0001054677-11-000025.txt : 20111121 0001054677-11-000025.hdr.sgml : 20111121 20111121154339 ACCESSION NUMBER: 0001054677-11-000025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111121 DATE AS OF CHANGE: 20111121 EFFECTIVENESS DATE: 20111121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALBION FINANCIAL GROUP /UT CENTRAL INDEX KEY: 0001054677 IRS NUMBER: 870392058 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06676 FILM NUMBER: 111219010 BUSINESS ADDRESS: STREET 1: 812 EAST 2100 SOUTH CITY: SALT LAKE CITY STATE: UT ZIP: 84106 BUSINESS PHONE: 8014873700 MAIL ADDRESS: STREET 1: 812 EAST 2100 SOUTH CITY: SALT LAKE CITY STATE: UT ZIP: 84106 FORMER COMPANY: FORMER CONFORMED NAME: ALBION MANAGEMENT GROUP/UT DATE OF NAME CHANGE: 19990325 13F-HR 1 q311.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: ________________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Albion Financial Group Address: 812 East 2100 South Salt Lake City, UT 84106 13F File Number: 28-6676 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report: Name: John Q. Bird Title: Executive Vice-President Phone: 801-487-3700 Signature, Place, and Date of Signing: John Q. Bird Salt Lake City, Utah November 21, 2011 Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 133 Form 13F Information Table Value Total: $ 348,711 (In Thousands) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 574 7994 SH Sole 7994 AGL Resources Inc. COM 001204106 7931 194675 SH Sole 194675 AT&T Corp. COM 00206r102 239 8389 SH Sole 8389 Abbott Laboratories COM 002824100 279 5460 SH Sole 5460 Altria Group, Inc. COM 02209S103 317 11834 SH Sole 11834 American Electric Power COM 025537101 1241 32635 SH Sole 32635 Annaly Capital Management COM 035710409 196 11800 SH Sole 11800 Apple Computer, Inc. COM 037833100 13636 35760 SH Sole 35760 Arm Holdings, PLC- American De COM 042068106 475 18614 SH Sole 18614 Automatic Data Processing, Inc COM 053015103 232 4925 SH Sole 4925 Axis Energy Corp COM 05462c103 1 10000 SH Sole 10000 BHP Billiton Limited COM 088606108 211 3174 SH Sole 3174 BMC Software Inc. COM 055921100 246 6390 SH Sole 6390 Baker Hughes Intl COM 057224107 5707 123655 SH Sole 123655 Berkshire Hathaway CL B COM 084670702 381 5370 SH Sole 5370 Bristol Myers Squibb Co. COM 110122108 219 6979 SH Sole 6979 Cardtronics, Inc. COM 14161h108 321 14000 SH Sole 14000 Catalyst Health Solutions COM 14888b103 391 6785 SH Sole 6785 Caterpillar Inc. COM 149123101 456 6175 SH Sole 6175 Celanese Corporation COM 150870103 4674 143695 SH Sole 143695 Celgene Corporation COM 151020104 496 8006 SH Sole 8006 CenturyLink, Inc. COM 156700106 10760 324870 SH Sole 324870 Check Point Software Technolog COM M22465104 908 17210 SH Sole 17210 Cisco Systems COM 17275R102 338 21775 SH Sole 21775 Coca-Cola Co. COM 191216100 331 4905 SH Sole 4905 Conocophillips COM 20825C104 452 7140 SH Sole 7140 Consolidated Edison Co. COM 209115104 3099 54345 SH Sole 54345 Dover COM 260003108 543 11653 SH Sole 11653 Dow Chemical Co. COM 260543103 2659 118373 SH Sole 118373 Du Pont De Nemours COM 263534109 6808 170326 SH Sole 170326 Duke Energy Corp. COM 26441c105 632 