Compliance Officer

0000950123-20-010239.txt : 20201014 0000950123-20-010239.hdr.sgml : 20201014 20201014085943 ACCESSION NUMBER: 0000950123-20-010239 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201014 DATE AS OF CHANGE: 20201014 EFFECTIVENESS DATE: 20201014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLETON PARTNERS INC/MA CENTRAL INDEX KEY: 0001055290 IRS NUMBER: 042943177 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06694 FILM NUMBER: 201238296 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 20TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173380700 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 20TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001055290 XXXXXXXX 09-30-2020 09-30-2020 false APPLETON PARTNERS INC/MA

ONE POST OFFICE SQUARE 20TH FLOOR BOSTON MA 02109

13F HOLDINGS REPORT 028-06694 N Jonathan Hall Compliance Officer (617) 338-0700 /s/ Jonathan Hall Boston MA 10-13-2020 0 262 905613 false INFORMATION TABLE 2 1331.xml INFORMATION TABLE FOR FORM 13F 3M CO COM COM 88579Y101 1185 7399 SH SOLE 0 0 0 ABBOTT LABS COM COM 002824100 2402 22070 SH SOLE 0 0 0 ABBVIE INC COM COM 00287Y109 4589 52392 SH SOLE 0 0 0 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 6704 29664 SH SOLE 0 0 0 ACTIVISION BLIZZARD INC COM COM 00507V109 4139 51127 SH SOLE 0 0 0 ADOBE SYSTEMS INCORPORATED COM COM 00724F101 13640 27812 SH SOLE 0 0 0 AIR PRODS & CHEMS INC COM COM 009158106 743 2493 SH SOLE 0 0 0 AKAMAI TECHNOLOGIES COM COM 00971T101 448 4053 SH SOLE 0 0 0 ALBEMARLE CORP COM COM 012653101 959 10745 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A COM 02079K305 6019 4107 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C COM 02079K107 10864 7392 SH SOLE 0 0 0 AMAZON COM INC COM COM 023135106 30571 9709 SH SOLE 0 0 0 AMERICAN EXPRESS CO COM COM 025816109 305 3042 SH SOLE 0 0 0 AMERICAN TOWER CORP NEW COM COM 03027X100 15084 62401 SH SOLE 0 0 0 AMERICOLD RLTY TR COM COM 03064D108 5232 146337 SH SOLE 0 0 0 AMERIPRISE FINL INC COM COM 03076C106 576 3736 SH SOLE 0 0 0 AMGEN INC COM COM 031162100 6537 25721 SH SOLE 0 0 0 AMPHENOL CORP NEW CL A COM 032095101 959 8859 SH SOLE 0 0 0 ANTHEM INC COM COM 036752103 204 760 SH SOLE 0 0 0 APOLLO GLOBAL MGMT INC COM CL COM CL A 03768E105 257 5736 SH SOLE 0 0 0 APPLE INC COM COM 037833100 61901 534505 SH SOLE 0 0 0 APPLIED MATLS INC COM COM 038222105 330 5555 SH SOLE 0 0 0 ARCHER DANIELS MIDLAND CO COM COM 039483102 467 10037 SH SOLE 0 0 0 AT&T INC COM COM 00206R102 3991 139988 SH SOLE 0 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 1200 8604 SH SOLE 0 0 0 BAXTER INTL INC COM COM 071813109 2364 29399 SH SOLE 0 0 0 BECTON DICKINSON & CO COM COM 075887109 266 1142 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 2762 12971 SH SOLE 0 0 0 BIOMARIN PHARMACEUTICAL INC CO COM 09061G101 546 7179 SH SOLE 0 0 0 BK OF AMERICA CORP COM COM 060505104 8706 361408 SH SOLE 0 0 0 BOOKING HOLDINGS INC COM COM 09857L108 1695 991 SH SOLE 0 0 0 BRIGHT HORIZONS FAM SOL IN DEL COM 109194100 641 4214 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB CO COM COM 110122108 780 12930 SH SOLE 0 0 0 BROADCOM INC COM COM 11135F101 5466 15002 SH SOLE 0 0 0 BROADRIDGE