-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pp6/O0zgTx4K9WQtud1c+3KBThIXNvlIOMiKklSndZjbYqYiijzYNU7Pg6YnuFTI z18QcbPKndz5WxCimn6JTA== 0001054646-10-000008.txt : 20101022 0001054646-10-000008.hdr.sgml : 20101022 20101022163403 ACCESSION NUMBER: 0001054646-10-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101022 DATE AS OF CHANGE: 20101022 EFFECTIVENESS DATE: 20101022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE COD FIVE CENTS SAVINGS BANK CENTRAL INDEX KEY: 0001054646 IRS NUMBER: 041149070 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11577 FILM NUMBER: 101137613 BUSINESS ADDRESS: STREET 1: P O BOX 20 STREET 2: 20 WEST RD CITY: ORLEANS STATE: MA ZIP: 02653 BUSINESS PHONE: 8774095600 MAIL ADDRESS: STREET 1: P O BOX 20 STREET 2: 20 WEST RD CITY: ORLEANS STATE: MA ZIP: 02653 13F-HR 1 sep3010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ] Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: The Cape Cod Five Cents Savings Bank Address 19 West Road Orleans, MA 02653 Form 13F File Number: 28- 11577 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete,and that it is understood that all Required items, statement, schedules, lists, and tables,are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Adrienne E. Cormier Title: Trust Operations & Compliance Officer Phone: (508) 247-2376 Signature, Place, and Date of Signing: Adrienne E. Cormier, Orleans, MA 10/21/2010 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 224 Form 13F Information Table Value Total: 206,295 (thousands) List of Other Included Mangers: NONE FORM 13F INFORMATION TABLE CAPE COD FIVE CENTS SAVINGS BANK SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 06/30/10 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) PETROFAC LTD B0H2K53 433 20,000 SH X 20,000 OAO ROSNEFT OIL CO GDR B17FSC2 220 33,000 SH X 33,000 ENQUEST PLC ORD B635TG2 182 100,000 SH X 100,000 ENQUEST PLC ORD B635TG2 219 120,000 SH X 120,000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,969 46,330 SH X 46,330 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 15 360 SH X 360 AT&T INC COM 00206R102 3,436 120,135 SH X 120,135 AT&T INC COM 00206R102 108 3,790 SH X 3,790 ABBOTT LABS COM 002824100 2,486 47,590 SH X 47,590 ABBOTT LABS COM 002824100 44 850 SH X 850 ADOBE SYS INC COM 00724F101 1,466 56,080 SH X 56,080 ADOBE SYS INC COM 00724F101 20 750 SH X 750 AETNA INC NEW COM 00817Y108 251 7,945 SH X 7,945 AMERICAN EXPRESS CO COM 025816109 1,036 24,655 SH X 24,655 AMERICAN EXPRESS CO COM 025816109 29 690 SH X 690 AMGEN INC COM 031162100 1,703 30,894 SH X 30,894 AMGEN INC COM 031162100 36 650 SH X 650 ANADARKO PETE CORP COM 032511107 228 3,990 SH X 3,990 APACHE CORP COM 037411105 2,291 23,434 SH X 23,434 APACHE CORP COM 037411105 39 400 SH X 400 APPLE INC COM 037833100 816 2,876 