31600 SH Sole 31600 Eaton Corp. COM 278058102 6816 191995 SH Sole 191995 Enersys COM 29275Y102 511 25547 SH Sole 25547 Express Scripts Inc. COM 302182100 7583 204565 SH Sole 204565 Exxon Mobil Corp. COM 30231G102 3387 46638 SH Sole 46638 F5 Networks Inc COM 315616102 6326 89036 SH Sole 89036 General Electric COM 369604103 9649 633986 SH Sole 633986 Google Inc. COM 38259P508 946 1837 SH Sole 1837 Graphco Holdings Corp Revoked COM 38866f109 0 30000 SH Sole 30000 HMS Holdings Corp COM 40425j101 253 10380 SH Sole 10380 Heinz H J Co COM 423074103 2241 44385 SH Sole 44385 Home Depot COM 437076102 368 11200 SH Sole 11200 Honeywell International Inc. COM 438516106 211 4800 SH Sole 4800 IPC The Hospitalist Company, I COM 44984a105 729 20425 SH Sole 20425 Informatica Corporation COM 45666q102 305 7460 SH Sole 7460 Intel Corp. COM 458140100 5065 237383 SH Sole 237383 International Business Machine COM 459200101 7381 42211 SH Sole 42211 Johnson & Johnson COM 478160104 785 12332 SH Sole 12332 Kimberly-Clark Corp. COM 494368103 716 10085 SH Sole 10085 Kraft Foods Inc. COM 50075n104 578 17225 SH Sole 17225 Libbey Inc. COM 529898108 107 10110 SH Sole 10110 Limited Brands Inc COM 532716107 11025 286283 SH Sole 286283 McDonalds Corp. COM 580135101 557 6340 SH Sole 6340 Medtronic, Inc. COM 585055106 682 20527 SH Sole 20527 Metropcs Communications Inc COM 591708102 138 15875 SH Sole 15875 Microsoft Corp. COM 594918104 9156 367856 SH Sole 367856 Minera Andes Inc COM 602910101 18 10400 SH Sole 10400 NSTAR COM 67019e107 258 5755 SH Sole 5755 NetApp, Inc. COM 64110d104 271 7980 SH Sole 7980 Nuance Communication COM 67020Y100 911 44810 SH Sole 44810 Oracle Systems COM 68389X105 357 12410 SH Sole 12410 Osi Systems, Inc. COM 671044105 671 20005 SH Sole 20005 PepsiCo, Inc. COM 713448108 357 5769 SH Sole 5769 Piedmont Natural Gas Co. Inc COM 720186105 489 16910 SH Sole 16910 Procter & Gamble Co. COM 742718109 10192 161318 SH Sole 161318 Profire Energy Inc. COM 74316x101 10 10500 SH Sole 10500 Riverbed Technology, Inc. COM 768573107 6559 328595 SH Sole 328595 Royal Dutch Shell B COM 780259107 10243 165083 SH Sole 165083 Schlumberger Ltd. COM 806857108 922 15440 SH Sole 15440 Sigma-Aldrich Corporation COM 826552101 226 3656 SH Sole 3656 Southern Co. COM 842587107 1291 30465 SH Sole 30465 Spectra Energy COM 847560109 829 33795 SH Sole 33795 Starbucks Corp. COM 855244109 8679 232730 SH Sole 232730 Stericycle, Inc. COM 858912108 8624 106837 SH Sole 106837 Taleo Corporation COM 87424n104 203 7890 SH Sole 7890 Techniscan Inc. COM 87855g206 1 20000 SH Sole 20000 The Charles Schwab Corporation COM 808513105 144 12810 SH Sole 12810 Titanium Metals Corp COM 888339207 293 19535 SH Sole 19535 Tractor Supply Company COM 892356106 269 4300 SH Sole 4300 Tyhee Gold Corp COM 902166107 3 23150 SH Sole 23150 Union Pacific Corp. COM 907818108 371 4545 SH Sole 4545 Vectren Corp COM 92240g101 8385 309655 SH Sole 309655 Verizon Communications COM 92343V104 11023 299541 SH Sole 299541 WGL Holdings Inc. COM 92924f106 1001 25615 SH Sole 25615 Walt Disney Company COM 254687106 686 22732 SH Sole 22732 Wells Fargo & Co. COM 949746101 716 