-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HvMP8Ny+gpQOthf9TyX2OpLArOSwcp5VN9EV+oosB/UBRXyQUxJK9MC+wSSbE9S8 l4sjKaLZ2ZUiMcQazsnPGA== 0001056488-08-000003.txt : 20080814 0001056488-08-000003.hdr.sgml : 20080814 20080813174154 ACCESSION NUMBER: 0001056488-08-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080813 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GARRISON BRADFORD & ASSOCIATES INC CENTRAL INDEX KEY: 0001056488 IRS NUMBER: 132775552 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06878 FILM NUMBER: 081014611 BUSINESS ADDRESS: STREET 1: 122 EAST FORTY SECOND STREET STREET 2: SUITE 3500 CITY: NEW YORK STATE: NY ZIP: 10168 BUSINESS PHONE: 2125577440 MAIL ADDRESS: STREET 1: 122 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10168 13F-HR 1 gba13f2q08.txt 13F2Q08 13F-HR 08/13/08 0001056488 en6zee#c NONE 1 W. Bradford 212-557-7440 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.) : [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Garrison, Bradford & Associates, Inc. Address: 122 East 42nd Street 35th floor New York, NY 10168 13F File Number: 801-10937 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Bradford III Title: Executive Vice President Phone: 212-557-7440 Signature, Place and Date of Signing: William Bradford III New York, New York October 30, 1999 Report Type (Check only one.) : [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE . [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SPECIAL ELECTRONIC FILING INSTRUCTIONS Continued FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13f Information Table Entry Total: 108 Form 13f Information Table Value Total: $107,003,000 List of Other Included Managers: N/A No. 13F File Number Name N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO. COM 88579y101 362 5200 SH Sole 5200 ABBOTT LABS COM 002824100 360 6800 SH Sole 6800 ACCESS PHARMACEUTICALS COM 00431M308 53 19000 SH Sole 19000 ADR PRANA BIOTECH COM 739727105 219 58792 SH Sole 58792 AFLAC INC COM 001055102 534 8500 SH Sole 8500 ALLSCRIPTS HLTH COM 01988p108 1071 86300 SH Sole 86300 AMER CAPITAL LTD COM 024937104 478 20100 SH Sole 20100 AMER INTL GRP COM 026874107 202 7633 SH Sole 7633 AMER SCI ENGNRG COM 029429107 258 5000 SH Sole 5000 ANADARKO PET CP COM 032511107 299 4000 SH Sole 4000 AT&T INC COM 00206R102 456 13544 SH Sole 13544 AVALONBAY CTYS COM 053484101 481 5400 SH Sole 5400 AXIS CAP HLDNGS COM g0692u109 710 23804 SH Sole 23804 BIOGEN IDEC INC COM 09062X103 235 4200 SH Sole 4200 BREITBURN ENERGY COM 106776107 973 45000 SH Sole 45000 BROOKFIELD ASSET MGMT INC CL A COM 112585104 1067 32800 SH Sole 32800 CANAD'N PAC HLDRS COM 12616k106 307 1500 SH Sole 1500 CANWEL BLDG MAT COM 13874q108 270 62000 SH Sole 62000 CB RICH ELLIS GRP COM 12497t101 989 51500 SH Sole 51500 CELGENE CORP COM 151020104 390 6100 SH Sole 6100 CENTER FINL CORP COM 15146e102 152 18000 SH Sole 18000 CHEMOKINE THERAP COM 16383p107 6 40000 SH Sole 40000 CHESAPEAKE ENRGY COM 165167107 1385 21000 SH Sole 21000 CHINA DIGITAL MEDIA CORP COM 169382108 1 10000 SH Sole 10000 CISCO SYSTEMS COM 17275R102 230 9900 SH Sole 9900 COMCAST SPL CL A COM 20030N200 979 52200 SH Sole 52200 COMPASS MINERALS INTL INC COM 20451n101 403 5000 SH Sole 5000 CONOCOPHILLIPS COM 20825c104 604 6400 SH Sole 6400 COSTCO COM 22160K105 4753 67760 SH Sole 67760 CSX CORP COM 126408103 377 6000 SH Sole 6000 CVS CORPORATION COM 585745102 1887 47700 SH Sole 47700 DIGITAL REALTY TR COM 253868103 728 17800 SH Sole 17800 DOW CHEMICAL COM 260543103 532 15225 SH Sole 15225 ELLORA ENERGY 144A(RES) COM 28905p101 120 10000 SH Sole 10000 EMC CORPORATION COM 268648102 229 15600 SH Sole 15600 EMERSON ELEC CO COM 291011104 247 5000 SH Sole 5000 ENCANA CORP COM 292505104 7977 87731 SH Sole 87731 ENERPLUS RES FD COM 29274D604 6084 131575 SH Sole 131575 EXXON