SH X 2,876 APPLE INC COM 037833100 13 45 SH X 45 APPLIED MATLS INC COM 038222105 705 60,370 SH X 60,370 APPLIED MATLS INC COM 038222105 22 1,850 SH X 1,850 AUTOMATIC DATA PROCESSING IN COM 053015103 654 15,556 SH X 15,556 AUTOMATIC DATA PROCESSING IN COM 053015103 17 400 SH X 400 AVERY DENNISON CORP COM 053611109 172 4,625 SH X 4,625 AVERY DENNISON CORP COM 053611109 74 2,000 SH X 2,000 BB&T CORP COM 054937107 638 26,488 SH X 26,488 BP PLC SPONSORED ADR 055622104 1,835 44,573 SH X 44,573 BP PLC SPONSORED ADR 055622104 412 10,000 SH X 10,000 BAKER HUGHES INC COM 057224107 1,735 40,738 SH X 40,738 BAKER HUGHES INC COM 057224107 17 400 SH X 400 BANK OF AMERICA CORPORATION COM 060505104 1,028 78,434 SH X 78,434 BANK OF AMERICA CORPORATION COM 060505104 8 600 SH X 600 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2,597 31,416 SH X 31,416 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 24 286 SH X 286 BOEING CO COM 097023105 398 5,974 SH X 5,974 BRISTOL MYERS SQUIBB CO COM 110122108 899 33,167 SH X 33,167 BRISTOL MYERS SQUIBB CO COM 110122108 24 900 SH X 900 CSX CORP COM 126408103 232 4,202 SH X 4,202 CATERPILLAR INC DEL COM 149123101 250 3,175 SH X 3,175 CATERPILLAR INC DEL COM 149123101 30 375 SH X 375 CERA TECH, INC SERIES B CONV 15690A902 580 20,000 SH X 20,000 CHECKPOINT SYS INC COM 162825103 588 28,880 SH X 28,880 CHEVRON CORP NEW COM 166764100 3,834 47,304 SH X 47,304 CHEVRON CORP NEW COM 166764100 332 4,100 SH X 4,100 CHURCH & DWIGHT INC COM 171340102 2,203 33,923 SH X 33,923 CHURCH & DWIGHT INC COM 171340102 218 3,350 SH X 3,350 CISCO SYS INC COM 17275R102 2,800 127,861 SH X 127,861 CISCO SYS INC COM 17275R102 41 1,860 SH X 1,860 CITIGROUP INC COM 172967101 114 29,204 SH X 29,204 COCA COLA CO COM 191216100 1,047 17,885 SH X 17,885 COCA COLA CO COM 191216100 64 1,100 SH X 1,100 COLGATE PALMOLIVE CO COM 194162103 603 7,848 SH X 7,848 COLGATE PALMOLIVE CO COM 194162103 12 160 SH X 160 COMCAST CORP NEW CL A 20030N101 331 18,283 SH X 18,283 CONOCOPHILLIPS COM 20825C104 706 12,285 SH X 12,285 CONOCOPHILLIPS COM 20825C104 291 5,070 SH X 5,070 COSTCO WHSL CORP NEW COM 22160K105 2,030 31,477 SH X 31,477 COSTCO WHSL CORP NEW COM 22160K105 23 350 SH X 350 88.8889% DAVENPORT FINANCE L 23843A902 2,947 1 SH X 1 DAVENPORT REALTY TRUST 23848A907 6,011 1,401 SH X 1,401 DAVENPORT REALTY TRUST 23848A907 518 129 SH X 129 DEAN FOODS CO NEW COM 242370104 204 20,025 SH X 20,025 DEAN FOODS CO NEW COM 242370104 102 10,000 SH X 10,000 DISNEY WALT CO COM DISNEY 254687106 730 22,060 SH X 22,060 DISNEY WALT CO COM DISNEY 254687106 13 400 SH X 400 DOMINION RES INC VA NEW COM 25746U109 534 12,223 SH X 12,223 DOW CHEM CO COM 260543103 464 16,900 SH X 16,900 DU PONT E I DE NEMOURS & CO COM 263534109 739 16,569 SH X 16,569 E M C CORP MASS COM 268648102 576 28,375 SH X 28,375 