0001055975-12-000003.txt : 20120131 0001055975-12-000003.hdr.sgml : 20120131 20120131112600 ACCESSION NUMBER: 0001055975-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120131 DATE AS OF CHANGE: 20120131 EFFECTIVENESS DATE: 20120131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARAGON INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001055975 IRS NUMBER: 911527225 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06718 FILM NUMBER: 12557960 BUSINESS ADDRESS: STREET 1: 1420 5TH AVE STREET 2: SUITE 3020 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2065838300 MAIL ADDRESS: STREET 1: 1420 FIFTH AVENUE SUITE 3020 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 dec4q201113f.txt PARAGON INV MANAGEMENT INC 13F DEC 31 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Paragon Investment Management, Inc. Address: 1420 Fifth Avenue Suite 3020 Seattle, WA 98101 13F File Number: 801-39191 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this report on Behalf of Reporting Manager: Name: Marjanne K. Masterman Title: Sr. Vice-President and CCO Phone: (206) 583-8300 Signature, Place, and Date of Signing: Marjanne K. Masterman Seattle, WA January 31, 2012 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager:0 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 112 Form 13F Information Table Value Total: $388,371,000 List of other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abbott Laboratories COM 002824100 763 13571 SH Sole 13571 Actuant Corp Cl A (formerly Ap COM 00508X203 6154 271201 SH Sole 271201 Affiliated Managers Group COM 008252108 292 3040 SH Sole 3040 Altria Group Inc COM 02209S103 240 8100 SH Sole 8100 Annaly Capital Management Inc. COM 035710409 298 18687 SH Sole 18687 Apache Corp COM 037411105 5087 56159 SH Sole 56159 Apple Computer COM 037833100 17418 43007 SH Sole 43007 Ball Corporation COM 058498106 6382 178724 SH Sole 178724 Berkshire Hathaway Class B COM 084670702 7787 102059 SH Sole 102059 Boeing COM 097023105 348 4744 SH Sole 4744 Broadcom Corp - Cl A COM 111320107 6014 204844 SH Sole 204844 CVS Corporation COM 126650100 341 8364 SH Sole 8364 Celgene Corp COM 151020104 9478 140214 SH Sole 140214 Cerner Corp COM 156782104 6956 113568 SH Sole 113568 Chevron Corp COM 166764100 14062 132163 SH Sole 132163 Cisco Systems Inc COM 17275R102 6757 373722 SH Sole 373722 Coca Cola Co. COM 191216100 591 8450 SH Sole 8450 Colgate-Palmolive Company COM 194162103 395 4278 SH Sole 4278 ConocoPhillips COM 20825C104 13233 181599 SH Sole 181599 Consumer Discretionary Select COM 81369y407 388 9931 SH Sole 9931 Costco Wholesale COM 22160K105 676 8117 SH Sole 8117 Danaher Corp COM 235851102 8298 176404 SH Sole 176404 EMC Corporation COM 268648102 10803 501548 SH Sole 501548 EQT Corp COM 26884L109 10292 187843 SH Sole 187843 Emerson Electric COM 291011104 391 8400 SH Sole 8400 Energy Select Sector SPDR Fund COM 81369y506 1603 23192 SH Sole 23192 Exxon Mobil Corp COM 30231G102 708 8355 SH Sole 8355 Financial Select Sector SPDR F COM 81369y605 13601 1046216 SH Sole 1046216 General Electric COM 369604103 566 31615 SH Sole 31615 Goldman Sachs COM 38141G104 4062 44924 SH Sole 44924 Google Inc COM 38259P508 11660 18053 SH Sole 18053 Gorman-Rupp COM 383082104 238 8750 SH Sole 8750 Healthcare Select Sector SPDR COM 81369y209 7887 227370 SH Sole 227370 Heinz H J Co. COM 423074103 248 4587 SH Sole 4587 Home Depot COM 437076102 480 11417 SH Sole 11417 I. B. M. COM 459200101 990 5384 SH Sole 5384 IShares Russell 1000 Growth COM 464287614 1177 20367 SH Sole 20367 Industrial Select Sector SPDR COM 81369y704 255 7553 SH Sole 7553 Intel Corp COM 458140100 438 18049 SH Sole 18049 JP Morgan Chase & Co COM 46625H100 1454 43724 SH Sole 43724 Kimberly Clark Corp. COM 494368103 456 6196 SH Sole 6196 Kraft Foods Inc COM 50075n104 517 13842 SH Sole 13842 LKQ Corp COM 501889208 7967 264845 SH Sole 264845 Las Vegas Sands Corp COM 517834107 3026 70817 SH Sole 70817 Lowe's Companies COM 548661107 7536 296931 SH Sole 296931 Materials Select Sector SPDR F COM 81369y100 614 18316 SH Sole 18316 Mattel Inc COM 577081102 242 8733 SH Sole 8733 MetLife, Inc. COM 59156R108 1293 41471 SH Sole 41471 