FINL SOLUTIONS INC COM 11133T103 1008 7637 SH SOLE 0 0 0 BROOKFIELD ASSET MGMT INC CL A COM 112585104 4549 137596 SH SOLE 0 0 0 CARLISLE COS INC COM COM 142339100 500 4090 SH SOLE 0 0 0 CF INDS HLDGS INC COM COM 125269100 346 11271 SH SOLE 0 0 0 CHEVRON CORP NEW COM COM 166764100 478 6640 SH SOLE 0 0 0 CHINA SOLAR & CLEAN ENERGY SOL COM 16943E105 0 20000 SH SOLE 0 0 0 CHUBB LIMITED COM COM H1467J104 969 8348 SH SOLE 0 0 0 CHURCH & DWIGHT INC COM COM 171340102 728 7771 SH SOLE 0 0 0 CISCO SYS INC COM COM 17275R102 2758 70016 SH SOLE 0 0 0 CITIGROUP INC COM NEW COM 172967424 1132 26254 SH SOLE 0 0 0 CLOROX CO DEL COM COM 189054109 556 2646 SH SOLE 0 0 0 CME GROUP INC COM COM 12572Q105 2581 15424 SH SOLE 0 0 0 COCA COLA CO COM COM 191216100 1047 21216 SH SOLE 0 0 0 COLGATE PALMOLIVE CO COM COM 194162103 1240 16070 SH SOLE 0 0 0 COMCAST CORP NEW CL A COM 20030N101 688 14878 SH SOLE 0 0 0 CONSOLIDATED EDISON INC COM COM 209115104 262 3365 SH SOLE 0 0 0 CONSTELLATION BRANDS INC CL A COM 21036P108 1440 7598 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM COM 22160K105 10840 30535 SH SOLE 0 0 0 CROWN CASTLE INTL CORP NEW COM COM 22822V101 3200 19221 SH SOLE 0 0 0 CSX CORP COM COM 126408103 1255 16159 SH SOLE 0 0 0 D R HORTON INC COM COM 23331A109 4340 57380 SH SOLE 0 0 0 DANAHER CORPORATION COM COM 235851102 4250 19739 SH SOLE 0 0 0 DEERE & CO COM COM 244199105 580 2618 SH SOLE 0 0 0 DIGITAL RLTY TR INC COM COM 253868103 431 2938 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY COM 254687106 8109 65351 SH SOLE 0 0 0 DOMINOS PIZZA INC COM COM 25754A201 1111 2613 SH SOLE 0 0 0 DOW INC COM COM 260557103 778 16537 SH SOLE 0 0 0 DUNKIN BRANDS GROUP INC COM COM 265504100 276 3365 SH SOLE 0 0 0 DUPONT DE NEMOURS INC COM COM 26614N102 254 4580 SH SOLE 0 0 0 EBAY INC. COM COM 278642103 789 15144 SH SOLE 0 0 0 ECN CAP CORP COM COM 26829L107 73 19125 SH SOLE 0 0 0 ECOLAB INC COM COM 278865100 3391 16971 SH SOLE 0 0 0 EDWARDS LIFESCIENCES CORP COM COM 28176E108 3568 44706 SH SOLE 0 0 0 ELECTRONIC ARTS INC COM COM 285512109 4374 33543 SH SOLE 0 0 0 EOG RES INC COM COM 26875P101 441 12267 SH SOLE 0 0 0 EQUINIX INC COM COM 29444U700 3384 4452 SH SOLE 0 0 0 ETF MANAGERS TR PRIME CYBR SCR PRIME CYBR SCRTY 26924G201 5056 108646 SH SOLE 0 0 0 EVERI HLDGS INC COM COM 30034T103 95 11550 SH SOLE 0 0 0 EXXON MOBIL CORP COM COM 30231G102 1805 52574 SH SOLE 0 0 0 FACEBOOK INC CL A COM 30303M102 3337 12742 SH SOLE 0 0 0 FEDERATED HERMES INC CL B COM 314211103 719 33442 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD II NASDAQ CYB ETF 33734X846 1201 34512 SH SOLE 0 0 0 FISERV INC COM COM 337738108 4710 45703 SH SOLE 0 0 0 FORTIVE CORP COM COM 34959J108 384 5035 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM COM 369604103 369 59162 SH SOLE 0 0 0 GENERAL MLS INC COM COM 370334104 357 5795 SH SOLE 0 0 0 GILEAD SCIENCES INC COM COM 375558103 665 10520 SH SOLE 0 0 0 GOLDMAN SACHS GROUP INC COM COM 38141G104 3059 15221 SH SOLE 0 0 0 HOME DEPOT INC COM COM 437076102 23693 85315 SH SOLE 0 0 0 HONEYWELL INTL INC COM COM 438516106 586 3558 SH SOLE 0 0 0 ILLINOIS TOOL WKS INC COM COM 452308109 658 3408 SH SOLE 0 0 0 ILLUMINA INC COM COM 452327109 2211 