0001225208-14-002417.txt : 20140127 0001225208-14-002417.hdr.sgml : 20140127 20140127164349 ACCESSION NUMBER: 0001225208-14-002417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140124 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEROY PIERRE E CENTRAL INDEX KEY: 0001055709 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 14549378 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 4 1 doc4.xml X0306 4 2014-01-24 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001055709 LEROY PIERRE E 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Common Stock 2014-01-24 4 M 0 18795.0000 16.9300 A 56171.0000 D Common Stock 2014-01-24 4 S 0 18795.0000 71.2900 D 37376.0000 D Stock Options 16.9300 2014-01-24 4 M 0 18795.0000 0.0000 D 2010-04-23 2019-04-22 Common Stock 18795.0000 0.0000 D These shares were sold at prices ranging from $71.27 to $71.36. Information regarding the number of shares sold at each price will be provided upon request. Gregory W. Seward (POA on file) 2014-01-27