0001055975-12-000003.txt : 20120131
0001055975-12-000003.hdr.sgml : 20120131
20120131112600
ACCESSION NUMBER: 0001055975-12-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120131
DATE AS OF CHANGE: 20120131
EFFECTIVENESS DATE: 20120131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PARAGON INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0001055975
IRS NUMBER: 911527225
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06718
FILM NUMBER: 12557960
BUSINESS ADDRESS:
STREET 1: 1420 5TH AVE
STREET 2: SUITE 3020
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 2065838300
MAIL ADDRESS:
STREET 1: 1420 FIFTH AVENUE SUITE 3020
CITY: SEATTLE
STATE: WA
ZIP: 98101
13F-HR
1
dec4q201113f.txt
PARAGON INV MANAGEMENT INC 13F DEC 31 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Paragon Investment Management, Inc.
Address: 1420 Fifth Avenue Suite 3020
Seattle, WA 98101
13F File Number: 801-39191
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that is understood that all required
items, statements, schedules, lists and tables, are considered integral
parts of this form.
Person signing this report on Behalf of Reporting Manager:
Name: Marjanne K. Masterman
Title: Sr. Vice-President and CCO
Phone: (206) 583-8300
Signature, Place, and Date of Signing:
Marjanne K. Masterman Seattle, WA January 31, 2012
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:0
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 112
Form 13F Information Table Value Total: $388,371,000
List of other Included Managers:
No.
13F File Number
Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Abbott Laboratories COM 002824100 763 13571 SH Sole 13571
Actuant Corp Cl A (formerly Ap COM 00508X203 6154 271201 SH Sole 271201
Affiliated Managers Group COM 008252108 292 3040 SH Sole 3040
Altria Group Inc COM 02209S103 240 8100 SH Sole 8100
Annaly Capital Management Inc. COM 035710409 298 18687 SH Sole 18687
Apache Corp COM 037411105 5087 56159 SH Sole 56159
Apple Computer COM 037833100 17418 43007 SH Sole 43007
Ball Corporation COM 058498106 6382 178724 SH Sole 178724
Berkshire Hathaway Class B COM 084670702 7787 102059 SH Sole 102059
Boeing COM 097023105 348 4744 SH Sole 4744
Broadcom Corp - Cl A COM 111320107 6014 204844 SH Sole 204844
CVS Corporation COM 126650100 341 8364 SH Sole 8364
Celgene Corp COM 151020104 9478 140214 SH Sole 140214
Cerner Corp COM 156782104 6956 113568 SH Sole 113568
Chevron Corp COM 166764100 14062 132163 SH Sole 132163
Cisco Systems Inc COM 17275R102 6757 373722 SH Sole 373722
Coca Cola Co. COM 191216100 591 8450 SH Sole 8450
Colgate-Palmolive Company COM 194162103 395 4278 SH Sole 4278
ConocoPhillips COM 20825C104 13233 181599 SH Sole 181599
Consumer Discretionary Select COM 81369y407 388 9931 SH Sole 9931
Costco Wholesale COM 22160K105 676 8117 SH Sole 8117
Danaher Corp COM 235851102 8298 176404 SH Sole 176404
EMC Corporation COM 268648102 10803 501548 SH Sole 501548
EQT Corp COM 26884L109 10292 187843 SH Sole 187843
Emerson Electric COM 291011104 391 8400 SH Sole 8400
Energy Select Sector SPDR Fund COM 81369y506 1603 23192 SH Sole 23192
Exxon Mobil Corp COM 30231G102 708 8355 SH Sole 8355
Financial Select Sector SPDR F COM 81369y605 13601 1046216 SH Sole 1046216
General Electric COM 369604103 566 31615 SH Sole 31615
Goldman Sachs COM 38141G104 4062 44924 SH Sole 44924
Google Inc COM 38259P508 11660 18053 SH Sole 18053
Gorman-Rupp COM 383082104 238 8750 SH Sole 8750
Healthcare Select Sector SPDR COM 81369y209 7887 227370 SH Sole 227370
Heinz H J Co. COM 423074103 248 4587 SH Sole 4587
Home Depot COM 437076102 480 11417 SH Sole 11417
I. B. M. COM 459200101 990 5384 SH Sole 5384
IShares Russell 1000 Growth COM 464287614 1177 20367 SH Sole 20367
Industrial Select Sector SPDR COM 81369y704 255 7553 SH Sole 7553
Intel Corp COM 458140100 438 18049 SH Sole 18049
JP Morgan Chase & Co COM 46625H100 1454 43724 SH Sole 43724
Kimberly Clark Corp. COM 494368103 456 6196 SH Sole 6196
Kraft Foods Inc COM 50075n104 517 13842 SH Sole 13842
LKQ Corp COM 501889208 7967 264845 SH Sole 264845
Las Vegas Sands Corp COM 517834107 3026 70817 SH Sole 70817
Lowe's Companies COM 548661107 7536 296931 SH Sole 296931
Materials Select Sector SPDR F COM 81369y100 614 18316 SH Sole 18316
