0001054677-12-000003.txt : 20120223 0001054677-12-000003.hdr.sgml : 20120223 20120223164317 ACCESSION NUMBER: 0001054677-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120223 DATE AS OF CHANGE: 20120223 EFFECTIVENESS DATE: 20120223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALBION FINANCIAL GROUP /UT CENTRAL INDEX KEY: 0001054677 IRS NUMBER: 870392058 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06676 FILM NUMBER: 12634376 BUSINESS ADDRESS: STREET 1: 812 EAST 2100 SOUTH CITY: SALT LAKE CITY STATE: UT ZIP: 84106 BUSINESS PHONE: 8014873700 MAIL ADDRESS: STREET 1: 812 EAST 2100 SOUTH CITY: SALT LAKE CITY STATE: UT ZIP: 84106 FORMER COMPANY: FORMER CONFORMED NAME: ALBION MANAGEMENT GROUP/UT DATE OF NAME CHANGE: 19990325 13F-HR 1 q411.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: ________________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Albion Financial Group Address: 812 East 2100 South Salt Lake City, UT 84106 13F File Number: 28-6676 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report: Name: John Q. Bird Title: Executive Vice-President Phone: 801-487-3700 Signature, Place, and Date of Signing: John Q. Bird Salt Lake City, Utah February 23, 2012 Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 144 Form 13F Information Table Value Total in Thousands: $ 407,871 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 653 7994 SH Sole 7994 AGL Resources Inc COM 001204106 8238 194930 SH Sole 194930 AT&T Corp. COM 00206r102 214 7062 SH Sole 7062 Abbott Laboratories COM 002824100 354 6295 SH Sole 6295 Altria Group, Inc. COM 02209S103 351 11837 SH Sole 11837 American Electric Power COM 025537101 1334 32290 SH Sole 32290 Annaly Capital Management COM 035710409 188 11800 SH Sole 11800 Apache Corporation COM 037411105 204 2252 SH Sole 2252 Apple Computer, Inc. COM 037833100 14243 35168 SH Sole 35168 Arm Holdings, PLC- American De COM 042068106 430 15526 SH Sole 15526 Automatic Data Processing, Inc COM 053015103 266 4925 SH Sole 4925 Axis Energy Corp COM 05462c103 0 10000 SH Sole 10000 BHP Billiton Limited COM 088606108 224 3174 SH Sole 3174 BMC Software Inc. COM 055921100 205 6245 SH Sole 6245 Baker Hughes Intl COM 057224107 10137 208412 SH Sole 208412 Berkshire Hathaway CL B COM 084670702 434 5686 SH Sole 5686 Bristol Myers Squibb Co. COM 110122108 246 6979 SH Sole 6979 Carbo Ceramics Inc. COM 140781105 232 1880 SH Sole 1880 Cardtronics, Inc. COM 14161h108 368 13590 SH Sole 13590 Catalyst Health Solutions COM 14888b103 350 6735 SH Sole 6735 Caterpillar Inc. COM 149123101 559 6175 SH Sole 6175 Celanese Corporation COM 150870103 6277 141790 SH Sole 141790 Celgene Corporation COM 151020104 542 8014 SH Sole 8014 CenturyLink, Inc. COM 156700106 11925 320555 SH Sole 320555 Check Point Software Technolog COM M22465104 849 16165 SH Sole 16165 Cisco Systems COM 17275R102 403 22274 SH Sole 22274 Clean Harbors, Inc. COM 184496107 286 4485 SH Sole 4485 Coca-Cola Co. COM 191216100 364 5205 SH Sole 5205 Conocophillips COM 20825C104 530 7273 SH Sole 7273 Consolidated Edison Co. COM 209115104 3238 52200 SH Sole 52200 Continental Resources, Inc. COM 212015101 215 3230 SH Sole 3230 Deere & Co. COM 244199105 6802 87940 SH Sole 87940 Dover COM 260003108 676 11653 SH Sole 11653 Dow Chemical Co. COM 260543103 3336 116008 SH Sole 116008 Du Pont De Nemours COM 263534109 7674 167627 SH