ECOLAB INC COM 278865100 1,826 35,978 SH X 35,978 ECOLAB INC COM 278865100 17 340 SH X 340 EMERSON ELEC CO COM 291011104 720 13,665 SH X 13,665 EMERSON ELEC CO COM 291011104 4 70 SH X 70 ENTERPRISE PRODS PARTNERS L COM 293792107 73 1,851 SH X 1,851 ENTERPRISE PRODS PARTNERS L COM 293792107 381 9,600 SH X 9,600 EXXON MOBIL CORP COM 30231G102 9,587 155,151 SH X 155,151 EXXON MOBIL CORP COM 30231G102 129 2,083 SH X 2,083 22.65% INTEREST IN FELT HOTE 31444A908 917 2 SH X 2 FLUOR CORP NEW COM 343412102 1,742 35,171 SH X 35,171 FLUOR CORP NEW COM 343412102 12 250 SH X 250 FORTUNE BRANDS INC COM 349631101 246 5,006 SH X 5,006 FRANKLIN RES INC COM 354613101 342 3,200 SH X 3,200 GAZPROM O A O SPON ADR 368287207 207 10,000 SH X 10,000 GENERAL ELECTRIC CO COM 369604103 7,522 462,898 SH X 462,898 GENERAL ELECTRIC CO COM 369604103 79 4,869 SH X 4,869 GENERAL MLS INC COM 370334104 1,774 48,537 SH X 48,537 GENERAL MLS INC COM 370334104 44 1,200 SH X 1,200 GOLDMAN SACHS GROUP INC COM 38141G104 460 3,185 SH X 3,185 GOLDMAN SACHS GROUP INC COM 38141G104 35 245 SH X 245 GRACO INC COM 384109104 240 7,553 SH X 7,553 HALLIBURTON CO COM 406216101 992 30,000 SH X 30,000 HALLIBURTON CO COM 406216101 2 60 SH X 60 HEWLETT PACKARD CO COM 428236103 1,696 40,318 SH X 40,318 HEWLETT PACKARD CO COM 428236103 16 390 SH X 390 HOME DEPOT INC COM 437076102 1,493 47,143 SH X 47,143 HOME DEPOT INC COM 437076102 77 2,425 SH X 2,425 HONEYWELL INTL INC COM 438516106 227 5,169 SH X 5,169 HUNTINGTON BANCSHARES INC COM 446150104 85 15,000 SH X 15,000 ILLINOIS TOOL WKS INC COM 452308109 2,645 56,261 SH X 56,261 ILLINOIS TOOL WKS INC COM 452308109 24 500 SH X 500 INTEL CORP COM 458140100 669 34,837 SH X 34,837 INTEL CORP COM 458140100 46 2,420 SH X 2,420 INTERNATIONAL BUSINESS MACHS COM 459200101 5,453 40,649 SH X 40,649 INTERNATIONAL BUSINESS MACHS COM 459200101 43 320 SH X 320 ISHARES GOLD TRUST ISHARES 464285105 154 12,000 SH X 12,000 ISHARES TR BARCLYS TIPS BD 464287176 308 2,827 SH X 2,827 ISHARES TR S&P 500 INDEX 464287200 2,431 21,230 SH X 21,230 ISHARES TR S&P 500 INDEX 464287200 309 2,700 SH X 2,700 ISHARES TR MSCI EMERG MKT 464287234 1,966 43,921 SH X 43,921 ISHARES TR IBOXX INV CPBD 464287242 529 4,676 SH X 4,676 ISHARES TR MSCI EAFE IDX 464287465 5,876 106,990 SH X 106,990 ISHARES TR MSCI EAFE IDX 464287465 308 5,600 SH X 5,600 ISHARES TR RUSSELL MIDCAP 464287499 255 2,821 SH X 2,821 ISHARES TR S&P MIDCAP 400 464287507 7,602 94,930 SH X 94,930 ISHARES TR S&P MIDCAP 400 464287507 507 6,325 SH X 6,325 ISHARES TR COHEN&ST RLTY 464287564 454 7,333 SH X 7,333 ISHARES TR S&P GLB100INDX 464287572 2,986 51,162 SH X 51,162 ISHARES TR S&P GLB100INDX 464287572 102 1,750 SH X 1,750 ISHARES TR RUSSELL 2000 464287655 6,450 95,553 SH X 95,553 ISHARES TR RUSSELL 2000 464287655 451 6,675 SH X 6,675 ISHARES TR