-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A2PUHoXmzyWC1vBi65X39S2Oox4roNuxkXmcQ9oBKtWH3wlxuLGQTOMpIARniDXM yC9pOZBmnqgWP1U1OuQtUw== 0000020405-99-000093.txt : 19990624 0000020405-99-000093.hdr.sgml : 19990624 ACCESSION NUMBER: 0000020405-99-000093 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990623 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMCOR GROUP INC CENTRAL INDEX KEY: 0000105634 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 112125338 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-12871 FILM NUMBER: 99651032 BUSINESS ADDRESS: STREET 1: 101 MERRITT SEVEN CORPORATE PK STREET 2: 7TH FLOOR CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 2038497800 MAIL ADDRESS: STREET 1: 101 MERRITT SEVEN CORPORATE PARK STREET 2: 7TH FLOOR CITY: NORWALK STATE: CT ZIP: 06851 FORMER COMPANY: FORMER CONFORMED NAME: JWP INC/DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: JAMAICA WATER PROPERTIES INC DATE OF NAME CHANGE: 19860518 FORMER COMPANY: FORMER CONFORMED NAME: WELSBACH CORP DATE OF NAME CHANGE: 19761119 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 250 WEST ST STREET 2: 7TH FL CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 250 WEST ST STREET 2: 7TH FL CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 SC 13D/A 1 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1 )* -------------------- EMCOR GROUP, INC. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 29084Q-10-0 (CUSIP Number) Harold O. Levy Director - Global Compliance Citigroup Inc. 425 Park Avenue New York, NY 10043 (212) 793-7212 (Name, address and telephone number of person authorized to receive notices and communications) June 3, 1999 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. - ------------------------ * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------ ------------------- CUSIP No. 29084Q100 Page 2 of 8 Pages - ------------------------ ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Salomon Brothers Asset Management Inc - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF --------------------------------------------------------------- SHARES 8 SHARED VOTING POWER 435,259* BENEFICIALLY OWNED BY --------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 0 REPORTING --------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 435,259* - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 435,259* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.3%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA - -------------------------------------------------------------------------------- * Assumes conversion of certain securities held. - ------------------------ ------------------- CUSIP No. 29084Q100 Page 3 of 8 Pages - ------------------------ ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Salomon Brothers Holding Company Inc - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF --------------------------------------------------------------- SHARES 8 SHARED VOTING POWER 435,265* BENEFICIALLY OWNED BY --------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 0 REPORTING --------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 435,265* - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 435,265* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.3%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - -------------------------------------------------------------------------------- * Assumes conversion of certain securities held. - ------------------------ ------------------- CUSIP No. 29084Q100 Page 4 of 8 Pages - ------------------------ ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Salomon Smith Barney Holdings Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF --------------------------------------------------------------- SHARES 8 SHARED VOTING POWER 438,373* BENEFICIALLY OWNED BY --------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 0 REPORTING --------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 438,373* - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 438,373* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.3%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC - -------------------------------------------------------------------------------- * Assumes conversion of certain securities held. - ------------------------ ------------------- CUSIP No. 29084Q100 Page 5 of 8 Pages - ------------------------ ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Citigroup Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF --------------------------------------------------------------- SHARES 8 SHARED VOTING POWER 767,561* BENEFICIALLY OWNED BY --------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 0 REPORTING --------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 767,561* - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 767,561* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.4%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC - -------------------------------------------------------------------------------- * Assumes conversion of certain