Sole 167627 Duke Energy Corp. COM 26441c105 695 31600 SH Sole 31600 Eaton Corp. COM 278058102 7720 177350 SH Sole 177350 Enersys COM 29275Y102 726 27942 SH Sole 27942 Exxon Mobil Corp. COM 30231G102 4036 47611 SH Sole 47611 F5 Networks Inc COM 315616102 9237 87046 SH Sole 87046 General Electric COM 369604103 11386 635718 SH Sole 635718 Google Inc. COM 38259P508 1152 1783 SH Sole 1783 Graphco Holdings Corp Revoked COM 38866f109 0 30000 SH Sole 30000 Heinz H J Co COM 423074103 2392 44260 SH Sole 44260 Helmerich & Payne, Inc. COM 423452101 6846 117310 SH Sole 117310 Home Depot COM 437076102 471 11200 SH Sole 11200 Honeywell International Inc. COM 438516106 261 4800 SH Sole 4800 IPC The Hospitalist Company, I COM 44984a105 881 19275 SH Sole 19275 Informatica Corporation COM 45666q102 298 8070 SH Sole 8070 Intel Corp. COM 458140100 7014 289249 SH Sole 289249 International Business Machine COM 459200101 7660 41658 SH Sole 41658 Johnson & Johnson COM 478160104 809 12332 SH Sole 12332 Kimberly-Clark Corp. COM 494368103 732 9955 SH Sole 9955 Kraft Foods Inc. COM 50075n104 644 17225 SH Sole 17225 Kronos Worldwide Inc. COM 50105F105 240 13290 SH Sole 13290 Libbey Inc. COM 529898108 129 10110 SH Sole 10110 Limited Brands Inc COM 532716107 11317 280473 SH Sole 280473 McDonalds Corp. COM 580135101 682 6793 SH Sole 6793 Medtronic, Inc. COM 585055106 785 20527 SH Sole 20527 Metropcs Communications Inc COM 591708102 112 12945 SH Sole 12945 Microsoft Corp. COM 594918104 8914 343368 SH Sole 343368 Minera Andes Inc COM 602910101 16 10400 SH Sole 10400 NSTAR COM 67019e107 270 5755 SH Sole 5755 NetApp, Inc. COM 64110d104 275 7575 SH Sole 7575 Nuance Communication COM 67020Y100 1053 41837 SH Sole 41837 Occidental Petroleum COM 674599105 226 2415 SH Sole 2415 Oil States International, Inc. COM 678026105 471 6170 SH Sole 6170 Oracle Systems COM 68389X105 318 12410 SH Sole 12410 Osi Systems, Inc. COM 671044105 935 19170 SH Sole 19170 PepsiCo, Inc. COM 713448108 383 5769 SH Sole 5769 Piedmont Natural Gas Co. Inc COM 720186105 575 16910 SH Sole 16910 Procter & Gamble Co. COM 742718109 10519 157682 SH Sole 157682 Profire Energy Inc. COM 74316x101 8 10500 SH Sole 10500 Riverbed Technology, Inc. COM 768573107 7152 304320 SH Sole 304320 Royal Dutch Shell B COM 780259107 12200 160503 SH Sole 160503 Schlumberger Ltd. COM 806857108 1046 15315 SH Sole 15315 Sigma-Aldrich Corporation COM 826552101 228 3656 SH Sole 3656 Southern Co. COM 842587107 1392 30075 SH Sole 30075 Spectra Energy COM 847560109 1014 32960 SH Sole 32960 Starbucks Corp. COM 855244109 10499 228192 SH Sole 228192 Stericycle, Inc. COM 858912108 8117 104169 SH Sole 104169 Techniscan Inc. COM 87855g206 2 20000 SH Sole 20000 The Charles Schwab Corporation COM 808513105 144 12810 SH Sole 12810 The Directv Group COM 25490a101 311 7284 SH Sole 7284 Titanium Metals Corp COM 888339207 256 17060 SH Sole 17060 Tractor Supply Company COM 892356106 302 4300 SH Sole 4300 Trinity Industries Inc. COM 896522109 202 6705 SH Sole 6705 Tyhee Gold Corp COM 902166107 2 23150 SH Sole 23150 Union Pacific Corp. COM 907818108 481 4545 SH Sole 4545 Vectren Corp COM 92240g101 9274 306785 SH Sole 306785 Verizon Communications COM 92343V104 11868 295819 SH Sole 295819 WGL Holdings Inc. COM 92924f106 1140 25780 SH Sole 25780 Walt Disney Company COM 254687106 848 22615 SH Sole 22615 Wells Fargo & Co. COM 