0001056488-11-000011.txt : 20110804
0001056488-11-000011.hdr.sgml : 20110804
20110804120044
ACCESSION NUMBER: 0001056488-11-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110804
DATE AS OF CHANGE: 20110804
EFFECTIVENESS DATE: 20110804
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GARRISON BRADFORD & ASSOCIATES INC
CENTRAL INDEX KEY: 0001056488
IRS NUMBER: 132775552
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06878
FILM NUMBER: 111009481
BUSINESS ADDRESS:
STREET 1: 228 EAST FORTY FIFTH STREET
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125577440
MAIL ADDRESS:
STREET 1: 228 EAST 45TH STREET
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
gba13fq211.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ] ; Amendment Number:
This Amendment (Check only one.) : [ ] is a restatement.
[ X ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Garrison, Bradford & Associates, Inc.
Address: 228 East 45th Street
6th floor
New York, NY 10017
13F File Number: 801-10937
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: William Bradford III
Title: Executive Vice President
Phone: 212-557-7440
Signature, Place and Date of Signing:
William Bradford III New York, New York August 3, 2011
Report Type (Check only one.) :
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE .
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SPECIAL ELECTRONIC FILING INSTRUCTIONS Continued
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13f Information Table Entry Total: 122
Form 13f Information Table Value Total: $80,160
List of Other Included Managers: N/A
No. 13F File Number Name
N/A
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO. COM 88579y101 493 5200 SH SOLE 5200
ABBOTT LABS COM 002824100 305 5800 SH SOLE 5800
ACCESS PHARMA COM 00431M308 202 98532 SH SOLE 98532
ADR PRANA BIOTECH COM 739727105 118 61842 SH SOLE 61842
AFLAC INC COM 001055102 303 6500 SH SOLE 6500
ALLSCRIPTS HLTH COM 01988p108 291 15000 SH SOLE 15000
AMER CAPITAL LTD COM 024937104 139 14021 SH SOLE 14021
AMER SCI ENGNRG COM 029429107 240 3000 SH SOLE 3000
AMER WATER WRKS COM 030420103 613 20800 SH SOLE 20800
ANNALY CAPITAL COM 035710409 2964 164301 SH SOLE 164301
AT&T INC COM 00206R102 230 7309 SH SOLE 7309
AVALONBAY CTYS COM 053484101 258 2008 SH SOLE 2008
BASF SE ADR COM 055262505 771 7875 SH SOLE 7875
BLACKSTONE GRP COM 09253u108 1031 62250 SH SOLE 62250
BROOKFIELD ASSET MGMT INC CL A COM 112585104 216 6500 SH SOLE 6500
BROOKFIELD RENEWABLE PWR TR UN COM 112834130 479 20000 SH SOLE 20000
CATALYST HEALTH SOLUTIONS COM 14888B103 949 17000 SH SOLE 17000
CB RICH ELLIS GRP COM 12497t101 226 9000 SH SOLE 9000
CELGENE CORP COM 151020104 863 14300 SH SOLE 14300
CENOVUS ENERGY COM 15135U109 650 17250 SH SOLE 17250
CHEMOKINE THERAP COM 16383p107 0 20000 SH SOLE 20000
COLABOR GROUP INC COM 192667103 1461 146000 SH SOLE 146000