securities held. This Amendment No. 1 to the statement on Schedule 13D, dated May 17, 1999 (the "Schedule 13D"), of Citigroup Inc. is being filed with respect to the common stock, par value $.01 per share (the "Common Stock") of Emcor Group, Inc. a Deleware corporation (the "issuer"). Interest in Securities of the Issuer. (a) and (b) This item as set forth in the Schedule 13D is deleted and the following is inserted in its place: As of June 3, 1999, SBAM may be deemed to beneficially own 626,690 shares of Common Stock, which includes 557,790 shares of Common Stock issuable upon conversion of certain convertible securities (the "Convertible Securities"), representing 6.1% of the outstanding shares of such class (based on 9,667,003 shares of Common Stock outstanding as of April 30, 1999); SBHC may be deemed to beneficially own 626,696 shares of Common Stock, which includes 557,796 shares of Common Stock issuable upon conversion of Convertible Securities, representing 6.1% of the outstanding shares of such class; SSBH, exclusively through its holding company structure, may be deemed to beneficially own 717,839 shares of Common Stock, which includes 560,539 shares of Common Stock issuable upon conversion of Convertible Securities, representing 7.0% of the outstanding shares of such class; and Citigroup, exclusively through its holding company structure, may be deemed to beneficially own 1, 047,026 shares of Common Stock, which includes 889,726 shares of Common Stock issuable upon conversion of Convertible Securities, representing 9.9% of the outstanding shares of such class. As of June 7, 1999, SBAM may be deemed to beneficially own 528,167 shares of Common Stock, which includes 499,267 shares of Common Stock issuable upon conversion of certain convertible securities (the "Convertible Securities"), representing 5.2% of the outstanding shares of such class (based on 9,667,003 shares of Common Stock outstanding as of April 30, 1999); SBHC may be deemed to beneficially own 528,173 Shares of common Stock, which includes 499,273 shares of Common Stock issuable upon conversion of Convertible Securities, representing 5.2% of the outstanding shares of such class; SSBH, exclusively through its holding company structure, may be deemed to benefically own 579,816 shares of Common Stock which includes 502,016 shares of Common Stock issuable upon conversion of Convertible Securities, representing 5.7 of the outstanding shares of such class; and Citigroup, exclusively through its holding company structure, may be deemed to beneficially own 908,998 shares of Common Stock, which includes 831,198 shares of Common Stock issuable upon conversion of Convertible Securities, representing 8.7% of the outstanding shares of such class. Page 6 As of June 15, 1999, SBAM may be deemed to beneficially own 435,259 shares of Common Stock, which includes 435,259 shares of Common Stock issuable upon conversion of certain convertible securities (the "Convertible Securities"), representing 4.3% of the outstanding shares of such class (based on 9,667,003 shares of Common Stock outstanding as of April 30, 1999); SBHC may be deemed to beneficially own 435,265 Shares of common Stock, which includes 435,265 shares of Common Stock issuable upon conversion of Convertible Securities, representing 4.3% of the outstanding shares of such class; SSBH, exclusively through its holding company structure, may be deemed to benefically own 438,373 shares of Common Stock which includes 438,373 shares of Common Stock issuable upon conversion of Convertible Securities, representing 4.3 of the outstanding shares of such class; and Citigroup, exclusively through its holding company structure, may be deemed to beneficially own 767,561 shares of Common Stock, which includes 767,561 shares of Common Stock issuable upon conversion of Convertible Securities, representing 7.4% of the outstanding shares of such class. Except as set forth or incorporated by reference herein, none of the Reporting Persons or, to the best knowledge of the Reporting Persons, the persons listed in Annexes A and B hereto, beneficially owned any Common Stock or Convertible Securities. (c) Subsidiaries of Citigroup made no purchases or sales of Common Stock or Convertible Securities from May 17, 1999 through June 15, 1999, other than purchases and sales made for third party accounts or mutual funds. (d) and (e) Not applicable. Page 7 SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 16, 1999 SALOMON BROTHERS ASSET MANAGEMENT INC By: /s/ Howard M. Darmstadter ------------------------- Name: Howard M. Darmstadter Title: Assistant Secretary SALOMON BROTHERS HOLDING COMPANY INC By: /s/ Howard M. Darmstadter ------------------------- Name: Howard M. Darmstadter Title: Assistant Secretary SALOMON SMITH BARNEY HOLDINGS INC. By: /s/ Howard M. Darmstadter ------------------------- Name: Howard M. Darmstadter Title: Assistant Secretary CITIGROUP INC. By: /s/ Glenn S. Gray ------------------------ Name: Glenn S. Gray Title: Assistant Secretary Page 8 -----END PRIVACY-ENHANCED MESSAGE-----