0001623632-18-001598.txt : 20181213 0001623632-18-001598.hdr.sgml : 20181213 20181213092617 ACCESSION NUMBER: 0001623632-18-001598 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181213 DATE AS OF CHANGE: 20181213 EFFECTIVENESS DATE: 20181213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED INVESTORS INC /PA/ CENTRAL INDEX KEY: 0001056288 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 251111467 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04375 FILM NUMBER: 181232298 BUSINESS ADDRESS: STREET 1: FEDERATED INVESTORS TOWER STREET 2: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4122881900 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER STREET 2: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001056288 XXXXXXXX 09-30-2018 09-30-2018 true 1 NEW HOLDINGS false FEDERATED INVESTORS INC /PA/
FEDERATED INVESTORS TOWER 1001 LIBERTY AVENUE Pittsburgh PA 15222
13F HOLDINGS REPORT 028-04375 Y Federated Investors, Inc. ("Investors") is affiliated with the institutional investment managers listed on the summary page of this Form 13F in the manner described below. By virtue of Rule 13F-1(b) under the Securities Exchange Act of 1934, Investors is deemed to share investment discretion over all investments reported herein. This filing does not constitute an admission that such investment discretion does in fact exist, but is made solely to comply with applicable law. The information set forth below is numbered to correspond with the names of the other parties with respect to which this schedule is filed as listed at the bottom of the cover page hereof: 1. Federated Investment Counseling ("FIC") is an Investment Adviser to certain Federated Funds, Federated International Funds, PLC, Federated Unit Trust, and certain private investment accounts. FIC is a wholly-owned subsidiary of Investors. Investors exercises investment discretion over certain investments as reported by FIC. FIC exercises investment discretion over the investments identified with the number "1" under Item 7 in the attached tables. This filing is made on behalf of FIC with respect to all investments over which it exercises investment discretion. 2. Federated Investment Management Company ("FIM") is the Investment Adviser to certain Federated Funds. FIM is a wholly-owned subsidiary of Investors. Subject to guidelines established by the Boards of Trustees or Directors of the aforementioned Funds, FIM exercises investment discretion over the investments identified with the number "2" under Item 7 in the attached tables. This filing is made on behalf of FIM with respect to all investments over which it exercises investment discretion. 8. Federated Advisory Services Company ("FASC") is an Investment Adviser that provides investment advice and other services to related advisers. 9. Federated Equity Management Company of Pennsylvania ("FEMCOPA") is the Investment Adviser to certain Federated Funds. FEMCOPA is a wholly-owned subsidiary of Investors. Subject to guidelines established by the Boards of Trustees or Directors of the aforementioned Funds, FEMCOPA exercises investment discretion over the investments identified with the number "9" under Item 7 in the attached tables. This filing is made on behalf of FEMCOPA with respect to all investments over which it exercises investment discretion. 21. Federated Global Investment Management Corp. ("Global") is the Investment Adviser to certain Federated Funds and certain private investment accounts. Global is a wholly-owned subsidiary of Investors. Subject to guidelines established by the Board of Trustees or Directors of the aforementioned Funds, Global exercises investment discretion over the investments identified with the number "21" under Item 7 in the attached tables. This filing is made on behalf of Global with respect to all investments over which it exercises investment discretion. 22. Federated MDT Advisers ("MDT") is the Investment Adviser to certain Federated Funds and certain private investment accounts. MDT is a wholly-owned subsidiary of Investors. Subject to guidelines established by the Boards of Trustees or Directors of the aforementioned Funds, MDT exercises investment discretion over the investments identified with the number "22" under Item 7 in the attached tables. This filing is made on behalf of MDT with respect to all investments over which it exercises investment discretion. 23. Hermes Investment Management Limited (HIML) is the Investment Adviser to certain registered and non-registered funds and private investment accounts. HIML is a wholly-owned subsidiary of Hermes Fund Managers Limited, which Investors indirectly owns a 60% interest. HIML exercises investment discretion over certain investments identified with number "23." This filing is made on behalf of HIML with respect to some investments over which it exercises investment discretion.
Megan Dolan Senior Investment Management Compliance Officer 412-288-6518 /s/Megan Dolan Pittsburgh PA 12-13-2018 7 1 377 01 0000819684 028-01454 FEDERATED INVESTMENT COUNSELING 02 0001086433 028-04377 FEDERATED INVESTMENT MANAGEMENT CO 08 0001279010 028-10899 FEDERATED ADVISORY SERVICES CO 09 0001279012 028-10900 FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA 21 0001086431 028-04379 FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP 22 0001056508 028-06902 FEDERATED MDTA LLC 23 0001013143 028-10437 HERMES INVESTMENT MANAGEMENT LTD
INFORMATION TABLE 2 infotable.xml Federated Premier Intermediate Municipal Income Fund COM 31423M105 377 25970 SH DFND 02 25970 0 0