COMCAST CL A COM 20030N200 695 28700 SH SOLE 28700
CONOCOPHILLIPS COM 20825c104 305 4055 SH SOLE 4055
COSTCO WHLSALE COM 22160K105 3566 43900 SH SOLE 43900
CREXUS INVESTMENT COM 226553105 506 45500 SH SOLE 45500
CSX CORP COM 126408103 315 12000 SH SOLE 12000
CVS CORPORATION COM 585745102 1575 41911 SH SOLE 41911
DOW CHEMICAL COM 260543103 259 7200 SH SOLE 7200
DULUTH METALS COM 26443R100 50 20000 SH SOLE 20000
ECOLAB INC COM 278865100 1505 26700 SH SOLE 26700
EMC CORPORATION COM 268648102 636 23075 SH SOLE 23075
ENCANA CORP COM 292505104 1153 37450 SH SOLE 37450
ENERPLUS COM 292766102 2568 81275 SH SOLE 81275
ENTERPRISE PRODUCTS PARTNERS COM 293792107 2362 54653 SH SOLE 54653
EXXON MOBIL CORP COM 302290101 1167 14343 SH SOLE 14343
FRANKLIN ST PROP COM 35471r106 1720 133200 SH SOLE 133200
GENERAL ELEC CO COM 369604103 483 25633 SH SOLE 25633
HALLMK FINL SVCS COM 40624q104 193 24500 SH SOLE 24500
HEALTH CARE REIT COM 42217K106 1352 25782 SH SOLE 25782
I-STAR FINANCIAL COM 45031u101 288 35500 SH SOLE 35500
ICICI BANK LTD ADR COM 45104g104 1163 23600 SH SOLE 23600
INTL BUS MACH COM 459200101 216 1260 SH SOLE 1260
IRON MOUNTAIN COM 462846106 953 27955 SH SOLE 27955
ISIS PHARM COM 464330109 287 31300 SH SOLE 31300
KAYNE ANDERSON COM 486606106 424 14030 SH SOLE 14030
KIMCO REALTY COM 49446R109 694 37250 SH SOLE 37250
LUBRIZOL CORP COM 549271104 403 3000 SH SOLE 3000
MEDICURE INC COM 58469e101 0 15000 SH SOLE 15000
MHI HOSPITALITY CP COM 55302L102 203 69500 SH SOLE 69500
MICROSOFT CORP COM 594918104 458 17600 SH SOLE 17600
MILLENNIUM INDIA ACQUISTION COM 60039q101 21 13000 SH SOLE 13000
MOLYCORP INC COM 608753109 244 4000 SH SOLE 4000
NORFOLK SOUTHERN COM 655844108 375 5000 SH SOLE 5000
NOVABAY PHARMACEUTICALS COM 66987p102 16 15000 SH SOLE 15000
PENN VA RESOURCES COM 707884102 726 26960 SH SOLE 26960
PEPSICO COM 713448108 402 5713 SH SOLE 5713
PEYTO EXPL & DEV COM 717046106 550 24600 SH SOLE 24600
POWER EFFICIENCY COM 739268209 3 70000 SH SOLE 70000
POWERSHARES DB GOLD DBL LONG E COM 25154H749 325 7000 SH SOLE 7000
PROVIDENT ENERGY LTD COM 74386V100 116 13000 SH SOLE 13000
QEP RESOURCES COM 74733V100 1004 24000 SH SOLE 24000
QUESTAR CORP COM 748356102 565 31900 SH SOLE 31900
QUICKSILVER RESOURCES COM 74837R104 207 14000 SH SOLE 14000
RANGE RES CORP COM 75281a109 3535 63700 SH SOLE 63700
ROFIN SINAR TECH COM 775043102 468 13700 SH SOLE 13700
ROSS STORES COM 778296103 989 12350 SH SOLE 12350
SLM CORP COM 78442p106 437 26011 SH SOLE 26011
SYSCO CORP COM 871829107 312 10000 SH SOLE 10000
TELEFLEX INC COM 879369106 293 4800 SH SOLE 4800
TEVA PHARM ADR COM 881624209 938 19450 SH SOLE 19450
THERMO FISHER SCI COM 883556102 963 14950 SH SOLE 14950
TMX GROUP INC COM 873028104 1354 29700 SH SOLE 29700
U S STEEL CRP COM 912909108 216 4700 SH SOLE 4700
UNION PAC CORP COM 907818108 226 2164 SH SOLE 2164
