0001193125-12-064433.txt : 20120216
0001193125-12-064433.hdr.sgml : 20120216
20120216083756
ACCESSION NUMBER: 0001193125-12-064433
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120216
DATE AS OF CHANGE: 20120216
EFFECTIVENESS DATE: 20120216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLETON PARTNERS INC/MA
CENTRAL INDEX KEY: 0001055290
IRS NUMBER: 042943177
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06694
FILM NUMBER: 12617762
BUSINESS ADDRESS:
STREET 1: 45 MILK STREET 8TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6173380700
MAIL ADDRESS:
STREET 1: 45 MILK STREET 8TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
d302336d13fhr.txt
13F-HR
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20524
Report of the Calendar Quarter Ending December 31, 2011
If amended report check here: ______
Name of Institutional Investment Manager:
Appleton Partners, Inc. S.E.C. File Number 28-6694
----------------------- --------------------------
Business Address:
45 Milk Street Boston MA 02109
-------------- ------ ----- -----
Street City State Zip
Name, Phone no. and Title of Person Duly Authorized to Submit this Report:
Douglas C. Chamberlain, President (617) 338-0700
--------------------------------- --------------
ATTENTION - Intentional misstatements of omissions of facts
constitute Federal Criminal Violations. Sec 18
U.S.C. 1991 and 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of Boston and State of Massachusetts on the
15/th/ day of February 2012.
Appleton Partners, Inc.
--------------------------------------
(Name of Institutional Investment Mgr.)
s/ Douglas C. Chamberlain
--------------------------------------
By:Douglas C. Chamberlain
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 123
Form 13F Information Table Value Total: 241,508,617.00
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manger filing this report.
NONE
(If there are no entries in this list, state "NONE" and omit the column
headings and list entries.)
No. Form 13F file number Name
---- --------------------- -----
Appleton Partners, Inc.
13F SEC APPRAISAL
31-Dec-11
Investment Discretion Voting Authority
Security Market Sole Shared Other Sole Shared None
Security Type Cusip Value Quantity (A) (B) (C) (A) (B) (C)
--------------------------------- ------------- --------- -------- -------- ---------- ------ ----- ------ --------- ----
Master Group
3M CO COM COMMON STOCK 88579Y101 570966 6986 X X
ABBOTT LABS COM COMMON STOCK 002824100 330239 5873 X X
AEGION CORP COM COMMON STOCK 00770F104 295525 19265 X X
AFLAC INC COM COMMON STOCK 001055102 342619 7920 X X
AGRIUM INC COM COMMON STOCK 008916108 2298987 34257 X X
AKAMAI TECHNOLOGIES COM COMMON STOCK 00971T101 1890640 58570 X X
AMAZON COM INC COM COMMON STOCK 023135106 4612423 26646 X X
AMERICAN TOWER CORPORATION NEW COMMON STOCK 03027X100 4758493 79295 X X
AMPHENOL CORP NEW CL A COMMON STOCK 032095101 748254 16485 X X
ANSYS INC COM COMMON STOCK 03662Q105 3326822 58080 X X
APACHE CORP COM COMMON STOCK 037411105 555708 6135 X X
APPLE, INC. COMMON STOCK 037833100 12508020 30884 X X
APPLETON EQUITY GROWTH FUND MUTUAL FUNDS 038042107 3732243 477880 X X
AT&T INC COM COMMON STOCK 00206R102 964414 31892 X X
BABCOCK & WILCOX CO COM COMMON STOCK 05615F102 1446010 59901 X X
BAKER HUGHES INC COM COMMON STOCK 057224107 690104 14188 X X
BANK N S HALIFAX COM COMMON STOCK 064149107 4155549 83428 X X