S&P SMLCAP 600 464287804 535 9,058 SH X 9,058 JPMORGAN CHASE & CO COM 46625H100 2,734 71,832 SH X 71,832 JPMORGAN CHASE & CO COM 46625H100 87 2,280 SH X 2,280 JOHNSON & JOHNSON COM 478160104 5,848 94,378 SH X 94,378 JOHNSON & JOHNSON COM 478160104 135 2,175 SH X 2,175 KIMBERLY CLARK CORP COM 494368103 298 4,581 SH X 4,481 100 KIMBERLY CLARK CORP COM 494368103 59 900 SH X 900 LOWES COS INC COM 548661107 371 16,650 SH X 16,650 MCDONALDS CORP COM 580135101 2,101 28,199 SH X 28,199 MCDONALDS CORP COM 580135101 45 600 SH X 600 MEDCO HEALTH SOLUTIONS INC COM 58405U102 274 5,264 SH X 5,264 MEDTRONIC INC COM 585055106 791 23,560 SH X 23,560 MEDTRONIC INC COM 585055106 11 315 SH X 315 MERCK & CO INC NEW COM 58933Y105 1,570 42,659 SH X 41,509 1,150 MERCK & CO INC NEW COM 58933Y105 21 580 SH X 580 MERITOR SVGS BK PA COM 590007100 96 40,000 SH X 40,000 MICROSOFT CORP COM 594918104 2,975 121,488 SH X 121,488 MICROSOFT CORP COM 594918104 81 3,325 SH X 3,325 MOSAIC CO COM 61945A107 498 8,480 SH X 8,480 NEXTERA ENERGY INC COM 65339F101 1,702 31,292 SH X 31,092 200 NEXTERA ENERGY INC COM 65339F101 44 800 SH X 800 NICKERSON LUMBER CO CLASS B 65392A908 599 4,971 SH X 4,971 NIKE INC CL B 654106103 1,594 19,895 SH X 19,895 NIKE INC CL B 654106103 29 360 SH X 360 NORFOLK SOUTHERN CORP COM 655844108 564 9,480 SH X 9,480 NORFOLK SOUTHERN CORP COM 655844108 20 335 SH X 335 NORTHERN TR CORP COM 665859104 1,347 27,915 SH X 27,915 NORTHERN TR CORP COM 665859104 16 330 SH X 330 NOVARTIS A G SPONSORED ADR 66987V109 1,947 33,765 SH X 33,765 NOVARTIS A G SPONSORED ADR 66987V109 17 300 SH X 300 NSTAR COM 67019E107 699 17,773 SH X 17,773 ORACLE CORP COM 68389X105 200 7,450 SH X 7,450 PEPSICO INC COM 713448108 4,047 60,915 SH X 60,915 PEPSICO INC COM 713448108 30 450 SH X 450 PFIZER INC COM 717081103 1,110 64,635 SH X 64,635 PFIZER INC COM 717081103 25 1,480 SH X 1,480 PHILIP MORRIS INTL INC COM 718172109 362 6,462 SH X 6,462 PHILIP MORRIS INTL INC COM 718172109 42 750 SH X 750 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 44 700 SH X 700 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 223 3,540 SH X 3,540 POTASH CORP SASK INC COM 73755L107 393 2,728 SH X 2,728 PRAXAIR INC COM 74005P104 1,404 15,550 SH X 15,550 PRAXAIR INC COM 74005P104 16 175 SH X 175 PROCTER & GAMBLE CO COM 742718109 5,889 98,197 SH X 98,197 PROCTER & GAMBLE CO COM 742718109 101 1,680 SH X 1,680 QUEST DIAGNOSTICS INC COM 74834L100 940 18,625 SH X 18,625 QUEST DIAGNOSTICS INC COM 74834L100 29 575 SH X 575 ROUTE 28 REALTY TRUST 77929A905 988 196 SH X 196 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 323 5,363 SH X 5,363 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 39 650 SH X 650 SPDR S&P 500 ETF TR TR UNIT 78462F103 1,053 9,222 SH X 9,222 SPDR GOLD TRUST GOLD SHS 78463V107 432 3,381 SH X 3,381 