-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IwrOGatIsMURMglm/C5fKnUR8iArHJYHA2/oMVo9ckUQKHuFGieuOxfRMqyAe0Dn FGDnWEbG3UTBHwjJLYYX5Q== 0001055975-08-000009.txt : 20081112 0001055975-08-000009.hdr.sgml : 20081111 20081112134205 ACCESSION NUMBER: 0001055975-08-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARAGON INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001055975 IRS NUMBER: 911527225 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06718 FILM NUMBER: 081180009 BUSINESS ADDRESS: STREET 1: 1420 5TH AVE STREET 2: SUITE 3020 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2065838300 MAIL ADDRESS: STREET 1: 1420 FIFTH AVENUE SUITE 3020 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 sep3q0813f.txt SEP 2008 13F FOR PARAGON INV MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Paragon Investment Management, Inc. Address: 1420 Fifth Avenue Suite 3020 Seattle, WA 98101 13F File Number: 801-39191 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this report on Behalf of Reporting Manager: Name: Marjanne K. Masterman Title: Vice President and CCO Phone: (206) 583-8300 Signature, Place, and Date of Signing: Marjanne K. Masterman Seattle, WA November 12, 2008 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager:0 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 104 Form 13F Information Table Value Total: $308,665,000 List of other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Corporation COM 88579Y101 3317 48551 SH SOLE 48551 AFLAC Inc. COM 001055102 479 8155 SH SOLE 8155 ARM Holdings PLC - ADR COM 042068106 216 41477 SH SOLE 41477 Abbott Laboratories COM 002824100 400 6950 SH SOLE 6950 Accenture Ltd Cl A COM G1150G111 6626 174366 SH SOLE 174366 Adobe Systems Inc COM 00724F101 5698 144363 SH SOLE 144363 Allergan Inc. COM 018490102 5804 112692 SH SOLE 112692 American Apparel Inc. COM 023850100 158 19276 SH SOLE 19276 American Tower Corp. COM 029912201 273 7602 SH SOLE 7602 Amgen Inc. COM 031162100 3684 62159 SH SOLE 62159 Anheuser-Busch COM 035229103 584 9000 SH SOLE 9000 Apache Corp COM 037411105 282 2700 SH SOLE 2700 Apartment Investment & Managem COM 03748R101 378 10797 SH SOLE 10797 Apple Computer COM 037833100 4232 37230 SH SOLE 37230 Autodesk Inc COM 052769106 5984 178369 SH SOLE 178369 Bank of America Corp COM 060505104 6507 185922 SH SOLE 185922 Bank of New York Mellon Corp COM 064058100 551 16912 SH SOLE 16912 Berkshire Hathaway Class B COM 084670207 7854 1787 SH SOLE 1787 Black & Decker Corp COM 091797100 275 4519 SH SOLE 4519 Blackstone Group COM 09253u108 5780 376788 SH SOLE 376788 Boeing COM 097023105 536 9339 SH SOLE 9339 Campbell Soup Co. COM 134429109 7389 191416 SH SOLE 191416 Caterpillar COM 149123101 5169 86734 SH SOLE 86734 Celgene Corp COM 151020104 6517 102982 SH SOLE 102982 Cerner Corp COM 156782104 6425 143933 SH SOLE 143933 Chevron Corp COM 166764100 7008 84964 SH SOLE 84964 Chubb Corp COM 171232101 247 4500 SH SOLE 4500 Cisco Systems Inc COM 17275R102 6024 267004 SH SOLE 267004 Coca Cola Co. COM 191216100 747 14130 SH SOLE 14130 Comcast Corp Class A COM 20030N101 6364 324215 SH SOLE 324215 ConocoPhillips COM 20825C104 6971 95165 SH SOLE 95165 Cooper Industries Ltd COM G24182100 5942 148737 SH SOLE 148737 Costco Wholesale COM 22160K105 327 5035 SH SOLE 5035 Danaher Corp COM 235851102 208 3000 SH SOLE 3000 EMC Corporation COM 268648102 5207 435387 SH SOLE 435387 Emerson Electric COM 291011104 343 8400 SH SOLE 8400 Equitable Resources COM 294549100 4956 135115 SH SOLE 135115 Expedia, Inc. COM 30212P105 213 14072 SH SOLE 14072 Exxon Mobil Corp COM 30231G102 693 8925 SH SOLE 8925 GSI Commerce Inc COM 36238g102 213 13749 SH SOLE 13749 General Electric COM 369604103 8024 314657 SH SOLE 314657 Genzyme Corp COM 372917104 3274 40472 SH SOLE 40472 Goldman Sachs COM 38141G104 5039 39366 SH SOLE 39366 