0001225208-14-002417.txt : 20140127
0001225208-14-002417.hdr.sgml : 20140127
20140127164349
ACCESSION NUMBER: 0001225208-14-002417
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140124
FILED AS OF DATE: 20140127
DATE AS OF CHANGE: 20140127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEROY PIERRE E
CENTRAL INDEX KEY: 0001055709
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 14549378
MAIL ADDRESS:
STREET 1: DEERE & COMPANY
STREET 2: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
4
1
doc4.xml
X0306
4
2014-01-24
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001055709
LEROY PIERRE E
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Common Stock
2014-01-24
4
M
0
18795.0000
16.9300
A
56171.0000
D
Common Stock
2014-01-24
4
S
0
18795.0000
71.2900
D
37376.0000
D
Stock Options
16.9300
2014-01-24
4
M
0
18795.0000
0.0000
D
2010-04-23
2019-04-22
Common Stock
18795.0000
0.0000
D
These shares were sold at prices ranging from $71.27 to $71.36. Information regarding the number of shares sold at each price will be provided upon request.
Gregory W. Seward (POA on file)
2014-01-27