0001104659-22-068200.txt : 20220603 0001104659-22-068200.hdr.sgml : 20220603 20220603183859 ACCESSION NUMBER: 0001104659-22-068200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220601 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOTT RONALD M. CENTRAL INDEX KEY: 0001055003 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00852 FILM NUMBER: 22996265 MAIL ADDRESS: STREET 1: C/O ONEMAIN HOLDINGS, INC. STREET 2: 601 N.W. SECOND STREET CITY: EVANSVILLE STATE: IN ZIP: 47708 FORMER NAME: FORMER CONFORMED NAME: LOTT RONALD DATE OF NAME CHANGE: 20000229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURO CAPITAL CORP. CENTRAL INDEX KEY: 0001509470 IRS NUMBER: 274443543 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (650) 235-4769 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SUTTER ROCK CAPITAL CORP. DATE OF NAME CHANGE: 20190731 FORMER COMPANY: FORMER CONFORMED NAME: GSV Capital Corp. DATE OF NAME CHANGE: 20110531 FORMER COMPANY: FORMER CONFORMED NAME: NeXt Innovation Corp. DATE OF NAME CHANGE: 20110331 4 1 tm2217669-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-06-01 0 0001509470 SURO CAPITAL CORP. SSSS 0001055003 LOTT RONALD M. C/O SURO CAPITAL CORP 640 FIFTH AVENUE, 12TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2022-06-01 4 A 0 6684 0 A 12248 D Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 1, 2023) and (ii) the date of SuRo Capital Corp.'s (the "Company's") annual meeting of stockholders that is closest to the first anniversary of the award date. /s/ Ronald M. Lott 2022-06-03