Google Inc COM 38259P508 5590 13956 SH SOLE 13956 Gorman-Rupp COM 383082104 373 9885 SH SOLE 9885 IShares Russell 1000 Growth COM 464287614 1459 30046 SH SOLE 30046 ITT Industries Inc COM 450911102 6035 108531 SH SOLE 108531 Intel Corp COM 458140100 5622 300173 SH SOLE 300173 Johnson & Johnson COM 478160104 447 6452 SH SOLE 6452 Las Vegas Sands Corp COM 517834107 3924 108663 SH SOLE 108663 LifePoint Hospitals, Inc COM 53219l109 223 6948 SH SOLE 6948 Loews Corp COM 540424108 292 7400 SH SOLE 7400 Medtronic Inc COM 585055106 6072 121206 SH SOLE 121206 Merck & Co. COM 589331107 346 10948 SH SOLE 10948 Microsoft COM 594918104 7264 272158 SH SOLE 272158 Morgan Stanley COM 617446448 4033 175338 SH SOLE 175338 NII Holdings Inc COM 62913f201 265 6980 SH SOLE 6980 National Oilwell Varco Inc COM 637071101 6252 124473 SH SOLE 124473 Newfield Exploration Company COM 651290108 4954 154875 SH SOLE 154875 Nike Inc Class B COM 654106103 3972 59367 SH SOLE 59367 OfficeMax Inc COM 67622p101 241 27062 SH SOLE 27062 Oracle Sys Corp. COM 68389X105 298 14693 SH SOLE 14693 PNC Financial COM 693475105 6859 91824 SH SOLE 91824 Paccar Inc COM 693718108 711 18612 SH SOLE 18612 Peabody Energy COM 704549104 4303 95626 SH SOLE 95626 PepsiCo Inc. COM 713448108 7656 107428 SH SOLE 107428 Philip Morris International In COM 718172109 378 7850 SH SOLE 7850 Pier 1 Imports Inc COM 720279108 128 31053 SH SOLE 31053 Pinnacle Entertainment Inc COM 723456109 95 12555 SH SOLE 12555 Powershares Wilderhill Clean E COM 73935X500 178 12000 SH SOLE 12000 Procter & Gamble COM 742718109 8004 114852 SH SOLE 114852 Qualcomm Inc COM 747525103 5606 130452 SH SOLE 130452 Rockwell Automation COM 773903109 4026 107807 SH SOLE 107807 S&P 500 Depository Receipt COM 78462F103 2132 18380 SH SOLE 18380 S&P Mid-Cap 400 Depository Rec COM 595635103 779 5910 SH SOLE 5910 S&P Small-Cap 600 iShares Trus COM 464287804 754 12676 SH SOLE 12676 Schlumberger Ltd. COM 806857108 219 2800 SH SOLE 2800 Starbucks Corporation COM 855244109 6516 438231 SH SOLE 438231 Talbots Inc COM 874161102 135 10336 SH SOLE 10336 Tenet Healthcare Corp COM 88033G100 203 36658 SH SOLE 36658 Vanguard Large Cap ETF COM 922908637 879 16701 SH SOLE 16701 Vanguard Total Stock Mkt ETF COM 922908769 739 12660 SH SOLE 12660 Varian Medical Sys COM 92220P105 4137 72421 SH SOLE 72421 Vodafone Group PLC COM 3742325 33 14887 SH SOLE 14887 Walgreen Co. COM 931422109 5292 170940 SH SOLE 170940 iShares Russell 2000 Index Fun COM 464287655 455 6685 SH SOLE 6685 iShares S&P Global Materials E COM 464288695 245 4548 SH SOLE 4548 America Movil - ADR Series L INTL EQ 02364w105 5972 128819 SH SOLE 128819 Luxottica Group SPA - ADR INTL EQ 55068r202 5061 220152 SH SOLE 220152 MSCI Emerging Markets iShares INTL EQ 464287234 431 12628 SH SOLE 12628 MSCI Europe ETF- Vanguard INTL EQ 922042874 469 8795 SH SOLE 8795 Nestle SA ADR INTL EQ 641069406 6377 148356 SH SOLE 148356 Roche Holdings AG Ltd - Spons INTL EQ 771195104 5210 66960 SH SOLE 66960 Select Emerging Markets ETF- V INTL EQ 922042858 426 12303 SH SOLE 12303 Telefonica SA - Spons ADR INTL EQ 879382208 479 6700 SH SOLE 6700 Teva Pharmaceutical INTL EQ 881624209 7181 156819 SH SOLE 156819 iShares MSCI Japan Index Fund INTL EQ 464286848 5412 507712 SH SOLE 507712 iShares TR MSCI EAFE Index Fun INTL EQ 464287465 2389 42440 SH SOLE 42440 Eaton Vance Large Cap Value Fu FUND 277905808 307 16517.030SH SOLE 16517.030 Eaton Vance Large-Cap Value Fu FUND 277905642 1047 56249.567SH SOLE 56249.567 Eaton Vance Tax Man Em Mkt - I FUND 277907606 539 14478.867SH SOLE 14478.867 Harbor International Fund FUND 411511306 978 18696.926SH SOLE 18696.926 Longleaf Partners Small Cap Fu FUND 543069207 385 18238.664SH SOLE 18238.664 UMB Scout International Fund FUND 904199403 960 33493.982SH SOLE 33493.982
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