-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K2b7LAqwsrJbZfcteOQy6jU8b85KxOTzSeI8S8r+IMibyBTAAhXkEpcuLsKLVDVW 8+uzr9O/XBfa5rRaEF2A+g== 0001054646-09-000008.txt : 20091023 0001054646-09-000008.hdr.sgml : 20091023 20091023104735 ACCESSION NUMBER: 0001054646-09-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091023 DATE AS OF CHANGE: 20091023 EFFECTIVENESS DATE: 20091023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE COD FIVE CENTS SAVINGS BANK CENTRAL INDEX KEY: 0001054646 IRS NUMBER: 041149070 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11577 FILM NUMBER: 091133760 BUSINESS ADDRESS: STREET 1: P O BOX 20 STREET 2: 20 WEST RD CITY: ORLEANS STATE: MA ZIP: 02653 BUSINESS PHONE: 8774095600 MAIL ADDRESS: STREET 1: P O BOX 20 STREET 2: 20 WEST RD CITY: ORLEANS STATE: MA ZIP: 02653 13F-HR 1 sep3009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ] Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: The Cape Cod Five Cents Savings Bank Address 19 West Road Orleans, MA 02653 Form 13F File Number: 28- 11577 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete,and that it is understood that all Required items, statement, schedules, lists, and tables,are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Adrienne E. Cormier Title: Trust Operations Officer Phone: (508) 247-2376 Signature, Place, and Date of Signing: Adrienne E. Cormier, Orleans, MA 10/23/2009 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 197 Form 13F Information Table Value Total: 173,722 (thousands) List of Other Included Mangers: NONE FORM 13F INFORMATION TABLE CAPE COD FIVE CENTS SAVINGS BANK SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 09/30/09 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) PETROFAC LTD B0H2K53 315 20,000 SH X 20,000 OAO ROSNEFT OIL CO GDR B17FSC2 248 33,000 SH X 33,000 AT&T INC COM 00206R102 3,105 114,951 SH X 114,951 AT&T INC COM 00206R102 99 3,662 SH X 3,662 ABBOTT LABS COM 002824100 2,171 43,893 SH X 43,893 ABBOTT LABS COM 002824100 40 800 SH X 800 ADOBE SYS INC COM 00724F101 1,825 55,225 SH X 55,225 ADOBE SYS INC COM 00724F101 25 750 SH X 750 AETNA INC NEW COM 00817Y108 212 7,600 SH X 7,600 AMERICAN EXPRESS CO COM 025816109 648 19,121 SH X 19,121 AMERICAN EXPRESS CO COM 025816109 15 450 SH X 450 AMGEN INC COM 031162100 1,562 25,935 SH X 25,935 AMGEN INC COM 031162100 38 625 SH X 625 APACHE CORP COM 037411105 2,008 21,865 SH X 21,865 APACHE CORP COM 037411105 32 350 SH X 350 APPLE INC COM 037833100 338 1,825 SH X 1,825 APPLIED MATLS INC COM 038222105 879 65,725 SH X 65,725 APPLIED MATLS INC COM 038222105 25 1,850 SH X 1,850 AUSTIN CHALK OIL & GAS LTD COM 052194107 0 10,000 SH X 10,000 AUTOMATIC DATA PROCESSING IN COM 053015103 420 10,692 SH X 10,692 AUTOMATIC DATA PROCESSING IN COM 053015103 16 400 SH X 400 AVERY DENNISON CORP COM 053611109 164 4,550 SH X 4,550 AVERY DENNISON CORP COM 053611109 72 2,000 SH X 2,000 BB&T CORP COM 054937107 1,035 38,013 SH X 38,013 BP PLC SPONSORED ADR 055622104 3,012 56,578 SH X 56,578 BP PLC SPONSORED ADR 055622104 532 10,000 SH X 10,000 BAKER HUGHES INC COM 057224107 1,713 40,149 SH X 40,149 BAKER HUGHES INC COM 