-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rehz1UsgBmJaOv5Z5WITBtR2MxZhctlX1XMUP89bc06+PmjMmGDR/S9fFpzliXOG gipuEyTlzO6Qcc3t9aPEMw== 0001054646-09-000006.txt : 20090814 0001054646-09-000006.hdr.sgml : 20090814 20090814124615 ACCESSION NUMBER: 0001054646-09-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE COD FIVE CENTS SAVINGS BANK CENTRAL INDEX KEY: 0001054646 IRS NUMBER: 041149070 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11577 FILM NUMBER: 091013885 BUSINESS ADDRESS: STREET 1: P O BOX 20 STREET 2: 20 WEST RD CITY: ORLEANS STATE: MA ZIP: 02653 BUSINESS PHONE: 8774095600 MAIL ADDRESS: STREET 1: P O BOX 20 STREET 2: 20 WEST RD CITY: ORLEANS STATE: MA ZIP: 02653 13F-HR 1 jun3009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ] Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: The Cape Cod Five Cents Savings Bank Address 19 West Road Orleans, MA 02653 Form 13F File Number: 28- 11577 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete,and that it is understood that all Required items, statement, schedules, lists, and tables,are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Timothy J. McGann Title: Vice President, Trust and Compliance Officer Phone: (508) 247-2327 Signature, Place, and Date of Signing: Timothy J. McGann, Orleans, MA 8/14/2009 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 184 Form 13F Information Table Value Total: 146,396 (thousands) List of Other Included Mangers: NONE FORM 13F INFORMATION TABLE CAPE COD FIVE CENTS SAVINGS BANK SECURITIES AND EXCHANGE COMMISSION FORM 13F AS OF 03/31/09 - - - - COL1 - - - - - - - - - - COL2 - - - - - COL3 - - - COL4 - - - - COL5 - - - - COL6 - - COL7 - - - - - - COL8 - - - - - - - INVESTMENT MARKET DISCRETION VOTING AUTHORITY VALUE SHS OR PUT SOLE SHR OTH OTH SOLE SHARED NONE NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT CALL (A) (B) (C) MGR (A) (B) (C) PETROFAC LTD B0H2K53 222 20,000 SH X 20,000 OAO ROSNEFT OIL CO GDR B17FSC2 180 33,000 SH X 33,000 ACCENTURE LTD BERMUDA CL A G1150G111 1,558 46,550 SH X 46,550 ACCENTURE LTD BERMUDA CL A G1150G111 10 300 SH X 300 AT&T INC COM 00206R102 2,833 114,031 SH X 114,031 AT&T INC COM 00206R102 91 3,662 SH X 3,662 ABBOTT LABS COM 002824100 2,081 44,229 SH X 44,229 ABBOTT LABS COM 002824100 31 650 SH X 650 ADOBE SYS INC COM 00724F101 1,577 55,725 SH X 55,725 ADOBE SYS INC COM 00724F101 21 750 SH X 750 AETNA INC NEW COM 00817Y108 200 8,000 SH X 8,000 AMERICAN EXPRESS CO COM 025816109 367 15,775 SH X 15,775 AMERICAN EXPRESS CO COM 025816109 10 450 SH X 450 AMGEN INC COM 031162100 1,268 23,950 SH X 23,950 AMGEN INC COM 031162100 33 625 SH X 625 APACHE CORP COM 037411105 1,473 20,415 SH X 20,415 APACHE CORP COM 037411105 25 350 SH X 350 APPLE INC COM 037833100 256 1,800 SH X 1,800 APPLIED MATLS INC COM 038222105 712 64,625 SH X 64,625 APPLIED MATLS INC COM 038222105 20 1,850 SH X 1,850 AUSTIN CHALK OIL & GAS LTD COM 052194107 0 10,000 SH X 10,000 AUTOMATIC DATA PROCESSING IN COM 053015103 323 9,100 SH X 9,100 AUTOMATIC DATA PROCESSING IN COM 053015103 14 400 SH X 400 BB&T CORP COM 054937107 859 39,075 SH X 39,075 BP PLC SPONSORED ADR 055622104 3,050 63,964 SH X 63,964 BAKER HUGHES INC COM 057224107 1,386 38,025 SH X 38,025 BAKER HUGHES INC COM 057224107 15 400 SH X 400 BANK OF AMERICA CORPORATION COM 060505104 918 69,552 SH X 69,552 BANK OF AMERICA CORPORATION COM 060505104 17 1,300 SH X 1,300 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1,231 425 SH X 425 