MOBIL CORP COM 302290101 1214 13772 SH Sole 13772 FRANKLIN ST PROP COM 35471r106 3300 261097 SH Sole 261097 GENAERA CORP COM 36867G100 124 68327 SH Sole 68327 GENERAL ELEC CO COM 369604103 1807 67700 SH Sole 67700 GMX RES UTS COM 38011m108 352 4750 SH Sole 4750 GREAT LAKES HYDRO INCOME COM 390631109 487 26000 SH Sole 26000 HALLIBURTON CO COM 406216101 350 6600 SH Sole 6600 HALLMK FINL SVCS COM 40624q104 1581 163500 SH Sole 163500 HEALTH CARE REIT COM 42217K106 1224 27512 SH Sole 27512 HEALTHEXTRAS INC COM 422211102 844 28000 SH Sole 28000 HEWLETT-PACKARD COM 428236103 309 7000 SH Sole 7000 HUGOTON RYLTY TR COM 444717102 1064 28755 SH Sole 28755 I-STAR FINANCIAL COM 45031u101 1697 128500 SH Sole 128500 ICICI BANK LTD ADR COM 45104g104 1398 48626 SH Sole 48626 ISIS PHARM COM 464330109 493 36200 SH Sole 36200 JOHNSON&JOHNSON COM 478160104 212 3300 SH Sole 3300 KIMBERLY CLARK COM 494368103 421 7040 SH Sole 7040 KIMCO REALTY COM 49446R109 1493 43250 SH Sole 43250 LUBRIZOL CORP COM 549271104 940 20300 SH Sole 20300 M&T BANK CORP COM 55261f104 216 3064 SH Sole 3064 MEDICURE INC COM 58469e101 2 60000 SH Sole 60000 MHI HOSPITALITY CP COM 55302L102 683 136000 SH Sole 136000 MICROSOFT CORP COM 594918104 242 8800 SH Sole 8800 MILLENNIUM INDIA ACQUISTION COM 60039q101 67 19000 SH Sole 19000 MONSANTO CO COM 61166w101 961 7600 SH Sole 7600 MSC INDUSTRIAL COM 553530106 812 18400 SH Sole 18400 NICHOLAS FIN'L INC COM 65373j209 206 40401 SH Sole 40401 NORFOLK SOUTHERN COM 655844108 570 9100 SH Sole 9100 PARKER HANNIFIN COM 701094104 235 3300 SH Sole 3300 PEYTO ENERGY TR COM 717045108 595 30100 SH Sole 30100 POWER EFFICIENCY COM 739268209 3 10000 SH Sole 10000 PPL CORP COM 69351T106 324 6200 SH Sole 6200 PROLOGIS COM 743410102 1109 20400 SH Sole 20400 PROVIDENT ENERGY COM 74386k104 149 13000 SH Sole 13000 PWR SHS DYN OIL COM 73935x625 235 7000 SH Sole 7000 QUESTAR CORP COM 748356102 3339 47000 SH Sole 47000 RANGE RES CORP COM 75281a109 9162 139800 SH Sole 139800 RAYTHEON CO COM 755111507 236 4200 SH Sole 4200 ROFIN SINAR TECH INC COM 775043102 1148 38000 SH Sole 38000 ROSS STORES COM 778296103 1613 45400 SH Sole 45400 SLM CORP COM 78442p106 838 43311 SH Sole 43311 SPDR FINANCIAL COM 81369y605 636 31400 SH Sole 31400 STATE ST CORP COM 857473102 806 12600 SH Sole 12600 SYSCO CORP COM 871829107 930 33800 SH Sole 33800 TELEFLEX INC COM 879369106 267 4800 SH Sole 4800 TESCO ADR COM 881575302 672 30500 SH Sole 30500 TEVA PHARM ADR COM 881624209 1269 27700 SH Sole 27700 THERMO FISHER SCI COM 883556102 764 13700 SH Sole 13700 TMX GROUP INC COM 873028104 2345 56800 SH Sole 56800 UNITEDHEALTH GR COM 91324P102 5364 204346 SH Sole 204346 UTILICO EMERGING MKTS UT GSP COM 59 20000 SH Sole 20000 W W GRAINGER INC COM 384802104 3215 39300 SH Sole 39300 WALMART COM 931142103 758 13496 SH Sole 13496 WESTERN REFIN INC COM 959319104 858 72450 SH Sole 72450 WESTERN UNION COM 959802109 260 10512 SH Sole 10512 WORLD TRUST FD COM L98345108 204 5000 SH Sole 5000 WTS MATERIA INC EXP 12-31-2010 COM 0 28200 SH Sole 28200 WTS PRANA BIOTECH EXP 10/31/10 COM 0 14280 SH Sole 14280 XTO ENERGY INC. COM 98385x106 1359 19830 SH Sole 19830 COHEN & ST WW REIT 19248j100 3251 234059 SH Sole 234059 INDIA FUND INC 454089103 495 14000 SH Sole 14000 NUVEEN R/E FUND 67071b108 962 65000 SH Sole 65000 ACCESS PHARMACEUTICALS INC SER 205 20 SH Sole 20 HSBC HOLDINGS PLC PFD 8.125% 404280703 443 17000 SH Sole 17000 ISTAR FINL PFD SER E 7.875% 45031u507 1741 93100 SH Sole 93100 ISTAR FINL PFD SER F 7.8% 45031u606 457 27600 SH Sole 27600 ISTAR FINL PFD SER G 7.65% 45031u705 467 29000 SH Sole 29000 ISTAR FINL PFD SER I 45031u804 554 34500 SH Sole 34500 MATERIA INC SER B PFD (RES) 100 282000 SH Sole 282000 CITIGROUP EMC ELKS 10.50% 02/0 17311g227 96 10000 SH Sole 10000
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