0000909012-11-000542.txt : 20111031 0000909012-11-000542.hdr.sgml : 20111031 20111031125635 ACCESSION NUMBER: 0000909012-11-000542 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111031 DATE AS OF CHANGE: 20111031 EFFECTIVENESS DATE: 20111031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANAWALT ASSOCIATES LLC CENTRAL INDEX KEY: 0001055274 IRS NUMBER: 133937632 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06706 FILM NUMBER: 111167400 BUSINESS ADDRESS: STREET 1: 645 MADISON AVE STREET 2: 6TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124044651 MAIL ADDRESS: STREET 1: 645 MADISON AVE STREET 2: 6TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 t306515.txt HANA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: SEPTEMBER 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HANAWALT ASSOCIATES LLC Address: 645 MADISON AVENUE, 6TH FLOOR NEW YORK, NEW YORK 10022 Form 13F File Number: 28-06706 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: LAWRENCE S. PIDGEON Title: MEMBER - HANAWALT ASSOCIATES LLC Phone: (212) 404-4651 Signature, Place, and Date of Signing: /S/ LAWRENCE S. PIDGEON NEW YORK, NEW YORK OCTOBER 27, 2011 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F-HR SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 15 Form 13F Information Table Value Total: $364,587 (thousands) List of Other Included Managers: NONE
MARKET TITLE VALUE SHARE/ OF (USD) PRN SHARE/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X 1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ AARON RENTS INC A CMN COM 002535300 41,597 1,647,421 SH Sole 1,647,421 AMERICAN EXPRESS CO. CMN COM 025816109 1,026 22,840 SH Sole 22,840 ANIXTER INTERNATIONAL INC CMN COM 035290105 415 8,750 SH Sole 8,750 BED BATH & BEYOND INC. CMN COM 075896100 104,329 1,820,438 SH Sole 1,820,438 BERKSHIRE HATHAWAY INC CL-A (DEL) CLASS A COM 084670108 214 2 SH Sole 2 CARMAX, INC. CMN COM 143130102 399 16,711 SH Sole 16,711 COMCAST CORPORATION CMN CLASS A VOTING COM 20030N101 5,596 267,500 SH Sole 267,500 CONOCOPHILLIPS CMN COM 20825C104 3,806 60,100 SH Sole 60,100 COSTCO WHOLESALE CORPORATION CMN COM 22160K105 41,061 499,957 SH Sole 499,957 THE HOME DEPOT, INC. CMN COM 437076102 45,338 1,379,300 SH Sole 1,379,300 LOWES COMPANIES INC CMN COM 548661107 62,894 3,252,000 SH Sole 3,252,000 MICROSOFT CORPORATION CMN COM 594918104 2,987 120,000 SH Sole 120,000 SEARS HOLDINGS CORPORATION CMN COM 812350106 2,014 35,019 SH Sole 35,019 U.S. BANCORP CMN COM 902973304 18,145 770,800 SH Sole 770,800 WELLS FARGO & CO (NEW) CMN COM 949746101 34,766 1,441,383 SH Sole 1,441,383 364,587