UNITED TECHS CORP COM 913017109 283 3200 SH SOLE 3200
UNITEDHEALTH GR COM 91324P102 7443 144307 SH SOLE 144307
UTILICO EMERGING MKTS UT GSP COM G93115106 211 80000 SH SOLE 80000
VALE S.A. COM 91912E105 264 8275 SH SOLE 8275
WALMART COM 931142103 566 10649 SH SOLE 10649
WHITING USA TR I COM 966389108 326 19200 SH SOLE 19200
WILLIAMS COS COM 969457100 428 14150 SH SOLE 14150
WOODWARD,INC COM 980745103 662 19000 SH SOLE 19000
WORLD TRUST FD COM L98345108 155 50000 SH SOLE 50000
YAHOO INC COM 984332106 655 43535 SH SOLE 43535
JAPAN SMALLER CAP RTS EXP 07/2 47109U120 3 12000 SH SOLE 12000
COHEN & ST QUALITY INC 17247L106 621 63550 SH SOLE 63550
INDIA FUND INC 454089103 300 9900 SH SOLE 9900
JAPAN SMALLER CAP FD 47109u104 99 12000 SH SOLE 12000
NUVEEN R/E FUND 67071b108 502 44500 SH SOLE 44500
POWERSHARES DB COMMODITY ITF 73935S105 203 7000 SH SOLE 7000
SPDR GOLD SHARES 78463V107 496 3400 SH SOLE 3400
iSHARES COMEX GOLD TRUST 464285105 461 31500 SH SOLE 31500
HSBC HOLDINGS PLC PFD 8.125% 404280703 399 15000 SH SOLE 15000
ISTAR FINL PFD SER D 8.00% 45031u408 514 25150 SH SOLE 25150
ISTAR FINL PFD SER E 7.875% 45031u507 1661 82600 SH SOLE 82600
ISTAR FINL PFD SER F 7.80% 45031u606 438 22100 SH SOLE 22100
ISTAR FINL PFD SER G 7.65% 45031u705 499 26000 SH SOLE 26000
ISTAR FINL PFD SER I 7.50% 45031u804 439 23000 SH SOLE 23000
JPMC CAPITAL XI SERIES K 5.875 46626V207 250 10000 SH SOLE 10000
MATERIA INC SER B PFD (RES) 110 310200 SH SOLE 310200
PARTNERRE CUM PFD E 7.25% G68603508 419 16500 SH SOLE 16500
PS BUSINESS PARKS 7% PFD 69360J875 1019 40546 SH SOLE 40546
PS BUSINESS PARKS 7.2% PFD 69360J784 201 8000 SH SOLE 8000
RENAISSANCERE HLDNGS 6.08% g7498p309 200 8389 SH SOLE 8389
VORNADO REALTY LP 7.875% due 1 929043602 964 35200 SH SOLE 35200
CITIGROUP FDG INC ELKS X 12% 0 17316G271 1258 148500 SH SOLE 148500
CITIGROUP FDG INC ELKS YAHOO 9 17317U501 137 15000 SH SOLE 15000
MORGAN ELKS CBS 8.5% 11/23/11 61760E648 302 30000 SH SOLE 30000
MORGAN ELKS CMI 12% 12/23/11 61760E325 550 55000 SH SOLE 55000
MORGAN ELKS FCX 11.5% 08/25/11 61760E200 1556 161000 SH SOLE 161000
COHEN & STEERS SELECT PFD & IN 19248Y107 838 34553 SH SOLE 34553
AMERICAN STRATEGIC INC 030098107 3908 335450 SH SOLE 335450
BLACKROCK MUNIHLDGS NJ INS 09254x101 172 12500 SH SOLE 12500
BLACKROCK MUNIHLDS FL INS 09254p108 133 10000 SH SOLE 10000
BLACKROCK MUNIYLD NY INS FD 09255e102 254 20100 SH SOLE 20100
BLACKROCK MUNIYLD QUALITY II 09254g108 236 20000 SH SOLE 20000
NUVEEN CT PREM INC MUNI FD 67060D404 101 10000 SH SOLE 10000
NUVEEN DIV ADVANTAGE MUNI FD 67066V507 278 27500 SH SOLE 27500
NUVEEN INS NY TAX FREE ADV MUN 670656305 152 15000 SH SOLE 15000
NUVEEN INSURED FUND 670657105 411 30000 SH SOLE 30000
NUVEEN INVMT QUALITY MUNI 67062e103 254 18000 SH SOLE 18000
NUVEEN NY DIV ADVANTAGE FD 67066X305 147 14500 SH SOLE 14500