Microsoft COM 594918104 10684 411569 SH Sole 411569 Nike Inc Class B COM 654106103 4601 47744 SH Sole 47744 Nordstrom Inc COM 655664100 352 7088 SH Sole 7088 Paccar Inc COM 693718108 296 7903 SH Sole 7903 Parker Hannifin Corp COM 701094104 8103 106263 SH Sole 106263 Paychex Inc COM 704326107 306 10160 SH Sole 10160 PepsiCo Inc. COM 713448108 9450 142422 SH Sole 142422 Pfizer Inc. COM 717081103 470 21742 SH Sole 21742 Philip Morris International In COM 718172109 979 12479 SH Sole 12479 Powershares Wilderhill Clean E COM 73935X500 127 25000 SH Sole 25000 Procter & Gamble COM 742718109 9098 136380 SH Sole 136380 Qualcomm Inc COM 747525103 13157 240530 SH Sole 240530 RPM International Inc COM 749685103 401 16334 SH Sole 16334 Real Estate Investment Trust E COM 922908553 232 3994 SH Sole 3994 S&P 500 Depository Receipt COM 78462F103 8611 68611 SH Sole 68611 S&P Mid-Cap 400 ETF COM 78467Y107 1852 11615 SH Sole 11615 S&P Small-Cap 600 iShares Trus COM 464287804 1340 19614 SH Sole 19614 SPDR S&P Dividend ETF COM 78464a763 7516 139527 SH Sole 139527 St Jude Medical, Inc. COM 790849103 1998 58239 SH Sole 58239 Starbucks Corporation COM 855244109 10359 225147 SH Sole 225147 Target Corp COM 87612E106 8005 156293 SH Sole 156293 Technology Select Sector SPDR COM 81369y803 2326 91395 SH Sole 91395 Vanguard Total Stock Mkt ETF COM 922908769 1073 16682 SH Sole 16682 Varian Medical Sys COM 92220P105 373 5560 SH Sole 5560 Verizon Communications Inc COM 92343V104 297 7401 SH Sole 7401 Visa Inc - Cl A COM 92826c839 15037 148106 SH Sole 148106 W W Grainger Inc COM 384802104 384 2050 SH Sole 2050 Waste Management, Inc. COM 94106L109 327 10003 SH Sole 10003 iShares Russell 2000 Index Fun COM 464287655 466 6315 SH Sole 6315 Cooper Industries PLC INTL EQ g24140108 6917 127739 SH Sole 127739 Nestle SA ADR INTL EQ 641069406 9585 165977 SH Sole 165977 Novartis AG - ADR INTL EQ 66987V109 214 3745 SH Sole 3745 Royal Dutch Shell Spons ADR INTL EQ 780259206 349 4777 SH Sole 4777 SPDR DJ Wilshire Intl Real Est INTL EQ 78463X863 228 7173 SH Sole 7173 SPDR S&P International Small C INTL EQ 78463x871 428 17017 SH Sole 17017 Schlumberger Ltd. INTL EQ 806857108 8577 125556 SH Sole 125556 Select Emerging Markets ETF- V INTL EQ 922042858 7730 202314 SH Sole 202314 Telefonica SA - Spons ADR INTL EQ 879382208 180 10500 SH Sole 10500 Teva Pharmaceutical INTL EQ 881624209 7878 195199 SH Sole 195199 Vanguard FSTE All-World Ex-U INTL EQ 922042775 2909 73378 SH Sole 73378 Vodafone Group PLC Spons ADR INTL EQ 92857w209 8647 308506 SH Sole 308506 iShares S&P Global Utilities E INTL EQ 464288711 615 14675 SH Sole 14675 American Capital World Growth Eq Fund 140543109 243 7566 SH Sole 7566 American High Income Trust - A Eq Fund 026547109 248 23300 SH Sole 23300 BlackRock Strategic Inc Oppty Eq Fund 09256h310 123 12935 SH Sole 12935 Columbia Acorn Fund Z Eq Fund 197199409 364 13210 SH Sole 13210 Vanguard Small Cap Growth Inde Eq Fund 922908827 290 13486 SH Sole 13486 WHV International Equity Fund Eq Fund 360873863 293 16596 SH Sole 16596 Vanguard Short-Term Bond ETF Bond Txbl ETF 921937827 1290 15960 SH Sole 15960 Vanguard Short-Term Corp Bond Bond Txbl ETF 92206c409 3212 41249 SH Sole 41249 Vanguard Total Bond Market ETF Bond Txbl ETF 921937835 353 4221 SH Sole 4221 iShares Barclays 1-3 Yr Treasu Bond Txbl ETF 464287457 420 4973 SH Sole 4973 iShares Barclays 3-7 Yr Treasu Bond Txbl ETF 464288661 261 2142 SH Sole 2142 iShares Barclays Aggregate Bon Bond Txbl ETF 464287226 934 8473 SH Sole 8473 iShares Barclays Int Gov-Credi Bond Txbl ETF 464288612 1049 9422 SH Sole 9422 iShares iBoxx Inv Grade Corp B Bond Txbl ETF 464287242 716 6292 SH Sole 6292 Nuveen Floating Rate Income Fu ETF 67072T108 570 52510 SH Sole 52510 S&P Small-Cap 600 Index iShare ETF 464287804 226 3306 SH Sole 3306 SPDR Gold Trust ETF 78463V107 271 1786 SH Sole 1786 SPDR S&P Dividend ETF ETF 78464a763 2040 37865 SH Sole 37865 WisdomTree Equity Income Fund ETF 97717w208 358 8349 SH Sole 8349 iShares S&P Preferred Stock In ETF 464288687 463 12995 SH Sole 12995 SPDR S&P Intl DVD ETF ETF FOR 78463x772 924 19880 SH Sole 19880 WisdomTree Emerging Mkt Equity ETF FOR 97717w315 779 15194 SH Sole 15194