057224107 17 400 SH X 400 BANK OF AMERICA CORPORATION COM 060505104 1,224 72,325 SH X 72,325 BANK OF AMERICA CORPORATION COM 060505104 22 1,300 SH X 1,300 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1,565 471 SH X 471 BERKSHIRE HATHAWAY INC DEL CL B 084670207 13 4 SH X 4 BOEING CO COM 097023105 326 6,024 SH X 6,024 BRISTOL MYERS SQUIBB CO COM 110122108 678 30,086 SH X 30,086 BRISTOL MYERS SQUIBB CO COM 110122108 20 900 SH X 900 BURLINGTON NORTHN SANTA FE C COM 12189T104 227 2,846 SH X 2,846 CATERPILLAR INC DEL COM 149123101 234 4,550 SH X 4,550 CATERPILLAR INC DEL COM 149123101 19 375 SH X 375 CERA TECH, INC SERIES B CONV 15690A902 580 20,000 SH X 20,000 CHEVRON CORP NEW COM 166764100 2,972 42,196 SH X 42,196 CHEVRON CORP NEW COM 166764100 289 4,100 SH X 4,100 CHURCH & DWIGHT INC COM 171340102 1,997 35,195 SH X 35,195 CHURCH & DWIGHT INC COM 171340102 190 3,350 SH X 3,350 CISCO SYS INC COM 17275R102 2,565 108,972 SH X 108,972 CISCO SYS INC COM 17275R102 33 1,400 SH X 1,400 CITIGROUP INC COM 172967101 79 16,266 SH X 16,266 COCA COLA CO COM 191216100 979 18,235 SH X 18,235 COCA COLA CO COM 191216100 59 1,100 SH X 1,100 COLGATE PALMOLIVE CO COM 194162103 612 8,028 SH X 8,028 COLGATE PALMOLIVE CO COM 194162103 10 130 SH X 130 COMCAST CORP NEW CL A 20030N101 317 18,783 SH X 18,783 CONOCOPHILLIPS COM 20825C104 531 11,759 SH X 11,759 CONOCOPHILLIPS COM 20825C104 226 5,000 SH X 5,000 COSTCO WHSL CORP NEW COM 22160K105 1,840 32,639 SH X 32,639 COSTCO WHSL CORP NEW COM 22160K105 20 350 SH X 350 88.8889% DAVENPORT FINANCE L 23843A902 2,947 1 SH X 1 DAVENPORT REALTY TRUST 23848A907 6,011 1,401 SH X 1,401 DEAN FOODS CO NEW COM 242370104 366 20,550 SH X 20,550 DEAN FOODS CO NEW COM 242370104 178 10,000 SH X 10,000 DISNEY WALT CO COM DISNEY 254687106 546 19,895 SH X 19,895 DISNEY WALT CO COM DISNEY 254687106 11 400 SH X 400 DOMINION RES INC VA NEW COM 25746U109 408 11,823 SH X 11,823 DOW CHEM CO COM 260543103 626 24,025 SH X 24,025 DU PONT E I DE NEMOURS & CO COM 263534109 369 11,477 SH X 11,477 E M C CORP MASS COM 268648102 347 20,360 SH X 20,360 ECOLAB INC COM 278865100 1,576 34,095 SH X 34,095 ECOLAB INC COM 278865100 12 250 SH X 250 BORALEX POWER INCOME-UNIT 2849256 37 10,400 SH X 10,400 EMERSON ELEC CO COM 291011104 478 11,915 SH X 11,915 ENTERPRISE PRODS PARTNERS L COM 293792107 17 600 SH X 600 ENTERPRISE PRODS PARTNERS L COM 293792107 184 6,500 SH X 6,500 EXXON MOBIL CORP COM 30231G102 9,488 138,289 SH X 138,289 EXXON MOBIL CORP COM 30231G102 133 1,940 SH X 1,940 FPL GROUP INC COM 302571104 1,413 25,576 SH X 25,376 200 FPL GROUP INC COM 302571104 40 725 SH X 725 22.65% INTEREST IN FELT HOTE 31444A908 685 2 SH X 2 FLUOR CORP NEW COM 343412102 1,563 30,742 SH X 30,742 FLUOR CORP NEW COM 343412102 23 450 SH X 450 FRANKLIN RES INC COM 354613101 307 3,050 SH X 3,050 GAZPROM O A O SPON ADR 368287207 238 10,000 SH X 10,000 GENERAL ELECTRIC CO COM 369604103 7,259 442,057 SH X 442,057 GENERAL ELECTRIC CO COM 369604103 68 4,169 SH X 4,169 GENERAL MLS INC COM 370334104 1,219 18,929 SH X 18,929 GENERAL MLS INC COM 370334104 39 600 SH X 600 GOLDMAN SACHS GROUP INC COM 38141G104 419 2,275 SH X 2,275 