949746101 815 29571 SH Sole 29571 Westar Energy Inc COM 95709t100 9055 314645 SH Sole 314645 Windstream Corp COM 97381w104 2287 194818 SH Sole 194818 Restricted Biotime Inc. COM 09066l956 134 23085 SH Sole 23085 Gold Trust COM 78463v107 226 1490 SH Sole 1490 Guggenheim Timber ETF COM 18383q879 1110 67105 SH Sole 67105 Ishares Dow Jones Trans Avg In COM 464287192 7554 84432 SH Sole 84432 Market Vectors Agribusiness ET COM 57060U605 1325 28105 SH Sole 28105 Powershares Dynamic Networking COM 73935x815 1480 60918 SH Sole 60918 Powershares FTSE Rafi US 1500 COM 73935x567 1446 24095 SH Sole 24095 Powershares QQQ Tr Ser 1 COM 73935a104 2105 37697 SH Sole 37697 SPDR Dow Jones Ind Ave COM 78467x109 319 2621 SH Sole 2621 Standard & Poors Depository Re COM 78462F103 4876 38856 SH Sole 38856 iShares Goldman Sachs Natural COM 464287374 2436 64118 SH Sole 64118 iShares Russell Midcap Index F COM 464287499 3157 32082 SH Sole 32082 iShares S&P Global - Consumer COM 464288737 439 6600 SH Sole 6600 Vanguard MSCI Emerging Markets COM 922042858 1092 28590 SH Sole 28590 Wisdomtree Emerging Markets Sm COM 97717w281 1135 27465 SH Sole 27465 iShares MSCI Australia Index F COM 464286103 1017 47445 SH Sole 47445 iShares MSCI Brazil COM 464286400 880 15340 SH Sole 15340 iShares MSCI Canada COM 464286509 1165 43810 SH Sole 43810 iShares MSCI Emerging Market I COM 464287234 2015 53110 SH Sole 53110 iShares MSCI Hong Kong COM 464286871 1085 70135 SH Sole 70135 iShares MSCI Pacific ex-Japan COM 464286665 497 12755 SH Sole 12755 iShares MSCI Singapore Free In COM 464286673 1085 100150 SH Sole 100150 Sector SPDR TR SBI Utilities COM 81369Y886 1874 52073 SH Sole 52073 iShares Dow Jones Select Divid COM 464287168 210 3900 SH Sole 3900 Ishares S&P US Preferred Stock COM 464288687 10204 286459 SH Sole 286459 Vanguard Short Term Corp Bond COM 92206c409 1147 14735 SH Sole 14735 Vanguard Short Term Gov/Credit COM 921937827 4944 61160 SH Sole 61160 iShares Barclay's Aggregate Bo COM 464287226 2428 22022 SH Sole 22022 iShares Barclays 1-3 Yr COM 464287457 11262 133282 SH Sole 133282 iShares Lehman TIPS COM 464287176 636 5447 SH Sole 5447 General Electric COM 369604103 24414 1363155 SH Sole 1363155 Valspar Corp. COM 920355104 47918 1229615 SH Sole 1229615 Aberdeen Asia-Pacific Inc. Fnd COM 003009107 349 47600 SH Sole 47600 Morgan Stanley Emerging Market COM 61744h105 130 12500 SH Sole 12500 CREF Equity Index COM 194408308 404 4329.192 SH Sole 4329.192 TIAA-CREF Institutional Equity COM 87244w508 152 16045.004 SH Sole 16045.004 TIAA-CREF Institutional Small COM 87244w573 186 14633.719 SH Sole 14633.719 Tax Free Fund For Utah Class A COM 87675c104 217 21519.932 SH Sole 21519.932 Vanguard 500 Index FD Admiral COM 922908710 222 1919.221 SH Sole 1919.221 Franklin Fed Interm T/F A COM 354723710 172 14072.120 SH Sole 14072.120 Nuveen Arizona Municipal Bond COM 67065l104 192 18056.265 SH Sole 18056.265 Putnam Arizona Tax Exempt Inco COM 746441104 97 10554.112 SH Sole 10554.112 Kinder Morgan Energy Partners COM 494550106 310 3650.00 SH Sole 3650.00 Amerigas Partners LP COM 030975106 239 5200 SH Sole 5200 Energy Transfer Equity LP COM 29273v100 409 10075 SH Sole 10075 Enterprise Products LP COM 293792107 910 19618 SH Sole 19618 Magellan Midstream Partners LP COM 559080106 476 6905 SH Sole 6905 MarkWest Energy Partners COM 570759100 618 11230 SH Sole 11230