Mattel Inc COM 577081102 242 8733 SH Sole 8733
MetLife, Inc. COM 59156R108 1293 41471 SH Sole 41471
Microsoft COM 594918104 10684 411569 SH Sole 411569
Nike Inc Class B COM 654106103 4601 47744 SH Sole 47744
Nordstrom Inc COM 655664100 352 7088 SH Sole 7088
Paccar Inc COM 693718108 296 7903 SH Sole 7903
Parker Hannifin Corp COM 701094104 8103 106263 SH Sole 106263
Paychex Inc COM 704326107 306 10160 SH Sole 10160
PepsiCo Inc. COM 713448108 9450 142422 SH Sole 142422
Pfizer Inc. COM 717081103 470 21742 SH Sole 21742
Philip Morris International In COM 718172109 979 12479 SH Sole 12479
Powershares Wilderhill Clean E COM 73935X500 127 25000 SH Sole 25000
Procter & Gamble COM 742718109 9098 136380 SH Sole 136380
Qualcomm Inc COM 747525103 13157 240530 SH Sole 240530
RPM International Inc COM 749685103 401 16334 SH Sole 16334
Real Estate Investment Trust E COM 922908553 232 3994 SH Sole 3994
S&P 500 Depository Receipt COM 78462F103 8611 68611 SH Sole 68611
S&P Mid-Cap 400 ETF COM 78467Y107 1852 11615 SH Sole 11615
S&P Small-Cap 600 iShares Trus COM 464287804 1340 19614 SH Sole 19614
SPDR S&P Dividend ETF COM 78464a763 7516 139527 SH Sole 139527
St Jude Medical, Inc. COM 790849103 1998 58239 SH Sole 58239
Starbucks Corporation COM 855244109 10359 225147 SH Sole 225147
Target Corp COM 87612E106 8005 156293 SH Sole 156293
Technology Select Sector SPDR COM 81369y803 2326 91395 SH Sole 91395
Vanguard Total Stock Mkt ETF COM 922908769 1073 16682 SH Sole 16682
Varian Medical Sys COM 92220P105 373 5560 SH Sole 5560
Verizon Communications Inc COM 92343V104 297 7401 SH Sole 7401
Visa Inc - Cl A COM 92826c839 15037 148106 SH Sole 148106
W W Grainger Inc COM 384802104 384 2050 SH Sole 2050
Waste Management, Inc. COM 94106L109 327 10003 SH Sole 10003
iShares Russell 2000 Index Fun COM 464287655 466 6315 SH Sole 6315
Cooper Industries PLC INTL EQ g24140108 6917 127739 SH Sole 127739
Nestle SA ADR INTL EQ 641069406 9585 165977 SH Sole 165977
Novartis AG - ADR INTL EQ 66987V109 214 3745 SH Sole 3745
Royal Dutch Shell Spons ADR INTL EQ 780259206 349 4777 SH Sole 4777
SPDR DJ Wilshire Intl Real Est INTL EQ 78463X863 228 7173 SH Sole 7173
SPDR S&P International Small C INTL EQ 78463x871 428 17017 SH Sole 17017
Schlumberger Ltd. INTL EQ 806857108 8577 125556 SH Sole 125556
Select Emerging Markets ETF- V INTL EQ 922042858 7730 202314 SH Sole 202314
Telefonica SA - Spons ADR INTL EQ 879382208 180 10500 SH Sole 10500
Teva Pharmaceutical INTL EQ 881624209 7878 195199 SH Sole 195199
Vanguard FSTE All-World Ex-U INTL EQ 922042775 2909 73378 SH Sole 73378
Vodafone Group PLC Spons ADR INTL EQ 92857w209 8647 308506 SH Sole 308506
iShares S&P Global Utilities E INTL EQ 464288711 615 14675 SH Sole 14675
American Capital World Growth Eq Fund 140543109 243 7566 SH Sole 7566
American High Income Trust - A Eq Fund 026547109 248 23300 SH Sole 23300
BlackRock Strategic Inc Oppty Eq Fund 09256h310 123 12935 SH Sole 12935
Columbia Acorn Fund Z Eq Fund 197199409 364 13210 SH Sole 13210
Vanguard Small Cap Growth Inde Eq Fund 922908827 290 13486 SH Sole 13486
WHV International Equity Fund Eq Fund 360873863 293 16596 SH Sole 16596
Vanguard Short-Term Bond ETF Bond Txbl ETF 921937827 1290 15960 SH Sole 15960
Vanguard Short-Term Corp Bond Bond Txbl ETF 92206c409 3212 41249 SH Sole 41249
Vanguard Total Bond Market ETF Bond Txbl ETF 921937835 353 4221 SH Sole 4221
iShares Barclays 1-3 Yr Treasu Bond Txbl ETF 464287457 420 4973 SH Sole 4973
iShares Barclays 3-7 Yr Treasu Bond Txbl ETF 464288661 261 2142 SH Sole 2142
iShares Barclays Aggregate Bon Bond Txbl ETF 464287226 934 8473 SH Sole 8473
iShares Barclays Int Gov-Credi Bond Txbl ETF 464288612 1049 9422 SH Sole 9422
iShares iBoxx Inv Grade Corp B Bond Txbl ETF 464287242 716 6292 SH Sole 6292
Nuveen Floating Rate Income Fu ETF 67072T108 570 52510 SH Sole 52510
S&P Small-Cap 600 Index iShare ETF 464287804 226 3306 SH Sole 3306
SPDR Gold Trust ETF 78463V107 271 1786 SH Sole 1786
SPDR S&P Dividend ETF ETF 78464a763 2040 37865 SH Sole 37865
WisdomTree Equity Income Fund ETF 97717w208 358 8349 SH Sole 8349
iShares S&P Preferred Stock In ETF 464288687 463 12995 SH Sole 12995
SPDR S&P Intl DVD ETF ETF FOR 78463x772 924 19880 SH Sole 19880
WisdomTree Emerging Mkt Equity ETF FOR 97717w315 779 15194 SH Sole 15194