7153 SH SOLE 0 0 0 INTEL CORP COM COM 458140100 1878 36264 SH SOLE 0 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 11858 118523 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS C COM 459200101 1096 9012 SH SOLE 0 0 0 INTUIT COM COM 461202103 13800 42304 SH SOLE 0 0 0 IQVIA HLDGS INC COM COM 46266C105 2554 16202 SH SOLE 0 0 0 ISHARES TR NASDAQ BIOTECH NASDAQ BIOTECH 464287556 6855 50621 SH SOLE 0 0 0 JOHNSON & JOHNSON COM COM 478160104 9847 66140 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM COM 46625H100 15637 162432 SH SOLE 0 0 0 LAMAR ADVERTISING CO NEW CL A COM 512816109 1555 23496 SH SOLE 0 0 0 LAUDER ESTEE COS INC CL A COM 518439104 6023 27599 SH SOLE 0 0 0 LILLY ELI & CO COM COM 532457108 899 6076 SH SOLE 0 0 0 LINDE PLC SHS COM G5494J103 427 1792 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM COM 539830109 11868 30965 SH SOLE 0 0 0 LOWES COS INC COM COM 548661107 389 2346 SH SOLE 0 0 0 LVMH MOET HENNESSY LOU VUITTON COM 502441306 1224 13068 SH SOLE 0 0 0 MASTERCARD INCORPORATED CL A CL A 57636Q104 1860 5501 SH SOLE 0 0 0 MCDONALDS CORP COM COM 580135101 4210 19182 SH SOLE 0 0 0 MEDALLIA INC COM COM 584021109 274 10001 SH SOLE 0 0 0 MEDTRONIC PLC SHS COM G5960L103 8483 81635 SH SOLE 0 0 0 MERCK & CO. INC COM COM 58933Y105 3477 41922 SH SOLE 0 0 0 MICROSOFT CORP COM COM 594918104 24037 114284 SH SOLE 0 0 0 MONDELEZ INTL INC CL A COM 609207105 2037 35465 SH SOLE 0 0 0 MONSTER BEVERAGE CORP NEW COM COM 61174X109 3507 43729 SH SOLE 0 0 0 MORGAN STANLEY COM NEW COM 617446448 1701 35172 SH SOLE 0 0 0 NETFLIX INC COM COM 64110L106 5458 10915 SH SOLE 0 0 0 NEXTERA ENERGY INC COM COM 65339F101 857 3087 SH SOLE 0 0 0 NIKE INC CL B COM 654106103 438 3490 SH SOLE 0 0 0 NORFOLK SOUTHN CORP COM COM 655844108 204 953 SH SOLE 0 0 0 NORTHERN TR CORP COM COM 665859104 918 11773 SH SOLE 0 0 0 NORTHROP GRUMMAN CORP COM COM 666807102 1637 5189 SH SOLE 0 0 0 NOVARTIS AG SPONSORED ADR SPONSORED ADR 66987V109 382 4388 SH SOLE 0 0 0 NVIDIA CORPORATION COM COM 67066G104 1140 2106 SH SOLE 0 0 0 NXP SEMICONDUCTORS N V COM COM N6596X109 1265 10132 SH SOLE 0 0 0 OCADO GROUP PLC SPONSORED ADR CS 674488101 305 4300 SH SOLE 0 0 0 OKTA INC CL A COM 679295105 666 3112 SH SOLE 0 0 0 ORACLE CORP COM COM 68389X105 259 4340 SH SOLE 0 0 0 PALO ALTO NETWORKS INC COM COM 697435105 4216 17225 SH SOLE 0 0 0 PAYCHEX INC COM COM 704326107 1566 19635 SH SOLE 0 0 0 PAYPAL HLDGS INC COM COM 70450Y103 10503 53308 SH SOLE 0 0 0 PEPSICO INC COM COM 713448108 11650 84057 SH SOLE 0 0 0 PFIZER INC COM COM 717081103 969 26391 SH SOLE 0 0 0 PPG INDS INC COM COM 693506107 396 3241 SH SOLE 0 0 0 PROCTER AND GAMBLE CO COM COM 742718109 11391 81959 SH SOLE 0 0 0 PRUDENTIAL FINL INC COM COM 744320102 300 4720 SH SOLE 0 0 0 QUIDEL CORP COM COM 74838J101 329 1500 SH SOLE 0 0 0 RAYTHEON TECHNOLOGIES CORP COM COM 75513E101 4248 73826 SH SOLE 0 0 0 REPUBLIC SVCS INC COM COM 760759100 4240 45424 SH SOLE 0 0 0 RLI CORP COM COM 749607107 294 3515 SH SOLE 0 0 0 ROPER TECHNOLOGIES INC COM COM 776696106 7304 18487 SH SOLE 0 0 0 S&P GLOBAL INC COM COM 78409V104 1215 3369 SH SOLE 0 0 0 SALESFORCE COM INC COM COM 79466L302 481 1915 SH SOLE 0 0 0 SCHLUMBERGER LTD COM COM 806857108 