0001056466-12-000002.txt : 20120209 0001056466-12-000002.hdr.sgml : 20120209 20120209113841 ACCESSION NUMBER: 0001056466-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120209 DATE AS OF CHANGE: 20120209 EFFECTIVENESS DATE: 20120209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLARK ESTATES INC/NY CENTRAL INDEX KEY: 0001056466 IRS NUMBER: 135524538 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06760 FILM NUMBER: 12585299 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA 31ST FL CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2129776900 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA 31ST FL CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR 1 Form13F12_11.txt DEC. 31, 2011 FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Clark Estates, Inc. Address: One Rockefeller Plaza 31st Floor New York, NY 10020 13F File Number: 028-06760 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Richard C. Vanison Title: Treasurer Phone: 212-977-6900 Signature, Place and date of Signing: Richard C. Vanison New York, New York 02/09/2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 103 Form 13F Information Table Value Total (x$1000): $449,426 List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AEROPOSTALE INC COM 007865108 2580 169197 SH SOLE 169197 0 0 ALLIANCE BANCCORP INC PA NEW COM 01890A108 169 15700 SH SOLE 15700 0 0 ALTRIA GROUP INC COM 02209S103 9 300 SH SOLE 300 0 0 AMEDISYS INC COM 023436108 1309 120021 SH SOLE 120021 0 0 ANHEUSER-BUSCH INBEV NV ADR 03524A108 16833 276000 SH SOLE 276000 0 0 BP P.L.C. ADR SPONSORED ADR 055622104 22 513 SH SOLE 513 0 0 BANK OF AMERICA CORPORATION COM 060505104 3 532 SH SOLE 532 0 0 BANK OF NEW YORK MELLON CORP. COM 064058100 17506 879275 SH SOLE 879275 0 0 CSG SYS INTL INC COM 126349109 2483 168771 SH SOLE 168771 0 0 CVS CORP COM 126650100 7830 192000 SH SOLE 192000 0 0 CA INC COM 12673P105 2742 135635 SH SOLE 135635 0 0 CACI INT'L INC COM 127190304 1297 23200 SH SOLE 23200 0 0 CAPE BANCORP INC COM 139209100 170 21600 SH SOLE 21600 0 0 CARRIAGE SVCS INC COMMON COM 143905107 1351 241316 SH SOLE 241316 0 0 CENTER BANCORP INC COM 151408101 3799 388871 SH SOLE 388871 0 0 CHEVRON TEXACO CORP COM 166764100 21 200 SH SOLE 200 0 0 COLONIAL FINL SVCS INC COM 19566B101 294 23604 SH SOLE 23604 0 0 DTS INC COM 23335C101 1471 54000 SH SOLE 54000 0 0 DANAHER CORP COM 235851102 94 2000 SH SOLE 2000 0 0 DELL, INC. COM 24702R101 1291 88251 SH SOLE 88251 0 0 DELUXE CORP COM 248019101 592 26000 SH SOLE 26000 0 0 DIGITAL RIV INC COM COM 25388B104 376 25000 SH SOLE 25000 0 0 DIGITALGLOBE INC COM 25389M877 684 40000 SH SOLE 40000 0 0 DOMINION RES COM 25746U109 53 1000 SH SOLE 1000 0 0 DUKE ENERGY HLD COM 26441C105 11 500 SH SOLE 500 0 0 DUN & BRADSTREET CORP COM 26483E100 4190 56000 SH SOLE 56000 0 0 EDWARDS LIFE SCIENCES CORP COM 28176E108 707 10000 SH SOLE 10000 0 0 EXPEDIA INC COM 30212P105 1750 60301 SH SOLE 60301 0 0 EXXON-MOBIL CORP COM 30231G102 3821 45079 SH SOLE 45079 0 0 FIDELITY NATL INFORMATION SVCS INC COM 31620M106 3989 150000 SH SOLE 150000 0 0 FIRST CONN BANCORP INC MD COM 319850103 135 10400 SH SOLE 10400 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 758 45000 SH SOLE 45000 0 0 FOSTER L B CO COM 350060109 113 4000 SH SOLE 4000 0 0 FOX CHASE BANCORP INC NEW COM 35137T108 768 60830 SH SOLE 60830 0 0 FRANKIN FINANCIAL CORP/VA COM 35353C102 663 55972 SH SOLE 55972 0 0 GT ADVANCED TECH INC COM 36191U106 516 71300 SH SOLE 71300 0 0 GAMESTOP CORP COM 36467W109 1293 53600 SH SOLE 53600 0 0 GAP INC COM 364760108 2296 123775 SH SOLE 123775 0 0 GENERAL ELEC CO COM 369604103 697 38904 SH SOLE 38904 0 0 GRAND CANYON EDUCATION INC COM 38526M106 2692 168700 SH SOLE 168700 0 0 HEALTHWAYS INC COM 422245100 1575 229608 SH SOLE 229608 0 0 HERITAGE FINANCIAL GROUP INC COM 42726X102 177 15000 SH SOLE 15000 0 