29671 SH Sole 29671 Westar Energy Inc COM 95709t100 8394 317705 SH Sole 317705 Windstream Corp COM 97381w104 2279 195618 SH Sole 195618 Restricted Biotime Inc. COM 09066l956 92 20776 SH Sole 20776 Gold Trust COM 78463v107 226 1430 SH Sole 1430 Guggenheim Timber ETF COM 18383q879 1068 67105 SH Sole 67105 Market Vectors Agribusiness ET COM 57060U605 1198 27718 SH Sole 27718 Powershares Dynamic Networking COM 73935x815 1005 48333 SH Sole 48333 Powershares FTSE Rafi US 1500 COM 73935x567 1263 24095 SH Sole 24095 Powershares QQQ Tr Ser 1 COM 73935a104 2044 38937 SH Sole 38937 SPDR Dow Jones Ind Ave COM 78467x109 285 2620 SH Sole 2620 Standard & Poors Depository Re COM 78462F103 4396 38849 SH Sole 38849 iShares Goldman Sachs Natural COM 464287374 1725 51553 SH Sole 51553 iShares Russell Midcap Index F COM 464287499 2896 32816 SH Sole 32816 iShares S&P Global - Consumer COM 464288737 398 6429 SH Sole 6429 Vanguard MSCI Emerging Markets COM 922042858 1024 28590 SH Sole 28590 Wisdomtree Emerging Markets Sm COM 97717w281 1062 27465 SH Sole 27465 iShares MSCI Australia Index F COM 464286103 952 47445 SH Sole 47445 iShares MSCI Brazil COM 464286400 798 15340 SH Sole 15340 iShares MSCI Canada COM 464286509 1117 43810 SH Sole 43810 iShares MSCI Emerging Market I COM 464287234 1923 54796 SH Sole 54796 iShares MSCI Hong Kong COM 464286871 1005 70135 SH Sole 70135 iShares MSCI Pacific ex-Japan COM 464286665 469 12755 SH Sole 12755 iShares MSCI Singapore Free In COM 464286673 1102 100150 SH Sole 100150 Sector SPDR TR SBI Utilities COM 81369Y886 1706 50742 SH Sole 50742 Ishares S&P US Preferred Stock COM 464288687 11763 330342 SH Sole 330342 Vanguard Short Term Corp Bond COM 92206c409 1015 13080 SH Sole 13080 Vanguard Short Term Gov/Credit COM 921937827 4594 56420 SH Sole 56420 iShares Barclay's Aggregate Bo COM 464287226 2435 22117 SH Sole 22117 iShares Barclays 1-3 Yr COM 464287457 11598 137146 SH Sole 137146 iShares Lehman TIPS COM 464287176 638 5586 SH Sole 5586 General Electric COM 369604103 20747 1363155 SH Sole 1363155 Valspar Corp. COM 920355104 38844 1244615 SH Sole 1244615 Aberdeen Asia-Pacific Inc. Fnd COM 003009107 328 47600 SH Sole 47600 Morgan Stanley Emerging Market COM 61744h105 121 12500 SH Sole 12500 CREF Equity Index COM 194408308 361 4325.406 SH Sole 4325.406 TIAA-CREF Institutional Equity COM 87244w508 133 15439.296 SH Sole 15439.296 TIAA-CREF Institutional Small COM 87244w573 158 13771.001 SH Sole 13771.001 Tax Free Fund For Utah Class A COM 87675c104 215 21519.932 SH Sole 21519.932 Franklin Fed Interm T/F A COM 354723710 168 14072.120 SH Sole 14072.120 Nuveen Arizona Municipal Bond COM 67065l104 190 18056.265 SH Sole 18056.265 Putnam Arizona Tax Exempt Inco COM 746441104 96 10554.112 SH Sole 10554.112 Kinder Morgan Energy Partners COM 494550106 250 3650.00 SH Sole 3650.00 Amerigas Partners LP COM 030975106 229 5200 SH Sole 5200 Energy Transfer Equity LP COM 29273v100 350 10075 SH Sole 10075 Enterprise Products LP COM 293792107 846 21063 SH Sole 21063 Magellan Midstream Partners LP COM 559080106 419 6945 SH Sole 6945 MarkWest Energy Partners COM 570759100 516 11230 SH Sole 11230