316 20305 SH SOLE 0 0 0 SCHWAB CHARLES CORP COM COM 808513105 1565 43194 SH SOLE 0 0 0 SCOTTS MIRACLE GRO CO CL A COM 810186106 1983 12968 SH SOLE 0 0 0 SELECT SECTOR SPDR TR ENERGY ENERGY 81369Y506 1599 53397 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT- SBI INT-UTILS 81369Y886 2071 34869 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLO TECHNOLOGY 81369Y803 622 5326 SH SOLE 0 0 0 SENSATA TECHNOLOGIES HLDNG PLC COM G8060N102 252 5847 SH SOLE 0 0 0 SERVICENOW INC COM COM 81762P102 388 800 SH SOLE 0 0 0 SHERWIN WILLIAMS CO COM COM 824348106 11772 16896 SH SOLE 0 0 0 SHOPIFY INC CL A CL A 82509L107 1137 1111 SH SOLE 0 0 0 SOUTHERN CO COM COM 842587107 216 3980 SH SOLE 0 0 0 STANLEY BLACK & DECKER INC COM COM 854502101 230 1415 SH SOLE 0 0 0 STARBUCKS CORP COM COM 855244109 266 3095 SH SOLE 0 0 0 STRYKER CORPORATION COM COM 863667101 4085 19606 SH SOLE 0 0 0 SVB FINANCIAL GROUP COM COM 78486Q101 4798 19940 SH SOLE 0 0 0 SYNOPSYS INC COM COM 871607107 214 1002 SH SOLE 0 0 0 SYSCO CORP COM COM 871829107 1550 24904 SH SOLE 0 0 0 T-MOBILE US INC COM COM 872590104 2551 22311 SH SOLE 0 0 0 TANDEM DIABETES CARE INC COM N COM NEW 875372203 262 2310 SH SOLE 0 0 0 TARGET CORP COM COM 87612E106 642 4079 SH SOLE 0 0 0 TE CONNECTIVITY LTD REG SHS COM H84989104 1579 16150 SH SOLE 0 0 0 TEXAS INSTRS INC COM COM 882508104 2406 16848 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC C COM 883556102 23305 52784 SH SOLE 0 0 0 TJX COS INC NEW COM COM 872540109 5923 106438 SH SOLE 0 0 0 TRANE TECHNOLOGIES PLC SHS SHS G8994E103 265 2182 SH SOLE 0 0 0 TRAVELERS COMPANIES INC COM COM 89417E109 265 2453 SH SOLE 0 0 0 TWITTER INC COM COM 90184L102 799 17957 SH SOLE 0 0 0 UNION PAC CORP COM COM 907818108 2308 11722 SH SOLE 0 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 11486 36842 SH SOLE 0 0 0 V F CORP COM COM 918204108 332 4732 SH SOLE 0 0 0 VAIL RESORTS INC COM COM 91879Q109 288 1344 SH SOLE 0 0 0 VALERO ENERGY CORP COM COM 91913Y100 701 16178 SH SOLE 0 0 0 VANGUARD INDEX FDS REAL ESTATE REAL ESTATE ETF 922908553 416 5274 SH SOLE 0 0 0 VERISIGN INC COM COM 92343E102 3679 17961 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM COM 92343V104 6467 108704 SH SOLE 0 0 0 VERTEX PHARMACEUTICALS COM COM 92532F100 2922 10737 SH SOLE 0 0 0 VISA INC COM CL A COM 92826C839 24762 123827 SH SOLE 0 0 0 VULCAN MATLS CO COM COM 929160109 2765 20402 SH SOLE 0 0 0 WABTEC COM COM 929740108 1256 20291 SH SOLE 0 0 0 WALMART INC COM COM 931142103 965 6897 SH SOLE 0 0 0 WASTE MGMT INC DEL COM COM 94106L109 510 4510 SH SOLE 0 0 0 WEC ENERGY GROUP INC COM COM 92939U106 471 4857 SH SOLE 0 0 0 WELLS FARGO CO NEW COM COM 949746101 543 23083 SH SOLE 0 0 0 WORKDAY INC CL A COM 98138H101 388 1803 SH SOLE 0 0 0 XYLEM INC COM COM 98419M100 6579 78205 SH SOLE 0 0 0 ZIMMER BIOMET HOLDINGS INC COM COM 98956P102 235 1724 SH SOLE 0 0 0 ZOETIS INC CL A COM 98978V103 15705 94969 SH SOLE 0 0 0 ZOOM VIDEO COMMUNICATIONS INC CL A 98980L101 300 639 SH SOLE 0 0 0 ETF MANAGERS TR ETHO CLIMATE L ETHO CLIMATE LEA 26924G888 320 7235 SH SOLE 0 0 0 ETF SER SOLUTIONS US DIVERSIFI US DIVERSIFIED 26922A511 339 13025 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD IV NO AMER