM 74733V100 1004 24000 SH SOLE 24000 QUESTAR CORP COM 748356102 565 31900 SH SOLE 31900 QUICKSILVER RESOURCES COM 74837R104 207 14000 SH SOLE 14000 RANGE RES CORP COM 75281a109 3535 63700 SH SOLE 63700 ROFIN SINAR TECH COM 775043102 468 13700 SH SOLE 13700 ROSS STORES COM 778296103 989 12350 SH SOLE 12350 SLM CORP COM 78442p106 437 26011 SH SOLE 26011 SYSCO CORP COM 871829107 312 10000 SH SOLE 10000 TELEFLEX INC COM 879369106 293 4800 SH SOLE 4800 TEVA PHARM ADR COM 881624209 938 19450 SH SOLE 19450 THERMO FISHER SCI COM 883556102 963 14950 SH SOLE 14950 TMX GROUP INC COM 873028104 1354 29700 SH SOLE 29700 U S STEEL CRP COM 912909108 216 4700 SH SOLE 4700 UNION PAC CORP COM 907818108 226 2164 SH SOLE 2164 UNITED TECHS CORP COM 913017109 283 3200 SH SOLE 3200 UNITEDHEALTH GR COM 91324P102 7443 144307 SH SOLE 144307 UTILICO EMERGING MKTS UT GSP COM G93115106 211 80000 SH SOLE 80000 VALE S.A. COM 91912E105 264 8275 SH SOLE 8275 WALMART COM 931142103 566 10649 SH SOLE 10649 WHITING USA TR I COM 966389108 326 19200 SH SOLE 19200 WILLIAMS COS COM 969457100 428 14150 SH SOLE 14150 WOODWARD,INC COM 980745103 662 19000 SH SOLE 19000 WORLD TRUST FD COM L98345108 155 50000 SH SOLE 50000 YAHOO INC COM 984332106 655 43535 SH SOLE 43535 JAPAN SMALLER CAP RTS EXP 07/2 47109U120 3 12000 SH SOLE 12000 COHEN & ST QUALITY INC 17247L106 621 63550 SH SOLE 63550 INDIA FUND INC 454089103 300 9900 SH SOLE 9900 JAPAN SMALLER CAP FD 47109u104 99 12000 SH SOLE 12000 NUVEEN R/E FUND 67071b108 502 44500 SH SOLE 44500 POWERSHARES DB COMMODITY ITF 73935S105 203 7000 SH SOLE 7000 SPDR GOLD SHARES 78463V107 496 3400 SH SOLE 3400 iSHARES COMEX GOLD TRUST 464285105 461 31500 SH SOLE 31500 HSBC HOLDINGS PLC PFD 8.125% 404280703 399 15000 SH SOLE 15000 ISTAR FINL PFD SER D 8.00% 45031u408 514 25150 SH SOLE 25150 ISTAR FINL PFD SER E 7.875% 45031u507 1661 82600 SH SOLE 82600 ISTAR FINL PFD SER F 7.80% 45031u606 438 22100 SH SOLE 22100 ISTAR FINL PFD SER G 7.65% 45031u705 499 26000 SH SOLE 26000 ISTAR FINL PFD SER I 7.50% 45031u804 439 23000 SH SOLE 23000 JPMC CAPITAL XI SERIES K 5.875 46626V207 250 10000 SH SOLE 10000 MATERIA INC SER B PFD (RES) 110 310200 SH SOLE 310200 PARTNERRE CUM PFD E 7.25% G68603508 419 16500 SH SOLE 16500 PS BUSINESS PARKS 7% PFD 69360J875 1019 40546 SH SOLE 40546 PS BUSINESS PARKS 7.2% PFD 69360J784 201 8000 SH SOLE 8000 RENAISSANCERE HLDNGS 6.08% g7498p309 200 8389 SH SOLE 8389 VORNADO REALTY LP 7.875% due 1 929043602 964 35200 SH SOLE 35200 CITIGROUP FDG INC ELKS X 12% 0 17316G271 1258 148500 SH SOLE 148500 CITIGROUP FDG INC ELKS YAHOO 9 17317U501 137 15000 SH SOLE 15000 MORGAN ELKS CBS 8.5% 11/23/11 61760E648 302 30000 SH SOLE 30000 MORGAN ELKS CMI 12% 12/23/11 61760E325 550 55000 SH SOLE 55000 MORGAN ELKS FCX 11.5% 08/25/11 61760E200 1556 161000 SH SOLE 161000 COHEN & STEERS SELECT PFD & IN 19248Y107 838 34553 SH SOLE 34553 AMERICAN STRATEGIC INC 030098107 3908 335450 SH SOLE 335450 BLACKROCK MUNIHLDGS NJ INS 09254x101 172 12500 SH SOLE 12500 BLACKROCK MUNIHLDS FL INS 09254p108 133 10000 SH SOLE 10000 BLACKROCK MUNIYLD NY INS FD 09255e102 254 20100 SH SOLE 20100 BLACKROCK MUNIYLD QUALITY II 09254g108 236 20000 SH SOLE 20000 NUVEEN CT PREM INC MUNI FD 67060D404 101 10000 SH SOLE 10000 NUVEEN DIV ADVANTAGE MUNI FD 67066V507 278 27500 SH SOLE 27500 NUVEEN INS NY TAX FREE ADV MUN 670656305 152 15000 SH SOLE 15000 NUVEEN INSURED FUND 670657105 411 30000 SH SOLE 30000 NUVEEN INVMT QUALITY MUNI 67062e103 254 18000 SH SOLE 18000 NUVEEN NY DIV ADVANTAGE FD 67066X305 147 14500 SH SOLE 14500