Legal & Compliance Officer

0000950123-17-008975.txt : 20171012 0000950123-17-008975.hdr.sgml : 20171012 20171012100852 ACCESSION NUMBER: 0000950123-17-008975 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171012 DATE AS OF CHANGE: 20171012 EFFECTIVENESS DATE: 20171012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLETON PARTNERS INC/MA CENTRAL INDEX KEY: 0001055290 IRS NUMBER: 042943177 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06694 FILM NUMBER: 171133925 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173380700 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001055290 XXXXXXXX 09-30-2017 09-30-2017 APPLETON PARTNERS INC/MA

ONE POST OFFICE SQUARE 6TH FLOOR BOSTON MA 02109

13F HOLDINGS REPORT 028-06694 N Benjamin T. Doherty, Esq. Legal & Compliance Officer (617) 338-0700 /s/ Benjamin T. Doherty, Esq. 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33738D101 2372 95627 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD US US EQTY OPPT ETF 336920103 366 5740 SH SOLE 0 0 0 GOLDMAN SACHS ETF TR EQUITY ET EQUITY ETF 381430503 22307 446848 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT CORE MSCI EMKT 46434G103 3112 57602 SH SOLE 0 0 0 ISHARES TR 1 3 YR TREAS BD 1-3 YR TR BD ETF 464287457 974 11535 SH SOLE 0 0 0 ISHARES TR CORE HIGH DV ETF CORE HIGH DV ETF 46429B663 288 3350 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE CORE MSCI EAFE 46432F842 460 7165 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF CORE S&P MCP ETF 464287507 583 3259 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF CORE S&P SCP ETF 464287804 232 3120 SH SOLE 0 0 0 ISHARES TR CORE S&P US VLU CORE S&P VLU ETF 464287663 344 6570 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF CORE S&P500 ETF 464287200 1214 4799 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET CORE US AGGBD ET 464287226 12193 111264 SH SOLE 0 0 0 ISHARES TR FLTG RATE BD ETF FLTG RATE NT ETF 46429B655 245 4810 SH SOLE 0 0 0 ISHARES TR GLB INFRASTR ETF GLB INFRASTR ETF 464288372 333 7348 SH SOLE 0 0 0 ISHARES TR IBOXX HI YD ETF IBOXX HI YD ETF 464288513 1360 15327 SH SOLE 0 0 0 ISHARES TR MIN VOL EAFE ETF MIN VOL EAFE ETF 46429B689 7178 101010 SH SOLE 0 0 0 ISHARES TR MIN VOL USA ETF MIN VOL USA ETF 46429B697 724 14375 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF MSCI EAFE ETF 464287465 3924 57300 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 1389 30993 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF RUS 1000 GRW ETF 464287614 483 3860 SH SOLE 0 0 0 ISHARES TR RUS 2000 GRW ETF RUS 2000 GRW ETF 464287648 600 3354 SH SOLE 0 0 0 ISHARES TR RUS 2000 VAL ETF RUS 2000 VAL ETF 464287630 763 6149 SH SOLE 0 0 0 ISHARES TR RUS MD CP GR ETF RUS MD CP GR ETF 464287481 553 4889 SH SOLE 0 0 0 ISHARES TR RUS MDCP VAL ETF RUS MDCP VAL ETF 464287473 330 3887 SH SOLE 0 0 0 ISHARES TR RUS MID CAP ETF RUS MID CAP ETF 464287499 1591 8068 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 4982 33623 SH SOLE 0 0 0 ISHARES TR S&P MC 400VL ETF S&P MC 400VL ETF 464287705 547 3582 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF SELECT DIVID ETF 464287168 265 2826 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED FD DIVERSIFIED ET 46641Q803 1417 54515 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 315 4675 SH SOLE 0 0 0 NUSHARES ETF TR ESG MID CAP ESG MID CAP 67092P409 261 9435 SH SOLE 0 0 0 PIMCO ETF TR ENHAN SHRT MA AC ENHAN SHRT MA AC 72201R833 371 3648 SH SOLE 0 0 0 POWERSHARES ETF TR II PWRSHS S FINL PFD PTFL 73937B654 260 6345 SH SOLE 0 0 0 POWERSHARES ETF TRUST FINL PFD UNIT SER 1 73935X229 4300 226654 SH SOLE 0 0 0 POWERSHARES QQQ TRUST UNIT SER US LRG CAP ETF 73935A104 286 1970 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LRG CAP US REIT ETF 808524201 297 4938 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US REIT ET US SML CAP ETF 808524847 2383 57930 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US SML CAP US SML CAP ETF 808524607 709 10522 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1336 10991 SH SOLE 0 0 0 SPDR INDEX SHS FDS EURO STOXX EURO STOXX 50 78463X202 381 9230 SH SOLE 0 0 0 SPDR INDEX SHS FDS MSCI EAFE S MSCI EAFE STRTGC 78463X434 266 4180 SH SOLE 0 0 0 SPDR INDEX SHS FDS MSCI EMRG M MSCI EMRG MKTS 78463X426 4933 80734 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT TR UNIT 78462F103 24819 98790 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTS UTSER1 S&PDCRP 78467Y107 533 1634 SH SOLE 0 0 0 SPDR SER TR SPDR S&P 500 ETF UTSER1 S&PDCRP 78468R796 313 5140 SH SOLE 0 0 0 SPDR SER TR SSGA US SMAL ETF SSGA US SMAL ETF 78468R887 5526 57699 SH SOLE 0 0 0 SPDR SERIES TRUST BLOMBRG BRC BLOMBRG BRC INTL 78464A151 1816 52575 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 400 MDCP S&P 400 MDCP VAL 78464A839 3121 31522 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ET S&P DIVID ETF 78464A763 606 6633 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS INC MIDCP MIDCP 400 IDX 921932885 208 1720 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF MID CAP ETF 922908629 1600 10885 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF S&P 500 ETF SHS 922908363 216 937 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL E SM CP VAL ETF 922908611 214 1675 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ET SMALL CP ETF 922908751 259 1830 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK M TOTAL STK MKT 922908769 213 1641 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF VALUE ETF 922908744 219 2196 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 922042775 2070 39280 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 922042858 626 14375 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX FD GLB EX US ETF 922042676 468 7878 SH SOLE 0 0 0 VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 921908844 2552 26927 SH SOLE 0 0 0 VANGUARD TAX MANAGED INTL FD F FTSE DEV MKT ETF 921943858 7330 168848 SH SOLE 0 0 0