ENERGY 33738D101 2067 108579 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD NA NAS CLNEDG GREEN 33733E500 378 8525 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD US NAS CLNEDG GREEN 336920103 371 3840 SH SOLE 0 0 0 GOLDMAN SACHS ETF TR ACTIVEBET US EQTY OPPT ETF 381430107 11862 421394 SH SOLE 0 0 0 GOLDMAN SACHS ETF TR ACTIVEBET US EQTY OPPT ETF 381430503 32477 477245 SH SOLE 0 0 0 GRANITESHARES ETF TR BBG COMMD BBG COMMD K 1 38747R108 1814 85567 SH SOLE 0 0 0 INDEXIQ ETF TR HEDGE MLTI ETF HEDGE MLTI ETF 45409B107 616 19893 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II S SR LN ETF 46138G508 844 38828 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD TR FINL PFD PTFL 46137V621 4069 217155 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 US LRG CAP ETF 46090E103 670 2411 SH SOLE 0 0 0 ISHARES GOLD TRUST ISHARES ISHARES 464285105 214 11869 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT CORE MSCI EMKT 46434G103 2042 38672 SH SOLE 0 0 0 ISHARES TR 1 3 YR TREAS BD 1-3 YR TR BD ETF 464287457 356 4118 SH SOLE 0 0 0 ISHARES TR CORE INTL AGGR CORE INTL AGGR 46435G672 4311 77451 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE CORE MSCI EAFE 46432F842 254 4210 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF CORE S&P MCP ETF 464287507 515 2779 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF CORE S&P SCP ETF 464287804 220 3127 SH SOLE 0 0 0 ISHARES TR CORE S&P US VLU CORE S&P US VLU 464287663 216 3972 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF CORE S&P500 ETF 464287200 1814 5396 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET CORE US AGGBD ET 464287226 1657 14038 SH SOLE 0 0 0 ISHARES TR EXPND TEC SC ETF EXPND TEC SC ETF 464287549 246 797 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF MSCI EAFE ETF 464287465 2443 38388 SH SOLE 0 0 0 ISHARES TR MSCI EAFE MIN VL MSCI EAFE MIN VL 46429B689 1213 17797 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 1113 25236 SH SOLE 0 0 0 ISHARES TR MSCI MIN VOL ETF MIN VOL USA ETF 46429B697 354 5562 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF RUS 1000 GRW ETF 464287614 691 3185 SH SOLE 0 0 0 ISHARES TR RUS 2000 GRW ETF RUS 2000 GRW ETF 464287648 768 3469 SH SOLE 0 0 0 ISHARES TR RUS 2000 VAL ETF RUS 2000 VAL ETF 464287630 404 4064 SH SOLE 0 0 0 ISHARES TR RUS MD CP GR ETF RUS MD CP GR ETF 464287481 685 3964 SH SOLE 0 0 0 ISHARES TR RUS MID CAP ETF RUS MID CAP ETF 464287499 1725 30069 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 4386 29279 SH SOLE 0 0 0 ISHARES TR RUSSELL 3000 ETF RUSSELL 3000 ETF 464287689 274 1400 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF S&P 500 VAL ETF 464287408 370 3291 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF SELECT DIVID ETF 464287168 244 2987 SH SOLE 0 0 0 ISHARES TR ULTR SH TRM BD ULTR SH TRM BD 46434V878 281 5560 SH SOLE 0 0 0 J P MORGAN EXCHANGE-TRADED FD DIV RTN INT EQ 46641Q209 908 17590 SH SOLE 0 0 0 J P MORGAN EXCHANGE-TRADED FD DIV RTN INT EQ 46641Q845 3263 114731 SH SOLE 0 0 0 J P MORGAN EXCHANGE-TRADED FD DIV RTN INT EQ 46641Q886 4841 75482 SH SOLE 0 0 0 J P MORGAN EXCHANGE-TRADED FD DIV RTN INT EQ 46641Q837 28441 559920 SH SOLE 0 0 0 NUSHARES