0000909012-11-000542.txt : 20111031
0000909012-11-000542.hdr.sgml : 20111031
20111031125635
ACCESSION NUMBER: 0000909012-11-000542
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111031
DATE AS OF CHANGE: 20111031
EFFECTIVENESS DATE: 20111031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HANAWALT ASSOCIATES LLC
CENTRAL INDEX KEY: 0001055274
IRS NUMBER: 133937632
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06706
FILM NUMBER: 111167400
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVE
STREET 2: 6TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2124044651
MAIL ADDRESS:
STREET 1: 645 MADISON AVE
STREET 2: 6TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
t306515.txt
HANA
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F-HR
FORM 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: SEPTEMBER 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: HANAWALT ASSOCIATES LLC
Address: 645 MADISON AVENUE, 6TH FLOOR
NEW YORK, NEW YORK 10022
Form 13F File Number: 28-06706
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: LAWRENCE S. PIDGEON
Title: MEMBER - HANAWALT ASSOCIATES LLC
Phone: (212) 404-4651
Signature, Place, and Date of Signing:
/S/ LAWRENCE S. PIDGEON NEW YORK, NEW YORK OCTOBER 27, 2011
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F-HR SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 15
Form 13F Information Table Value Total: $364,587
(thousands)
List of Other Included Managers: NONE
MARKET
TITLE VALUE SHARE/
OF (USD) PRN SHARE/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X 1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
AARON RENTS INC A CMN COM 002535300 41,597 1,647,421 SH Sole 1,647,421
AMERICAN EXPRESS CO. CMN COM 025816109 1,026 22,840 SH Sole 22,840
ANIXTER INTERNATIONAL INC CMN COM 035290105 415 8,750 SH Sole 8,750
BED BATH & BEYOND INC. CMN COM 075896100 104,329 1,820,438 SH Sole 1,820,438
BERKSHIRE HATHAWAY INC CL-A (DEL) CLASS A COM 084670108 214 2 SH Sole 2
CARMAX, INC. CMN COM 143130102 399 16,711 SH Sole 16,711
COMCAST CORPORATION CMN CLASS A VOTING COM 20030N101 5,596 267,500 SH Sole 267,500
CONOCOPHILLIPS CMN COM 20825C104 3,806 60,100 SH Sole 60,100
COSTCO WHOLESALE CORPORATION CMN COM 22160K105 41,061 499,957 SH Sole 499,957
THE HOME DEPOT, INC. CMN COM 437076102 45,338 1,379,300 SH Sole 1,379,300
LOWES COMPANIES INC CMN COM 548661107 62,894 3,252,000 SH Sole 3,252,000
MICROSOFT CORPORATION CMN COM 594918104 2,987 120,000 SH Sole 120,000
SEARS HOLDINGS CORPORATION CMN COM 812350106 2,014 35,019 SH Sole 35,019
U.S. BANCORP CMN COM 902973304 18,145 770,800 SH Sole 770,800
WELLS FARGO & CO (NEW) CMN COM 949746101 34,766 1,441,383 SH Sole 1,441,383
364,587