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1,407 9,662 SH X 9,662 SCHLUMBERGER LTD COM 806857108 888 14,410 SH X 14,410 SCHLUMBERGER LTD COM 806857108 49 800 SH X 800 50.00% INTEREST IN SEPTEMBER 81731A905 540 2 SH X 2 SOUTHERN CO COM 842587107 1,819 48,853 SH X 48,853 SOUTHERN CO COM 842587107 17 450 SH X 450 STAPLES INC COM 855030102 860 41,106 SH X 41,106 STAPLES INC COM 855030102 9 450 SH X 450 STATE STR CORP COM 857477103 2,175 57,749 SH X 57,749 STATE STR CORP COM 857477103 17 450 SH X 450 STRYKER CORP COM 863667101 2,840 56,748 SH X 56,748 STRYKER CORP COM 863667101 28 550 SH X 550 SYSCO CORP COM 871829107 272 9,525 SH X 9,525 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,204 118,746 SH X 118,746 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 9 904 SH X 904 TARGET CORP COM 87612E106 258 4,830 SH X 4,830 TARGET CORP COM 87612E106 4 80 SH X 80 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2,359 44,718 SH X 44,718 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 50 950 SH X 950 3M CO COM 88579Y101 3,249 37,467 SH X 37,467 3M CO COM 88579Y101 68 780 SH X 780 TORO CO COM 891092108 1,140 20,275 SH X 20,275 TORONTO DOMINION BK ONT COM NEW 891160509 443 6,129 SH X 6,129 US BANCORP DEL COM NEW 902973304 355 16,407 SH X 16,407 UNION PAC CORP COM 907818108 548 6,699 SH X 6,699 UNITED TECHNOLOGIES CORP COM 913017109 902 12,670 SH X 12,670 UNITED TECHNOLOGIES CORP COM 913017109 14 200 SH X 200 V F CORP COM 918204108 1,547 19,090 SH X 19,090 V F CORP COM 918204108 24 300 SH X 300 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 880 19,365 SH X 19,365 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 101 2,225 SH X 2,225 VARIAN MED SYS INC COM 92220P105 1,486 24,563 SH X 24,563 VARIAN MED SYS INC COM 92220P105 12 200 SH X 200 VANGUARD INDEX FDS GROWTH ETF 922908736 284 5,175 SH X 5,175 VANGUARD INDEX FDS VALUE ETF 922908744 287 5,895 SH X 5,895 VANGUARD INDEX FDS VALUE ETF 922908744 170 3,500 SH X 3,500 VERIZON COMMUNICATIONS INC COM 92343V104 3,422 104,997 SH X 104,997 VERIZON COMMUNICATIONS INC COM 92343V104 76 2,333 SH X 2,333 WAL MART STORES INC COM 931142103 385 7,185 SH X 7,185 WAL MART STORES INC COM 931142103 20 380 SH X 380 WALGREEN CO COM 931422109 338 10,090 SH X 10,090 WELLS FARGO & CO NEW COM 949746101 720 28,684 SH X 28,684 WELLS FARGO & CO NEW COM 949746101 3 130 SH X 130 WISCONSIN ENERGY CORP COM 976657106 349 6,042 SH X 6,042 WISCONSIN ENERGY CORP COM 976657106 19 325 SH X 325 WOLVERINE WORLD WIDE INC COM 978097103 1,323 45,619 SH X 45,619 WOODWARD GOVERNOR CO COM 980745103 316 9,750 SH X 9,750 ZIMMER HLDGS INC COM 98956P102 222 4,241 SH X 4,241 ZIMMER HLDGS INC COM 98956P102 10 200 SH X 200 FINAL TOTALS 206,295 FORM 13F INFORMATION TABLE ENTRY TOTAL 224
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