0001054677-11-000023.txt : 20110831 0001054677-11-000023.hdr.sgml : 20110831 20110831152342 ACCESSION NUMBER: 0001054677-11-000023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110831 DATE AS OF CHANGE: 20110831 EFFECTIVENESS DATE: 20110831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALBION FINANCIAL GROUP /UT CENTRAL INDEX KEY: 0001054677 IRS NUMBER: 870392058 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06676 FILM NUMBER: 111068450 BUSINESS ADDRESS: STREET 1: 812 EAST 2100 SOUTH CITY: SALT LAKE CITY STATE: UT ZIP: 84106 BUSINESS PHONE: 8014873700 MAIL ADDRESS: STREET 1: 812 EAST 2100 SOUTH CITY: SALT LAKE CITY STATE: UT ZIP: 84106 FORMER COMPANY: FORMER CONFORMED NAME: ALBION MANAGEMENT GROUP/UT DATE OF NAME CHANGE: 19990325 13F-HR 1 q211.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: ________________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Albion Financial Group Address: 812 East 2100 South Salt Lake City, UT 84106 13F File Number: 28-6676 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report: Name: John Q. Bird Title: Executive Vice-President Phone: 801-487-3700 Signature, Place, and Date of Signing: John Q. Bird Salt Lake City, Utah August 31, 2011 Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 136 Form 13F Information Table Value Total in Thousands: $ 399,553 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 758 7994 SH Sole 7994 Abbott Laboratories COM 002824100 287 5460 SH Sole 5460 Altria Group, Inc. COM 02209S103 312 11832 SH Sole 11832 American Electric Power COM 025537101 1074 28495 SH Sole 28495 Annaly Capital Management COM 035710409 213 11800 SH Sole 11800 Apache Corporation COM 037411105 294 2386 SH Sole 2386 Apple Computer, Inc. COM 037833100 9869 29402 SH Sole 29402 Arm Holdings, PLC- American De COM 042068106 548 19264 SH Sole 19264 Automatic Data Processing, Inc COM 053015103 259 4925 SH Sole 4925 Axis Energy Corp COM 05462c103 1 10000 SH Sole 10000 BHP Billiton Limited COM 088606108 300 3174 SH Sole 3174 BMC Software Inc. COM 055921100 404 7390 SH Sole 7390 Baker Hughes Intl COM 057224107 299 4125 SH Sole 4125 Berkshire Hathaway CL B COM 084670702 407 5265 SH Sole 5265 Bio-Reference Laboratories COM 09057g602 270 12900 SH Sole 12900 Cardtronics, Inc. COM 14161h108 328 14000 SH Sole 14000 Catalyst Health Solutions COM 14888b103 379 6785 SH Sole 6785 Caterpillar Inc. COM 149123101 679 6375 SH Sole 6375 Celanese Corporation COM 150870103 16205 303985 SH Sole 303985 Celgene Corporation COM 151020104 483 8006 SH Sole 8006 CenturyLink, Inc. COM 156700106 8439 208735 SH Sole 208735 Check Point Software Technolog COM M22465104 995 17510 SH Sole 17510 Cisco Systems COM 17275R102 336 21525 SH Sole 21525 Coca-Cola Co. COM 191216100 329 4885 SH Sole 4885 Conocophillips COM 20825C104 13653 181575 SH Sole 181575 Consolidated Edison Co. COM 209115104 2891 54300 SH Sole 54300 Diamond Foods, Inc. COM 252603105 1141 14940 SH Sole 14940 Dover COM 260003108 790 11653 SH Sole 11653 Dow Chemical Co. COM 260543103 4417 122708 SH Sole 122708 Du Pont De Nemours COM 263534109 9354 173061 SH Sole 173061 Duke Energy Corp. COM 26441c105 593 31500 SH Sole 31500 Enersys COM 29275Y102 786 22842 SH Sole 