-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VpxPHGUmnWIO0/Cv9GMO3D/sRIYq/6F3SiGouwF22PD91gxvXgvbeSt2G2wy7y8z jlUgFI28+jJ/DgnwytZknQ== 0000914260-10-000023.txt : 20100216 0000914260-10-000023.hdr.sgml : 20100215 20100216090426 ACCESSION NUMBER: 0000914260-10-000023 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ONDIS ALBERT W CENTRAL INDEX KEY: 0001055547 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 600 E. GREENWICH AVENUE CITY: WEST WARWICK STATE: RI ZIP: 02893 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASTRO MED INC /NEW/ CENTRAL INDEX KEY: 0000008146 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 050318215 STATE OF INCORPORATION: RI FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-32751 FILM NUMBER: 10602594 BUSINESS ADDRESS: STREET 1: 600 E GREENWICH AVE CITY: WEST WARWICK STATE: RI ZIP: 02893 BUSINESS PHONE: 4018284000 MAIL ADDRESS: STREET 1: 600 E GREENWICH AVENUE CITY: WEST WARWICK STATE: RI ZIP: 02893 FORMER COMPANY: FORMER CONFORMED NAME: ATLAN TOL INDUSTRIES INC DATE OF NAME CHANGE: 19850220 SC 13G/A 1 schedule13gondis22010.htm SCHEDULE 13G/A ONDIS schedule13gondis22010.htm

SCHEDULE 13G
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 
 
SCHEDULE 13G
(Amendment No. 11)
 
 
Under the Securities Exchange Act of 1934
 
 
ASTRO-MED, INC.
(Name of Issuer)
 
 
Common Stock, $.05 par value
(Title of Class of Securities)
 
 
04638F10
(CUSIP Number)
 
 
December 31, 2009
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
        o   Rule 13d-1(b)
        o   Rule 13d-1(c)
        x   Rule 13d-1(d)
 
*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
(A fee is not being paid with this statement.)
 
CUSIP NO. 04638F10
Page 1 of 6 Pages
 
 
 
 
 
 
 
 
 
 
1)           Name of Reporting Person.             Albert W. Ondis                                
 
 
2)           Check the Appropriate box if a Member of a Group (See Instructions)
 
(a)          o
(b)   o
 
 
 
3)           SEC Use Only......................................
 
 
 
4)           Citizenship or Place of Organization.        United States of America
 
 
Number of                                (5)           Sole Voting Power:  1,732,572*
Shares Bene-
ficially                                   (6)           Shared Voting Power:  3,642
Owned By
Each Report-                            (7)           Sole Dispositive Power:  1,732,572*
ing Person
With                                         (8)           Shared Dispositive Power:  3,642
 
9)           Aggregate Amount Beneficially Owned by Each Reporting Person.  1,736,214*
 
 
    10)  
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions).
 
11)           Percent of Class Represented by Amount in Row 9. 23.2% (based on 7,156,508 shares outstanding on December 31, 2009 and assumes conversion of all options exercisable within 60 days).
 
 
12)           Type of Reporting Person (See Instructions). IN
 
* Includes 339,382 shares of common stock issuable upon exercise of currently exercisable options.
 
 
CUSIP NO. 04638F10
Page 2 of 6 Pages
 
 
 
 
 
 
 
SCHEDULE 13G
(Amendment No. 11)
 
Item 1(a).                      Name of Issuer.
       Astro-Med, Inc. (ALOT)
 
Item 1(b).                      Address of Issuer's Principal Executive Offices.
       600 East Greenwich Avenue, West Warwick, RI 02893
 
Item 2(a).                      Name of Person Filing.
       Albert W. Ondis
 
Item 2(b).                      Address of Principal Business Office.
 
 
       Astro-Med Industrial Park, 600 East Greenwich Avenue, West Warwick, RI  02893
 
Item 2(c).                      Citizenship.
       United States
 
Item 2(d).                      Title of Class of Securities.
       Common Stock, $.05 par value
 
Item 2(e).                      CUSIP Number.
       04638F10
 
Item 3.
Not applicable
 
CUSIP NO. 04638F10
Page 3 of 6 Pages
 
 
 
 
 
 
 
 
SCHEDULE 13G
(Amendment No. 11)
 
Item 4.             Ownership.
 
(a)       Amount Beneficially Owned.
 
1,393,190 shares are held directly
339,382 shares are held subject to exercisable options
3,642 shares are held indirectly under employee stock ownership plan
 
(b)           Percent of Class.  The shares of Common Stock beneficially owned by Mr. Ondis represent 23.2% of the issued and outstanding common stock (based on 7, 156,508 shares outstanding on December 31, 2009 and assuming exercise of exercisable options).
 
(c)           Number of shares of Common Stock as to which Mr. Ondis has:
 
(i)           sole power to vote or to direct the vote:  1,732,572*
 
(ii)           shared power to vote or to direct the vote: 3,642
 
(iii)           sole power to dispose or to direct the disposition of:  1,732,572*
 
(iv)           shared power to dispose or to direct the disposition of:  3,642
 
Item 5.                      Ownership of Five Percent or Less of a Class.
 
Not applicable.
 
Item 6.                      Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable.
 
* Includes 339,382 shares of common stock issuable upon exercise of currently exercisable options.
 
CUSIP NO. 04638F10
Page 4 of 6 Pages
 
 
 
 
 
 
 
 
SCHEDULE 13G
(Amendment No. 11)
 
 
Item 7.             Identification and Classification of the Subsidiary Which Acquired the Security
Being Reported on By the Parent Holding Company or Control Person.
Not applicable.
 
Item 8.             Identification and Classification of Members of the Group.
Not applicable.
 
Item 9.             Notice of Dissolution of Group.
Not applicable.
 
Item 10.           Certification.
Not applicable.
 
CUSIP NO. 04638F10
Page 5 of 6 Pages
 
 
 
 
 
 
 
 
SCHEDULE 13G
(Amendment No. 11)
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
Date:           February 12, 2010                                                                /s/ Albert W. Ondis                                                      
          Albert W. Ondis
 
 
 
CUSIP NO. 04638F10
Page 6 of 6 Pages
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