-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C2JFD9NlcKcT02emWGfH6rJTG0u7gp2KA5lqlJVLjxz8Z9Wi4aHXHd7irjEXtQKi iHo2U7Oo8oLioKa5uvnkwA== 0000950123-10-012333.txt : 20100212 0000950123-10-012333.hdr.sgml : 20100212 20100212164202 ACCESSION NUMBER: 0000950123-10-012333 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STEWART FRANK B JR CENTRAL INDEX KEY: 0001055797 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: P O DRAWER 19925 CITY: NEW ORLEANS STATE: LA ZIP: 70179 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEWART ENTERPRISES INC CENTRAL INDEX KEY: 0000878522 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 720693290 STATE OF INCORPORATION: LA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42169 FILM NUMBER: 10600121 BUSINESS ADDRESS: STREET 1: 1333 SOUTH CLEARVIEW PARKWAY CITY: JEFFERSON STATE: LA ZIP: 70121 BUSINESS PHONE: 5047291400 MAIL ADDRESS: STREET 1: 1333 SOUTH CLEARVIEW PARKWAY CITY: JEFFERSON STATE: LA ZIP: 70121 SC 13G/A 1 h69653sc13gza.htm SC 13G/A sc13gza

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 10)*

Stewart Enterprises, Inc.
(Name of Issuer)
Class A Common Stock
(Title of Class of Securities)
860370105
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

                     
CUSIP No.
  
860370105 
  

 

           
1.   NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above persons (entities only).

Frank B. Stewart, Jr.
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States of America
       
  5.   SOLE VOTING POWER
     
NUMBER OF   6,845,851 shares — Class A1
3,555,020 shares — Class B (convertible into equal number of Class A)
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   353,880 shares — Class A
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON
WITH:		   6,845,851 shares — Class A1
3,555,020 shares — Class B (convertible into equal number of Class A)
       
  8.   SHARED DISPOSITIVE POWER
     
    353,880 shares — Class A
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  7,199,731 shares — Class A1
3,555,020 shares — Class B
     
10.   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.0% — Class A2
100.0% — Class B
     
12.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN
1 Represents shares beneficially owned by Frank B. Stewart, Jr. as of December 31, 2009, and includes 48,000 shares Mr. Stewart is required to retain until he ceases to serve on the Board of Directors.
2 Based on 89,546,986 Class A Shares outstanding as of December 31, 2009.

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Item 1.    (a)  Name of Issuer
 
      Stewart Enterprises, Inc.
 
     (b)   Address of Issuer’s Principal Executive Offices
 
    1333South Clearview Parkway
Jefferson, LA 70121
 
Item 2.    (a)    Name of Person Filing
 
      Frank B. Stewart, Jr.
 
     (b)   Address of Principal Business Office or, if none, Residence
 
    111 Veterans Memorial Boulevard, Suite 160, Metairie, Louisiana 70005
 
     (c)   Citizenship
 
      United States
 
     (d)   Title of Class of Securities
 
      Class A Common Stock, no par value per share; Class B Common Stock, no par value per share
 
     (e)   CUSIP Number
 
      860370105
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  (a)   o      Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
  (b)   o      Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
  (c)   o      Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
  (d)   o      Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
 
  (e)   o      An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
  (f)   o      An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
  (g)   o      A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 
  (h)   o      A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

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  (i)   o     A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of             1940 (15 U.S.C. 80a-3);
 
  (j)   o      Group, in accordance with §240.13d-1(b)(1)(ii)(J).
Item 4.   Ownership.
  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
  (a)   Amount beneficially owned:

7,199,731 shares Class A
3,555,020 shares Class B
 
  (b)   Percent of class:

8.0% Class A
100.0% Class B
 
  (c)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote.
 
      6,845,851 shares Class A
3,555,020 shares Class B
 
  (ii)   Shared power to vote or to direct the vote.
353,880 shares Class A
 
  (iii)   Sole power to dispose or to direct the disposition of.

6,845,851 shares Class A
3,555,020 shares Class B
 
  (iv)   Shared power to dispose or to direct the disposition of.
353,880 shares Class A
 
      Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
Item 5.   Ownership of Five Percent or Less of a Class
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
  Instruction: Dissolution of a group requires a response to this item.
Item 6.   Ownership of More than Five Percent on Behalf of Another Person.
  Frank B. Stewart, Jr. Foundation (a non-profit corporation) has the right to receive dividends from, and proceeds from the sale of, 353,880 shares owned by it with respect to which Mr. Stewart shares voting and investment power.
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
  Not Applicable
Item 8.   Identification and Classification of Members of the Group
  Not Applicable
Item 9.   Notice of Dissolution of Group
  Not Applicable
Item 10.   Certification
  Not Applicable

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SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     
  February 12, 2010    
  Date   
 
     
  /s/ Frank B. Stewart, Jr.    
  Signature   
 
     
  Frank B. Stewart, Jr.    
  Name/Title   
     The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties for whom copies are to be sent.
     Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

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