BANK OF AMERICA CORP COM COMMON STOCK 060505104 283226 50940 X X
BBH FD INC BROAD MKT CL N MUTUAL FUNDS 05528X802 196932 19175 X X
BBH FD INC CORE SELE CL N MUTUAL FUNDS 05528X604 988570 66392 X X
BERKSHIRE HATHAWAY INC CL A COMMON STOCK 084670108 344265 3 X X
BERKSHIRE HATHAWAY INC CL B NEW COMMON STOCK 084670702 452840 5935 X X
BHP BILLITON LTD SPONSORED ADR COMMON STOCK 088606108 3365025 47643 X X
BOEING CO COM COMMON STOCK 097023105 234720 3200 X X
BRISTOL MYERS SQUIBB COM COMMON STOCK 110122108 556757 15799 X X
CARLISLE COS INC COM COMMON STOCK 142339100 217070 4900 X X
CATERPILLAR INC DEL COM COMMON STOCK 149123101 6888046 76027 X X
CELGENE CORP COM COMMON STOCK 151020104 260598 3855 X X
CERNER CORP COM COMMON STOCK 156782104 6599994 107755 X X
CHEVRONTEXACO CORP COM COMMON STOCK 166764100 1185828 11145 X X
CHURCH & DWIGHT INC COM COMMON STOCK 171340102 1260917 27555 X X
CISCO SYS INC COM COMMON STOCK 17275R102 1536619 84990 X X
COCA COLA CO COM COMMON STOCK 191216100 1485113 21225 X X
COGNIZANT TECH SOLUTNS CL A COMMON STOCK 192446102 3178200 49420 X X
COLGATE PALMOLIVE CO COM COMMON STOCK 194162103 1937695 20973 X X
CONOCOPHILLIPS COM COMMON STOCK 20825C104 803756 11030 X X
CONSOLIDATED EDISON COM COMMON STOCK 209115104 708383 11420 X X
CONTINENTAL RES INC COM COMMON STOCK 212015101 536015 8035 X X
CORE LABORATORIES N V COM COMMON STOCK N22717107 311653 2735 X X
COSTCO WHSL CORP NEW COM COMMON STOCK 22160K105 3879046 46556 X X
CSX CORP COM COMMON STOCK 126408103 963179 45735 X X
DEERE & CO COM COMMON STOCK 244199105 858972 11105 X X
DELAWARE GR DELCAP FD SMID CAP GROWTH MUTUAL FUNDS 245906201 553997 21949 X X
DIRECTV COM CL A COMMON STOCK 25490A101 259938 6079 X X
DISNEY WALT CO COM DISNEY COMMON STOCK 254687106 455250 12140 X X
DU PONT E I DE NEMOURS COM COMMON STOCK 263534109 5732160 125211 X X
E M C CORP MASS COM COMMON STOCK 268648102 2746264 127496 X X
ECOLAB INC COM COMMON STOCK 278865100 300612 5200 X X
EDWARDS LIFESCIENCES COM COMMON STOCK 28176E108 3073329 43470 X X
ENERGAS RES INC COM COMMON STOCK 29265E108 100 20000 X X
EXPRESS SCRIPTS INC COM COMMON STOCK 302182100 3423477 76605 X X
EXXON MOBIL CORP COM COMMON STOCK 30231G102 10138801 119618 X X
FASTENAL CO COM COMMON STOCK 311900104 423671 9715 X X
FEDERATED EQUITY FDS CLOVR VAL INST MUTUAL FUNDS 314172214 627972 43160 X X
FEDERATED WORLD INVT FED INTLD INST MUTUAL FUNDS 31428U623 271304 13056 X X
FORD MTR CO DEL COM PAR $0.01 COMMON STOCK 345370860 110118 10234 X X
FORUM FDS INC JORDAN OPPTY MUTUAL FUNDS 742935182 551021 47915 X X
FREEPORT- MCMORAN COP&G CL B COMMON STOCK 35671D857 1003227 27269 X X
GENERAL ELEC CO COM COMMON STOCK 369604103 3369874 188156 X X
GENERAL MOLY INC COM COMMON STOCK 370373102 30900 10000 X X
GOLDMAN SACHS GROUP COM COMMON STOCK 38141G104 2479862 27423 X X
GOOGLE INC CL A COMMON STOCK 38259P508 2425354 3755 X X
GRAINGER W W INC COM COMMON STOCK 384802104 853586 4560 X X
HEARTLAND GROUP INC VAL PLUS INSTL MUTUAL FUNDS 422352849 1089435 39344 X X
HEINZ H J CO COM COMMON STOCK 423074103 778338 14403 X X
HOME DEPOT INC COM COMMON STOCK 437076102 238157 5665 X X
ILLINOIS TOOL WKS INC COM COMMON STOCK 452308109 207859 4450 X X
INTEL CORP COM COMMON STOCK 458140100 1993568 82209 X X
INTERNATIONAL BUS MACH COM COMMON STOCK 459200101 8217046 44687 X X
ISHARES TR NASDQ BIO INDX COMMON STOCK 464287556 452879 4340 X X
ISHARES TR S&P NA NAT RES COMMON STOCK 464287374 217170 5715 X X
