0001209191-14-066178.txt : 20141104 0001209191-14-066178.hdr.sgml : 20141104 20141104160848 ACCESSION NUMBER: 0001209191-14-066178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141103 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: L 3 COMMUNICATIONS HOLDINGS INC CENTRAL INDEX KEY: 0001056239 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 133937434 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126971111 MAIL ADDRESS: STREET 1: 600 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WASHKOWITZ ALAN H CENTRAL INDEX KEY: 0001220502 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14141 FILM NUMBER: 141193257 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS INC STREET 2: 399 PARK CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-03 0 0001056239 L 3 COMMUNICATIONS HOLDINGS INC LLL 0001220502 WASHKOWITZ ALAN H C/O L-3 COMMUNICATIONS CORPORATION 600 THIRD AVENUE NEW YORK NY 10016 1 0 0 0 Common Stock 2014-11-03 4 M 0 3332 84.14 A 39923 D Common Stock 2014-11-03 4 S 0 3332 121.87 D 36591 D Common Stock 2014-11-03 4 M 0 2981 107.40 A 39572 D Common Stock 2014-11-03 4 S 0 2981 121.88 D 36591 D Common Stock 2014-11-03 4 M 0 2609 67.32 A 39200 D Common Stock 2014-11-03 4 S 0 2609 122.02 D 36591 D Common Stock 2014-11-03 4 M 0 2609 81.73 A 39200 D Common Stock 2014-11-03 4 S 0 2609 122.00 D 36591 D 04/26/2005 Employee Stock Option (Right to Buy) 67.32 2014-11-03 4 M 0 2609 0.00 D 2015-04-26 Common Stock 2609 0 D 04/25/2006 Employee Stock Option (Right to Buy) 81.73 2014-11-03 4 M 0 2609 0.00 D 2016-04-25 Common Stock 2609 0 D 04/02/2007 Employee Stock Option (Right to Buy) 84.14 2014-11-03 4 M 0 3332 0.00 D 2017-04-02 Common Stock 3332 0 D 04/01/2008 Employee Stock Option (Right to Buy) 107.40 2014-11-03 4 M 0 2981 0.00 D 2018-04-01 Common Stock 2981 0 D Represents weighted average sale price for price increments ranging from $121.86 to $121.88. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sale price for price increments ranging from $121.85 to $121.88. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sale price for price increments ranging from $121.99 to $122.03. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sale price for price increments ranging from $121.98 to $122.02. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Does not include shares issuable upon the exercise of options. This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date. /s/ Allen E. Danzig as Attorney-in-Fact 2014-11-04