GOLDMAN SACHS GROUP INC COM 38141G104 51 275 SH X 275 GRACO INC COM 384109104 211 7,553 SH X 7,553 HALLIBURTON CO COM 406216101 814 30,000 SH X 30,000 HEWLETT PACKARD CO COM 428236103 599 12,698 SH X 12,698 HEWLETT PACKARD CO COM 428236103 7 150 SH X 150 HOME DEPOT INC COM 437076102 1,094 41,063 SH X 41,063 HOME DEPOT INC COM 437076102 41 1,525 SH X 1,525 HUNTINGTON BANCSHARES INC COM 446150104 71 15,000 SH X 15,000 ILLINOIS TOOL WKS INC COM 452308109 2,447 57,291 SH X 57,291 ILLINOIS TOOL WKS INC COM 452308109 21 500 SH X 500 INTEL CORP COM 458140100 545 27,844 SH X 27,844 INTEL CORP COM 458140100 61 3,100 SH X 3,100 INTERNATIONAL BUSINESS MACHS COM 459200101 3,825 31,982 SH X 31,982 INTERNATIONAL BUSINESS MACHS COM 459200101 36 300 SH X 300 ISHARES TR INDEX S&P 500 INDEX 464287200 1,776 16,755 SH X 16,755 ISHARES TR INDEX S&P 500 INDEX 464287200 74 700 SH X 700 ISHARES TR INDEX MSCI EMERG MKT 464287234 1,374 35,322 SH X 35,322 ISHARES TR INDEX IBOXX INV CPBD 464287242 583 5,461 SH X 5,461 ISHARES TR INDEX MSCI EAFE IDX 464287465 4,765 87,137 SH X 87,137 ISHARES TR INDEX MSCI EAFE IDX 464287465 134 2,450 SH X 2,450 ISHARES TR INDEX S&P MIDCAP 400 464287507 6,797 98,585 SH X 98,585 ISHARES TR INDEX S&P MIDCAP 400 464287507 231 3,350 SH X 3,350 ISHARES TR INDEX COHEN&ST RLTY 464287564 299 6,160 SH X 6,160 ISHARES TR INDEX S&P GLB100INDX 464287572 2,543 43,655 SH X 43,655 ISHARES TR INDEX S&P GLB100INDX 464287572 102 1,750 SH X 1,750 ISHARES TR INDEX RUSSELL 2000 464287655 5,750 95,444 SH X 95,444 ISHARES TR INDEX RUSSELL 2000 464287655 218 3,625 SH X 3,625 JPMORGAN CHASE & CO COM 46625H100 2,926 66,766 SH X 66,766 JPMORGAN CHASE & CO COM 46625H100 94 2,140 SH X 2,140 JOHNSON & JOHNSON COM 478160104 4,898 80,448 SH X 80,448 JOHNSON & JOHNSON COM 478160104 126 2,075 SH X 2,075 KIMBERLY CLARK CORP COM 494368103 257 4,364 SH X 4,264 100 KIMBERLY CLARK CORP COM 494368103 53 900 SH X 900 LOWES COS INC COM 548661107 392 18,700 SH X 18,700 MCDONALDS CORP COM 580135101 1,171 20,526 SH X 20,526 MCDONALDS CORP COM 580135101 17 300 SH X 300 MEDCO HEALTH SOLUTIONS INC COM 58405U102 321 5,804 SH X 5,804 MEDTRONIC INC COM 585055106 996 27,070 SH X 27,070 MEDTRONIC INC COM 585055106 10 275 SH X 275 MERCK & CO INC COM 589331107 1,107 35,012 SH X 35,012 MERCK & CO INC COM 589331107 16 500 SH X 500 MERITOR SVGS BK PA COM 590007100 119 40,000 SH X 40,000 MICROSOFT CORP COM 594918104 2,681 104,245 SH X 104,245 MICROSOFT CORP COM 594918104 98 3,800 SH X 3,800 MIDCAP SPDR TR UNIT SER 1 595635103 470 3,755 SH X 3,755 MOSAIC CO COM 61945A107 385 8,000 SH X 8,000 NICKERSON LUMBER CO CLASS B 65392A908 599 4,971 SH X 4,971 NIKE INC CL B 654106103 1,211 18,710 SH X 18,710 NIKE INC CL B 654106103 19 300 SH X 300 NOVARTIS A G SPONSORED ADR 66987V109 1,596 31,685 SH X 31,685 NOVARTIS A G SPONSORED ADR 66987V109 10 200 SH X 200 NSTAR COM 67019E107 655 20,598 SH X 20,598 PEPSICO INC COM 713448108 3,163 53,928 SH X 53,928 PEPSICO INC COM 713448108 23 400 SH X 400 PFIZER INC COM 717081103 630 38,058 SH X 38,058 PFIZER INC COM 717081103 22 1,300 SH X 1,300 PHILIP MORRIS INTL INC COM 718172109 344 7,054 SH X 7,054 PHILIP MORRIS