0001055975-11-000010.txt : 20111031
0001055975-11-000010.hdr.sgml : 20111031
20111031142523
ACCESSION NUMBER: 0001055975-11-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111031
DATE AS OF CHANGE: 20111031
EFFECTIVENESS DATE: 20111031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PARAGON INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0001055975
IRS NUMBER: 911527225
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06718
FILM NUMBER: 111167801
BUSINESS ADDRESS:
STREET 1: 1420 5TH AVE
STREET 2: SUITE 3020
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 2065838300
MAIL ADDRESS:
STREET 1: 1420 FIFTH AVENUE SUITE 3020
CITY: SEATTLE
STATE: WA
ZIP: 98101
13F-HR
1
sep3q201113f.txt
PARAGON INV MANAGMENET 13F FILING SEP 30 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Paragon Investment Management, Inc.
Address: 1420 Fifth Avenue Suite 3020
Seattle, WA 98101
13F File Number: 801-39191
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that is understood that all required
items, statements, schedules, lists and tables, are considered integral
parts of this form.
Person signing this report on Behalf of Reporting Manager:
Name: Marjanne K. Masterman
Title: Sr. Vice-President and CCO
Phone: (206) 583-8300
Signature, Place, and Date of Signing:
Marjanne K. Masterman Seattle, WA October 31, 2011
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:0
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 97
Form 13F Information Table Value Total: $355,100,000
List of other Included Managers:
No.
13F File Number
Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Abbott Laboratories COM 002824100 610 11928 SH Sole 11928
Actuant Corp Cl A (formerly Ap COM 00508X203 2928 148273 SH Sole 148273
Affiliated Managers Group COM 008252108 237 3040 SH Sole 3040
Alcoa COM 013817101 4417 461596 SH Sole 461596
Annaly Mortgage COM 035710409 252 15179 SH Sole 15179
Apache Corp COM 037411105 5007 62406 SH Sole 62406
Apple Computer COM 037833100 16186 42446 SH Sole 42446
Ball Corporation COM 058498106 6586 212311 SH Sole 212311
Berkshire Hathaway Class B COM 084670702 7182 101104 SH Sole 101104
Boeing COM 097023105 275 4544 SH Sole 4544
Broadcom Corp - Cl A COM 111320107 7476 224559 SH Sole 224559
CVS Corporation COM 126650100 281 8364 SH Sole 8364
Celgene Corp COM 151020104 8643 139604 SH Sole 139604
Cerner Corp COM 156782104 10838 158170 SH Sole 158170
Chevron Corp COM 166764100 12088 130549 SH Sole 130549
Cisco Systems Inc COM 17275R102 6148 396669 SH Sole 396669
Coca Cola Co. COM 191216100 547 8100 SH Sole 8100
Colgate-Palmolive Company COM 194162103 379 4278 SH Sole 4278
ConocoPhillips COM 20825C104 11450 180830 SH Sole 180830
Costco Wholesale COM 22160K105 540 6581 SH Sole 6581
Danaher Corp COM 235851102 6291 149990 SH Sole 149990
EMC Corporation COM 268648102 10471 498857 SH Sole 498857
EQT Corp COM 26884L109 10003 187470 SH Sole 187470
Emerson Electric COM 291011104 326 7900 SH Sole 7900
Energy Select Sector SPDR Fund COM 81369y506 489 8361 SH Sole 8361
Exxon Mobil Corp COM 30231G102 583 8030 SH Sole 8030
General Electric COM 369604103 337 22164 SH Sole 22164
Goldman Sachs COM 38141G104 6874 72707 SH Sole 72707
Google Inc COM 38259P508 9301 18058 SH Sole 18058
Gorman-Rupp COM 383082104 216 8750 SH Sole 8750
Home Depot COM 437076102 314 9567 SH Sole 9567
I. B. M. COM 459200101 942 5384 SH Sole 5384
IShares Russell 1000 Growth COM 464287614 1057 20108 SH Sole 20108
Intel Corp COM 458140100 323 15142 SH Sole 15142
JP Morgan Chase & Co COM 46625H100 7380 245014 SH Sole 245014
Kimberly Clark Corp. COM 494368103 353 4971 SH Sole 4971
Kraft Foods Inc COM 50075n104 396 11787 SH Sole 11787
LKQ Corp COM 501889208 6365 263435 SH Sole 263435
Las Vegas Sands Corp COM 517834107 3073 80145 SH Sole 80145