0 HEWLETT PACKARD CO COM 428236103 14918 579128 SH SOLE 579128 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 2558 44958 SH SOLE 44958 0 0 INTEL CORP COM 458140100 65 2662 SH SOLE 2662 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 860 4679 SH SOLE 4679 0 0 INTERPUBLIC GROUP COS INC COM 460690100 3143 323000 SH SOLE 323000 0 0 INTERVAL LEISURE GROUP INC COM COM 46113M108 2879 211501 SH SOLE 211501 0 0 JP MORGAN CHASE & CO COM 46625H100 15893 477990 SH SOLE 477990 0 0 JOHNSON & JOHNSON COM 478160104 13173 200867 SH SOLE 200867 0 0 KRAFT FOODS INC CL A 50075N104 20528 549465 SH SOLE 549465 0 0 LHC GROUP INC COM 50187A107 529 41238 SH SOLE 41238 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 16994 197675 SH SOLE 197675 0 0 LENDER PROCESSING SVCS INC COM COM 52602E102 1679 111396 SH SOLE 111396 0 0 LILLY ELI & CO COM 532457108 2949 70950 SH SOLE 70950 0 0 LINCOLN EDUCATIONAL SERVICES C COM 533535100 1801 227932 SH SOLE 227932 0 0 LOCKHEED MARTIN CORP COM COM 539830109 2613 32300 SH SOLE 32300 0 0 LUMINEX CORP DEL COM 55027E102 18978 893937 SH SOLE 893937 0 0 MANTECH INTERNATIONAL CORP COM 564563104 2446 78283 SH SOLE 78283 0 0 MASTERCARD INC COM 57636Q104 12141 32565 SH SOLE 32565 0 0 MEDICIS PHARMACEUTICAL CORP COM 584690309 3075 92487 SH SOLE 92487 0 0 MEDNAX INC COM 58502B106 2800 38883 SH SOLE 38883 0 0 MICROSOFT CORP COM 594918104 2824 108778 SH SOLE 108778 0 0 MYRIAD GENETICS INC COM 62855J104 1047 50000 SH SOLE 50000 0 0 NEWS CORP COM 65248E104 7136 400000 SH SOLE 400000 0 0 OBA FINL SVCS INC COM 67424G101 491 34260 SH SOLE 34260 0 0 OCEAN SHORE HOLDING CO COM 67501R103 278 27122 SH SOLE 27122 0 0 OMNICON GROUP INC COM 681919106 2178 48847 SH SOLE 48847 0 0 ORBITAL SCIENCES CORP COM 685564106 581 40000 SH SOLE 40000 0 0 PDL BIO PHARMA INC COM 69329Y104 1302 210000 SH SOLE 210000 0 0 PEOPLES FED BANCSHARES INC COM 711037101 318 22300 SH SOLE 22300 0 0 PFIZER INC COM 717081103 33117 1530371 SH SOLE 1530371 0 0 PHILIP MORRIS COM 718172109 24 300 SH SOLE 300 0 0 PROCTOR & GAMBLE CO. COM 742718109 408 6110 SH SOLE 6110 0 0 RALCORP HLDGS INC NEW COM 751028101 1 11 SH SOLE 11 0 0 ROPER IND INC COM 776696106 87 1000 SH SOLE 1000 0 0 ROVI CORP COM 779376102 737 30000 SH SOLE 30000 0 0 SI FINANCIAL GROUP INC COM 78425V104 427 43375 SH SOLE 43375 0 0 SIX FLAGS COM 83001A102 4124 100000 SH SOLE 100000 0 0 SMITH & WESSON COM 831756101 2225 510316 SH SOLE 510316 0 0 SYNAPTICS INC COM 87157D109 754 25000 SH SOLE 25000 0 0 TF FINANCIAL CORP COM 872391107 197 8680 SH SOLE 8680 0 0 TRC COS INC COM 872625108 33621 5594127 SH SOLE 5594127 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1040 25770 SH SOLE 25770 0 0 TEXAS INSTRS INC COM 882508104 24 815 SH SOLE 815 0 0 THERMO FISHER SCIENTIFIC COM 883556102 2249 50000 SH SOLE 50000 0 0 THE STREET.COM COM 88368Q103 1651 982928 SH SOLE 982928 0 0 3-D SYS CORP DEL COM NEW 88554D205 40845 2836464 SH SOLE 2836464 0 0 TRIPADVISOR INC COM 896945201 1658 60301 SH SOLE 60301 0 0 TYLER TECHNOLOGIES INC COM 902252105 813 27000 SH SOLE 27000 0 0 USANA HEALTH SCIENCES INC COM 90328M107 2741 90259 SH SOLE 90259 0 0 UNILEVER PLC ADR 904767704 4492 134000 SH SOLE 134000 0 0 UNITED ONLINE COM 911268100 1289 237000 SH SOLE 237000 0 0 UNITED PARCEL CL B 911312106 73 1000 SH SOLE 1000 0 0 UNITED TECHNOLOGIES CORP COM COM 913017109 91 1250 SH SOLE 1250 0 0 VALASSIS COMM COM 918866104 1296 67400 SH SOLE 67400 0 0 VIACOM INC NEW CL B 92553P201 14213 313000 SH SOLE 313000 0 0 VIRGINIA COMMERCE BANCORP INC COM 92778Q109 77 10000 SH SOLE 10000 0 0 VONAGE HOLDINGS COM 92886T201 870 355000 SH SOLE 355000 0 0 WESTERN UN CO COM 959802109 2682 146900 SH SOLE 146900 0 0 XEROX CORP COM 984121103 7960 1000000 SH SOLE 1000000 0 0 COVIDIEN PLC COM G2554F113 27063 601275 SH SOLE 601275 0 0 TYCO INTL LTD COM H89128104 17270 369730 SH SOLE 369730 0 0