J P MORGAN CHASE & CO COM COMMON STOCK 46625H100 4336066 130408 X X
JOHNSON & JOHNSON COM COMMON STOCK 478160104 5203117 79340 X X
KRAFT FOODS INC CL A COMMON STOCK 50075N104 3322163 88923 X X
LOWES COS INC COM COMMON STOCK 548661107 335524 13220 X X
MCDERMOTT INTL INC COM COMMON STOCK 580037109 313705 27255 X X
MCDONALDS CORP COM COMMON STOCK 580135101 9596765 95652 X X
MEDTRONIC INC COM COMMON STOCK 585055106 298924 7815 X X
MERCK & CO, INC NEW COM COMMON STOCK 58933Y105 690815 18324 X X
MFS SER TR X INTL DIVERS I MUTUAL FUNDS 55273G298 661351 54120 X X
MICROSOFT CORP COM COMMON STOCK 594918104 2038717 78533 X X
NATIONAL OILWELL VARCO COM COMMON STOCK 637071101 1008292 14830 X X
NORFOLK SOUTHERN CORP COM COMMON STOCK 655844108 269946 3705 X X
NOVARTIS A G SPONSORED ADR COMMON STOCK 66987V109 280133 4900 X X
OCCIDENTAL PETE CP DEL COM COMMON STOCK 674599105 305462 3260 X X
ORACLE CORP COM COMMON STOCK 68389X105 2894397 112842 X X
PEABODY ENERGY CORP COM COMMON STOCK 704549104 1468428 44350 X X
PEOPLES S&P MIDCAP INDEX FD DREYFS
MCP IDX MUTUAL FUNDS 712223106 891235 34384 X X
PEPSICO INC COM COMMON STOCK 713448108 5688716 85738 X X
PERRIGO CO COM COMMON STOCK 714290103 4120655 42350 X X
PFIZER INC COM COMMON STOCK 717081103 670039 30963 X X
PRAXAIR INC COM COMMON STOCK 74005P104 4522939 42310 X X
PRECISION CASTPARTS CP COM COMMON STOCK 740189105 449053 2725 X X
PRICE T ROWE GROUP INC COM COMMON STOCK 74144T108 638011 11203 X X
PRICELINE COM INC COM NEW COMMON STOCK 741503403 1882533 4025 X X
PROCTER & GAMBLE CO COM COMMON STOCK 742718109 5042009 75581 X X
PUTNAM CONV INCM GRWTH CL Y MUTUAL FUNDS 746476407 719670 39262 X X
QUALCOMM INC COM COMMON STOCK 747525103 448431 8198 X X
ROPER INDS INC NEW COM COMMON STOCK 776696106 3888909 44767 X X
ROYAL DUTCH SHELL PLC SPONS ADR A COMMON STOCK 780259206 303981 4159 X X
SCHLUMBERGER LTD COM COMMON STOCK 806857108 5952055 87133 X X
SCHRODER SER TR EMRGMKT EQ ADV MUTUAL FUNDS 808090740 396300 34824 X X
SCOTTS MIRACLE GRO CO COMMON STOCK 810186106 1418489 30381 X X
SOCIEDAD QUIMICA MINER SPON ADR SER B COMMON STOCK 833635105 2620072 48655 X X
SOUTHWESTERN ENERGY CO COM COMMON STOCK 845467109 1057533 33110 X X
STANLEY BLACK & DECKER, INC. COMMON STOCK 854502101 460694 6815 X X
STERICYCLE INC COM COMMON STOCK 858912108 449988 5775 X X
STRYKER CORP COM COMMON STOCK 863667101 291052 5855 X X
SUCCESSFACTORS INC COM COMMON STOCK 864596101 248071 6222 X X
TARGET CORP COM COMMON STOCK 87612E106 376467 7350 X X
TEVA PHARMACEUTCL INDS ADR COMMON STOCK 881624209 684304 16955 X X
TJX COS INC NEW COM COMMON STOCK 872540109 6170012 95585 X X
TUPPERWARE BRANDS CORP COM COMMON STOCK 899896104 1060352 18945 X X
UNDER ARMOUR INC CL A COMMON STOCK 904311107 2405683 33510 X X
UNILEVER N V N Y SHS NEW COMMON STOCK 904784709 273448 7956 X X
UNITED TECHNOLOGIES CP COM COMMON STOCK 913017109 781771 10696 X X
VARIAN MED SYS INC COM COMMON STOCK 92220P105 1081464 16110 X X
VERIZON COMMUNICATIONS COM COMMON STOCK 92343V104 6196614 154452 X X
VISA, INC. COMMON STOCK 92826C839 6218916 61252 X X
WABTEC CORP COM COMMON STOCK 929740108 3021140 43190 X X
WAL MART STORES INC COM COMMON STOCK 931142103 350313 5862 X X
WELLS FARGO & CO NEW COM COMMON STOCK 949746101 2650363 96167 X X
YACKTMAN FD INC FOCUSED FD MUTUAL FUNDS 984281204 767825 40885 X X
---------
241508617
---------
TOTAL PORTFOLIO 241508617
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