Lowe's Companies COM 548661107 5627 290950 SH Sole 290950
MetLife, Inc. COM 59156R108 5388 192360 SH Sole 192360
Microsoft COM 594918104 11066 444581 SH Sole 444581
Nike Inc Class B COM 654106103 4083 47744 SH Sole 47744
Nordstrom Inc COM 655664100 324 7088 SH Sole 7088
Orion Energy Systems Inc COM 686275108 32 12246 SH Sole 12246
Paccar Inc COM 693718108 244 7200 SH Sole 7200
Parker Hannifin Corp COM 701094104 5730 90764 SH Sole 90764
PepsiCo Inc. COM 713448108 8811 142349 SH Sole 142349
Pfizer Inc. COM 717081103 346 19592 SH Sole 19592
Philip Morris International In COM 718172109 724 11607 SH Sole 11607
Powershares Wilderhill Clean E COM 73935X500 136 25000 SH Sole 25000
Procter & Gamble COM 742718109 8568 135607 SH Sole 135607
Qualcomm Inc COM 747525103 11732 241257 SH Sole 241257
RPM International Inc COM 749685103 243 12981 SH Sole 12981
S&P 500 Depository Receipt COM 78462F103 6773 59858 SH Sole 59858
S&P Mid-Cap 400 ETF COM 78467Y107 1627 11444 SH Sole 11444
S&P Small-Cap 600 iShares Trus COM 464287804 1133 19354 SH Sole 19354
SPDR S&P Dividend ETF COM 78464a763 6367 131144 SH Sole 131144
St Jude Medical, Inc. COM 790849103 5575 154041 SH Sole 154041
Starbucks Corporation COM 855244109 8413 225601 SH Sole 225601
Target Corp COM 87612E106 7695 156918 SH Sole 156918
Technology Select Sector SPDR COM 81369y803 487 20641 SH Sole 20641
Vanguard Total Stock Mkt ETF COM 922908769 978 16938 SH Sole 16938
Varian Medical Sys COM 92220P105 290 5560 SH Sole 5560
Visa Inc - Cl A COM 92826c839 15698 183127 SH Sole 183127
W W Grainger Inc COM 384802104 307 2050 SH Sole 2050
Waste Management, Inc. COM 94106L109 245 7537 SH Sole 7537
Cooper Industries PLC INTL EQ g24140108 5910 128147 SH Sole 128147
Nestle SA ADR INTL EQ 641069406 9118 165307 SH Sole 165307
Novartis AG - ADR INTL EQ 66987V109 209 3745 SH Sole 3745
Royal Dutch Shell Spons ADR INTL EQ 780259206 224 3638 SH Sole 3638
SPDR S&P International Small C INTL EQ 78463x871 222 8844 SH Sole 8844
Schlumberger Ltd. INTL EQ 806857108 7476 125168 SH Sole 125168
Select Emerging Markets ETF- V INTL EQ 922042858 6905 192705 SH Sole 192705
Telefonica SA - Spons ADR INTL EQ 879382208 201 10500 SH Sole 10500
Teva Pharmaceutical INTL EQ 881624209 9101 244518 SH Sole 244518
Vanguard FSTE All-World Ex-U INTL EQ 922042775 3484 89968 SH Sole 89968
Vodafone Group PLC Spons ADR INTL EQ 92857w209 7787 303483 SH Sole 303483
iShares S&P Global Utilities E INTL EQ 464288711 552 13328 SH Sole 13328
Columbia Acorn Fund Z Eq Fund 197199409 339 13210 SH Sole 13210
Vanguard Small Cap Growth Inde Eq Fund 922908827 297 15786 SH Sole 15786
WHV International Equity Fund Eq Fund 360873863 265 16596 SH Sole 16596
Vanguard Total Bond Market ETF Bond Txbl ETF 921937835 353 4221 SH Sole 4221
iShares Barclays 1-3 Yr Credit Bond Txbl ETF 464288646 7465 71797 SH Sole 71797
iShares Barclays 1-3 Yr Treasu Bond Txbl ETF 464287457 429 5071 SH Sole 5071
iShares Barclays 3-7 Yr Treasu Bond Txbl ETF 464288661 260 2142 SH Sole 2142
iShares Barclays Aggregate Bon Bond Txbl ETF 464287226 933 8473 SH Sole 8473
iShares Barclays Int Gov-Credi Bond Txbl ETF 464288612 1047 9422 SH Sole 9422
iShares Barclays Intermed Cred Bond Txbl ETF 464288638 1747 16363 SH Sole 16363
iShares iBoxx Inv Grade Corp B Bond Txbl ETF 464287242 707 6292 SH Sole 6292
Nuveen Floating Rate Income Fu ETF 67072T108 509 50265 SH Sole 50265
SPDR Gold Trust ETF 78463V107 282 1786 SH Sole 1786
SPDR S&P Dividend ETF ETF 78464a763 1636 33698 SH Sole 33698
WisdomTree Equity Income Fund ETF 97717w208 322 8349 SH Sole 8349
iShares S&P Preferred Stock In ETF 464288687 325 9127 SH Sole 9127
SPDR S&P Intl DVD ETF ETF FOR 78463x772 458 10294 SH Sole 10294
WisdomTree Emerging Mkt Equity ETF FOR 97717w315 729 15396 SH Sole 15396