22842 Expedia, Inc. COM 30212p105 217 7500 SH Sole 7500 Express Scripts Inc. COM 302182100 8868 164290 SH Sole 164290 Exxon Mobil Corp. COM 30231G102 3777 46409 SH Sole 46409 General Electric COM 369604103 11969 634616 SH Sole 634616 Google Inc. COM 38259P508 930 1837 SH Sole 1837 Graphco Holdings Corp Revoked COM 38866f109 0 30000 SH Sole 30000 HMS Holdings Corp COM 40425j101 266 3460 SH Sole 3460 Heinz H J Co COM 423074103 2338 43885 SH Sole 43885 Hewlett-Packard Co. COM 428236103 296 8142 SH Sole 8142 Home Depot COM 437076102 406 11200 SH Sole 11200 Honeywell International Inc. COM 438516106 286 4800 SH Sole 4800 IPC The Hospitalist Company, I COM 44984a105 1001 21625 SH Sole 21625 Iconix Brand Group COM 451055107 342 14135 SH Sole 14135 Informatica Corporation COM 45666q102 424 7260 SH Sole 7260 Intel Corp. COM 458140100 707 31900 SH Sole 31900 Ixia COM 45071r109 5309 414740 SH Sole 414740 Johnson & Johnson COM 478160104 820 12332 SH Sole 12332 Johnson Controls COM 478366107 208 5000 SH Sole 5000 Kimberly-Clark Corp. COM 494368103 552 8295 SH Sole 8295 Kraft Foods Inc. COM 50075n104 9960 282706 SH Sole 282706 Kroger Company COM 501044101 205 8250 SH Sole 8250 Libbey Inc. COM 529898108 164 10110 SH Sole 10110 Limited Brands Inc COM 532716107 11617 302128 SH Sole 302128 McDonalds Corp. COM 580135101 535 6340 SH Sole 6340 Medtronic, Inc. COM 585055106 900 23370 SH Sole 23370 Metropcs Communications Inc COM 591708102 12538 728525 SH Sole 728525 Microsoft Corp. COM 594918104 9623 370121 SH Sole 370121 Minera Andes Inc COM 602910101 26 10400 SH Sole 10400 NSTAR COM 67019e107 12366 268950 SH Sole 268950 NetApp, Inc. COM 64110d104 428 8100 SH Sole 8100 Netscout Systems Inc. COM 64115t104 332 15890 SH Sole 15890 Nuance Communication COM 67020Y100 969 45110 SH Sole 45110 OCZ Technology Group Inc. COM 67086e303 222 27725 SH Sole 27725 Occidental Petroleum COM 674599105 336 3230 SH Sole 3230 Oracle Systems COM 68389X105 408 12410 SH Sole 12410 Osi Systems, Inc. COM 671044105 939 21840 SH Sole 21840 PepsiCo, Inc. COM 713448108 406 5769 SH Sole 5769 Piedmont Natural Gas Co. Inc COM 720186105 560 18510 SH Sole 18510 Procter & Gamble Co. COM 742718109 10353 162858 SH Sole 162858 Riverbed Technology, Inc. COM 768573107 8311 209915 SH Sole 209915 Royal Dutch Shell B COM 780259107 11778 164150 SH Sole 164150 Schlumberger Ltd. COM 806857108 1486 17200 SH Sole 17200 Sigma-Aldrich Corporation COM 826552101 268 3656 SH Sole 3656 Southern Co. COM 842587107 1128 27930 SH Sole 27930 Spectra Energy COM 847560109 895 32660 SH Sole 32660 Starbucks Corp. COM 855244109 9650 244360 SH Sole 244360 Stericycle, Inc. COM 858912108 9967 111842 SH Sole 111842 Taleo Corporation COM 87424n104 292 7890 SH Sole 7890 Techniscan Inc. COM 87855g206 1 20000 SH Sole 20000 The Charles Schwab Corporation COM 808513105 211 12810 SH Sole 12810 Tractor Supply Company COM 892356106 288 4300 SH Sole 4300 Tyhee Gold Corp COM 902166107 4 23150 SH Sole 23150 Union Pacific Corp. COM 907818108 474 4545 SH Sole 4545 Verizon Communications COM 92343V104 11077 297542 SH Sole 297542 WGL Holdings Inc. COM 92924f106 834 21665 SH Sole 21665 Walt Disney Company COM 254687106 891 22832 SH Sole 22832 Wells Fargo & Co. COM 949746101 841 29961 SH Sole 29961 Westar Energy Inc COM 95709t100 8612 320025 SH Sole 320025 Windstream Corp COM 97381w104 2505 193298 SH Sole 193298 Restricted Biotime Inc. COM 09066l956 107 20776 SH Sole 20776 Guggenheim Timber ETF COM 18383q879 1416 67105 SH Sole 67105 Market Vectors Agribusiness ET COM 57060U605 1131 21022 SH Sole 21022 Powershares Dynamic Networking COM 73935x815 684 24175 SH Sole 24175 Powershares FTSE Rafi US 1500 COM 73935x567 1633 24095 SH Sole 24095 Powershares QQQ Tr Ser 1 COM 73935a104 2164 37927 SH Sole 37927 Select Sector SPDR-Materials COM 81369Y100 1030 26153 SH Sole 26153 Standard & Poors Depository Re COM 78462F103 5154 39051 SH Sole 39051 iShares Goldman Sachs Natural COM 464287374 2202 50436 SH Sole 50436 iShares Russell Midcap Index F COM 464287499 3528 32267 SH Sole 32267 iShares S&P Global - Consumer COM 464288737 415 6219 SH Sole 6219 Vanguard MSCI Emerging Markets COM 922042858 1390 28590 SH Sole 28590 Wisdomtree Emerging Markets Sm COM 97717w281 1443 27465 SH Sole 27465 iShares MSCI Australia Index F COM 464286103 1236 47445 SH Sole 47445 iShares MSCI Brazil COM 464286400 1125 15340 SH Sole 15340 iShares MSCI Canada COM 464286509 1387 43810 SH Sole 43810 iShares MSCI Emerging Market I COM 464287234 2553 53636 SH Sole 53636 iShares MSCI Hong Kong COM 464286871 1299 70135 SH Sole 70135 iShares MSCI Pacific ex-Japan COM 464286665 613 12875 SH Sole 12875 iShares MSCI Singapore Free In COM 464286673 1385 100850 SH Sole 100850 Sector SPDR TR SBI Utilities COM 81369Y886 801 23930 SH Sole 23930 Ishares S&P US Preferred Stock COM 464288687 12772 322038 SH Sole 322038 Vanguard Short Term Corp Bond COM 92206c409 988 12605 SH Sole 12605 Vanguard Short Term Gov/Credit COM 921937827 4298 53041 SH Sole 53041 iShares Barclay's Aggregate Bo COM 464287226 2392 22427 SH Sole 22427 iShares Barclays 1-3 Yr COM 464287457 11707 138873 SH Sole 138873 iShares Lehman TIPS COM 464287176 618 5586 SH Sole 5586 General Electric COM 369604103 25846 1370430 SH Sole 1370430 Valspar Corp. COM 920355104 45422 1259615 SH Sole 1259615 Aberdeen Asia-Pacific Inc. Fnd COM 003009107 349 47600 SH Sole 47600 Morgan Stanley Emerging Market COM 61744h105 133 12500 SH Sole 12500 TIAA-CREF Institutional Equity COM 87244w508 151 14906.663 SH Sole 14906.663 TIAA-CREF Institutional Small COM 87244w573 195 13322.143 SH Sole 13322.143 Tax Free Fund For Utah Class A COM 87675c104 210 21519.932 SH Sole 21519.932 Vanguard 500 Index FD Admiral COM 922908710 231 1897.107 SH Sole 1897.107 Fid Inst Money Market Funds: D COM 316175405 521 521154.160 SH Sole 521154.160 Franklin Fed Interm T/F A COM 354723710 164 14072.120 SH Sole 14072.120 Nuveen Arizona Municipal Bond COM 67065l104 186 18056.265 SH Sole 18056.265 Putnam Arizona Tax Exempt Inco COM 746441104 93 10554.112 SH Sole 10554.112 Kinder Morgan Energy Partners COM 494550106 265 3650.00 SH Sole 3650.00 Amerigas Partners LP COM 030975106 234 5200 SH Sole 5200 Energy Transfer Equity LP COM 29273v100 426 9475 SH Sole 9475 Enterprise Products LP COM 293792107 730 16895 SH Sole 16895 Magellan Midstream Partners LP COM 559080106 218 3645 SH Sole 3645 MarkWest Energy Partners COM 570759100 498 10330 SH Sole 10330