ETF TR NUVEEN ESG MID NUVEEN ESG MIDCP 67092P409 242 5720 SH SOLE 0 0 0 RENAISSANCE CAP GREENWICH FDS IPO ETF 759937204 256 4900 SH SOLE 0 0 0 SCHWAB STRATEGIC TR INTL EQTY INTL EQTY ETF 808524805 11207 356913 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SCHWB FDT SCHWB FDT INT LG 808524755 344 13987 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SHT TM US SHT TM US TRES 808524862 340 6593 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US AGGREGA US AGGREGATE B 808524839 687 12256 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US DIVIDEN US DIVIDEND EQ 808524797 268 4838 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LRG CAP US LRG CAP ETF 808524201 22050 273474 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US REIT ET US REIT ETF 808524847 2226 62938 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US SML CAP US SML CAP ETF 808524607 4160 60896 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS SBI CONS DISCR 81369Y407 281 1912 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS GOLD SHS 78463V107 764 4313 SH SOLE 0 0 0 SPDR INDEX SHS FDS EURO STOXX EURO STOXX 50 78463X202 316 8691 SH SOLE 0 0 0 SPDR INDEX SHS FDS MSCI EMRG M MSCI EMRG MKTS 78463X426 7072 125195 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT TR UNIT 78462F103 12347 36870 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTS UTSER1 S&PDCRP 78467Y107 550 1622 SH SOLE 0 0 0 SPDR SER TR BLOMBERG BRC INV BLOMBERG BRC INV 78468R200 13138 429623 SH SOLE 0 0 0 SPDR SER TR BLOOMBERG BRCLYS BLOOMBERG BRCLYS 78468R622 1863 17863 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO AGRGTE PORTFOLIO AGRGTE 78464A649 4665 151421 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO INTRMD PORTFOLIO INTRMD 78464A375 4690 127581 SH SOLE 0 0 0 SPDR SER TR S&P 400 MDCP VAL S&P 400 MDCP VAL 78464A839 204 4710 SH SOLE 0 0 0 SPDR SER TR S&P DIVID ETF S&P DIVID ETF 78464A763 559 6051 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS INC MIDCP MIDCP 400 IDX 921932885 216 1720 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF GROWTH ETF 922908736 378 1660 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF MID CAP ETF 922908629 2048 11621 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF S&P 500 ETF SHS 922908363 316 1026 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL E SM CP VAL ETF 922908611 267 2417 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ET SMALL CP ETF 922908751 287 1869 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK M TOTAL STK MKT 922908769 375 2201 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX FDS ALLWRLD EX US 922042775 1548 30692 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX FDS ALLWRLD EX US 922042858 1384 32017 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS MORTG- MORTG-BACK SEC 92206C771 250 4615 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV DIV APP ETF 921908844 572 4444 SH SOLE 0 0 0 VANGUARD TAX-MANAGED FDS FTSE FTSE DEV MKT ETF 921943858 2472 60444 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS HIGH DI HIGH DIV YLD 921946406 452 5588 SH SOLE 0 0 0 VANGUARD WORLD FDS COMM SRVC E COMM SRVC ETF 92204A884 1310 12862 SH SOLE 0 0 0