0001104659-22-068200.txt : 20220603
0001104659-22-068200.hdr.sgml : 20220603
20220603183859
ACCESSION NUMBER: 0001104659-22-068200
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220601
FILED AS OF DATE: 20220603
DATE AS OF CHANGE: 20220603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOTT RONALD M.
CENTRAL INDEX KEY: 0001055003
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00852
FILM NUMBER: 22996265
MAIL ADDRESS:
STREET 1: C/O ONEMAIN HOLDINGS, INC.
STREET 2: 601 N.W. SECOND STREET
CITY: EVANSVILLE
STATE: IN
ZIP: 47708
FORMER NAME:
FORMER CONFORMED NAME: LOTT RONALD
DATE OF NAME CHANGE: 20000229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SURO CAPITAL CORP.
CENTRAL INDEX KEY: 0001509470
IRS NUMBER: 274443543
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (650) 235-4769
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: SUTTER ROCK CAPITAL CORP.
DATE OF NAME CHANGE: 20190731
FORMER COMPANY:
FORMER CONFORMED NAME: GSV Capital Corp.
DATE OF NAME CHANGE: 20110531
FORMER COMPANY:
FORMER CONFORMED NAME: NeXt Innovation Corp.
DATE OF NAME CHANGE: 20110331
4
1
tm2217669-4_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-06-01
0
0001509470
SURO CAPITAL CORP.
SSSS
0001055003
LOTT RONALD M.
C/O SURO CAPITAL CORP
640 FIFTH AVENUE, 12TH FLOOR
NEW YORK
NY
10019
1
0
0
0
Common Stock
2022-06-01
4
A
0
6684
0
A
12248
D
Relates to restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 1, 2023) and (ii) the date of SuRo Capital Corp.'s (the "Company's") annual meeting of stockholders that is closest to the first anniversary of the award date.
/s/ Ronald M. Lott
2022-06-03