INTL INC COM 718172109 37 750 SH X 750 POLAROID CORP COM 731095105 0 10,000 SH X 10,000 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1,567 71,050 SH X 71,050 PRAXAIR INC COM 74005P104 1,169 14,311 SH X 14,311 PRAXAIR INC COM 74005P104 10 125 SH X 125 PROCTER & GAMBLE CO COM 742718109 5,291 91,351 SH X 91,351 PROCTER & GAMBLE CO COM 742718109 93 1,600 SH X 1,600 QUEST DIAGNOSTICS INC COM 74834L100 1,048 20,075 SH X 20,075 QUEST DIAGNOSTICS INC COM 74834L100 30 575 SH X 575 ROUTE 28 REALTY TRUST 77929A905 988 196 SH X 196 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 318 5,563 SH X 5,563 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 37 650 SH X 650 SPDR TR UNIT SER 1 78462F103 292 2,763 SH X 2,763 SCHERING PLOUGH CORP COM 806605101 323 11,423 SH X 11,423 SCHLUMBERGER LTD COM 806857108 898 15,071 SH X 15,071 SCHLUMBERGER LTD COM 806857108 48 800 SH X 800 50.00% INTEREST IN SEPTEMBER 81731A905 540 2 SH X 2 SOUTHERN CO COM 842587107 1,664 52,555 SH X 52,555 SOUTHERN CO COM 842587107 14 450 SH X 450 STAPLES INC COM 855030102 1,065 45,845 SH X 45,845 STAPLES INC COM 855030102 19 837 SH X 837 STATE STR CORP COM 857477103 2,640 50,199 SH X 50,199 STATE STR CORP COM 857477103 24 450 SH X 450 STRYKER CORP COM 863667101 2,482 54,630 SH X 54,630 STRYKER CORP COM 863667101 23 500 SH X 500 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,249 113,925 SH X 113,925 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 10 904 SH X 904 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2,142 42,375 SH X 42,375 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 46 900 SH X 900 3M CO COM 88579Y101 2,789 37,797 SH X 37,797 3M CO COM 88579Y101 55 750 SH X 750 TORO CO COM 891092108 725 18,225 SH X 18,225 TORONTO DOMINION BK ONT COM NEW 891160509 363 5,625 SH X 5,625 US BANCORP DEL COM NEW 902973304 332 15,207 SH X 15,207 US BANCORP DEL COM NEW 902973304 13 600 SH X 600 UNION PAC CORP COM 907818108 405 6,934 SH X 6,934 UNITED TECHNOLOGIES CORP COM 913017109 672 11,025 SH X 11,025 UNITED TECHNOLOGIES CORP COM 913017109 12 200 SH X 200 V F CORP COM 918204108 1,150 15,875 SH X 15,875 V F CORP COM 918204108 22 300 SH X 300 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 734 19,060 SH X 19,060 VARIAN MED SYS INC COM 92220P105 1,208 28,685 SH X 28,685 VARIAN MED SYS INC COM 92220P105 8 200 SH X 200 VANGUARD INDEX FDS GROWTH ETF 922908736 344 6,975 SH X 6,975 VANGUARD INDEX FDS VALUE ETF 922908744 509 11,045 SH X 11,045 VERIZON COMMUNICATIONS INC COM 92343V104 2,752 90,901 SH X 90,901 VERIZON COMMUNICATIONS INC COM 92343V104 43 1,408 SH X 1,408 WAL MART STORES INC COM 931142103 304 6,192 SH X 6,192 WAL MART STORES INC COM 931142103 15 300 SH X 300 WELLS FARGO & CO NEW COM 949746101 613 21,747 SH X 21,747 WOLVERINE WORLD WIDE INC COM 978097103 1,108 44,606 SH X 44,606 WOODWARD GOVERNOR CO COM 980745103 243 10,000 SH X 10,000 WYETH COM 983024100 888 18,271 SH X 18,271 ZIMMER HLDGS INC COM 98956P102 259 4,845 SH X 4,845 ZIMMER HLDGS INC COM 98956P102 11 200 SH X 200 FINAL TOTALS 173,722 FORM 13F INFORMATION TABLE ENTRY TOTAL 197
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