BERKSHIRE HATHAWAY INC DEL CL B 084670207 12 4 SH X 4 BOEING CO COM 097023105 209 4,924 SH X 4,924 BRISTOL MYERS SQUIBB CO COM 110122108 502 24,734 SH X 24,734 BRISTOL MYERS SQUIBB CO COM 110122108 18 900 SH X 900 BURLINGTON NORTHN SANTA FE C COM 12189T104 209 2,846 SH X 2,846 CERA TECH, INC SERIES B CONV 15690A902 580 20,000 SH X 20,000 CHEVRON CORP NEW COM 166764100 2,941 44,399 SH X 44,399 CHURCH & DWIGHT INC COM 171340102 2,122 39,068 SH X 39,068 CHURCH & DWIGHT INC COM 171340102 19 350 SH X 350 CISCO SYS INC COM 17275R102 1,905 102,140 SH X 102,140 CISCO SYS INC COM 17275R102 26 1,400 SH X 1,400 CITIGROUP INC COM 172967101 76 25,651 SH X 25,651 CITIGROUP INC COM 172967101 3 1,000 SH X 1,000 COCA COLA CO COM 191216100 817 17,032 SH X 17,032 COCA COLA CO COM 191216100 53 1,100 SH X 1,100 COLGATE PALMOLIVE CO COM 194162103 631 8,915 SH X 8,915 COLGATE PALMOLIVE CO COM 194162103 9 130 SH X 130 COMCAST CORP NEW CL A 20030N101 240 16,616 SH X 16,616 COSTCO WHSL CORP NEW COM 22160K105 1,475 32,214 SH X 32,214 COSTCO WHSL CORP NEW COM 22160K105 16 350 SH X 350 88.8889% DAVENPORT FINANCE L 23843A902 2,947 1 SH X 1 DAVENPORT REALTY TRUST 23848A907 6,011 1,401 SH X 1,401 DEAN FOODS CO NEW COM 242370104 576 30,000 SH X 30,000 DISNEY WALT CO COM DISNEY 254687106 317 13,588 SH X 13,588 DISNEY WALT CO COM DISNEY 254687106 9 400 SH X 400 DOMINION RES INC VA NEW COM 25746U109 377 11,273 SH X 11,273 DOW CHEM CO COM 260543103 419 25,961 SH X 25,961 DU PONT E I DE NEMOURS & CO COM 263534109 277 10,827 SH X 10,827 E M C CORP MASS COM 268648102 247 18,860 SH X 18,860 ECOLAB INC COM 278865100 1,313 33,670 SH X 33,670 ECOLAB INC COM 278865100 10 250 SH X 250 BORALEX POWER INCOME-UNIT 2849256 36 10,400 SH X 10,400 EMERSON ELEC CO COM 291011104 365 11,260 SH X 11,260 ENTERPRISE PRODS PARTNERS L COM 293792107 15 600 SH X 600 ENTERPRISE PRODS PARTNERS L COM 293792107 192 7,700 SH X 7,700 EXXON MOBIL CORP COM 30231G102 9,243 132,219 SH X 132,219 EXXON MOBIL CORP COM 30231G102 136 1,940 SH X 1,940 FPL GROUP INC COM 302571104 1,346 23,669 SH X 23,469 200 FPL GROUP INC COM 302571104 41 725 SH X 725 22.65% INTEREST IN FELT HOTE 31444A908 685 2 SH X 2 FLUOR CORP NEW COM 343412102 1,425 27,792 SH X 27,792 FLUOR CORP NEW COM 343412102 23 450 SH X 450 FRANKLIN RES INC COM 354613101 220 3,050 SH X 3,050 GAZPROM O A O SPON ADR 368287207 210 10,000 SH X 10,000 GENERAL ELECTRIC CO COM 369604103 5,282 450,642 SH X 450,642 GENERAL ELECTRIC CO COM 369604103 49 4,169 SH X 4,169 GENERAL MLS INC COM 370334104 909 16,225 SH X 16,225 GENERAL MLS INC COM 370334104 28 500 SH X 500 GOLDMAN SACHS GROUP INC COM 38141G104 240 1,625 SH X 1,625 GOLDMAN SACHS GROUP INC COM 38141G104 41 275 SH X 275 HALLIBURTON CO COM 406216101 621 30,000 SH X 30,000 HEWLETT PACKARD CO COM 428236103 502 12,996 SH X 12,996 HEWLETT PACKARD CO COM 428236103 6 150 SH X 150 HOME DEPOT INC COM 437076102 790 33,411 SH X 33,411 HOME DEPOT INC COM 437076102 36 1,525 SH X 1,525 HUNTINGTON BANCSHARES INC COM 446150104 71 17,000 SH X 17,000 ILLINOIS TOOL WKS INC COM 452308109 2,075 55,571 SH X 55,571 ILLINOIS TOOL WKS INC COM 452308109 19 500 SH X 500 INTEL CORP COM 458140100 396 23,930 SH X 23,930 INTEL CORP COM 458140100 51 3,100 SH X 3,100 INTERNATIONAL BUSINESS MACHS COM 459200101 3,154 30,207 SH X 30,207 INTERNATIONAL BUSINESS MACHS COM 459200101 31 300 SH X 300 ISHARES TR S&P 500 INDEX 464287200 1,596 17,285 SH X 17,285 ISHARES TR S&P 500 INDEX 464287200 65 700 SH X 700 ISHARES TR MSCI EMERG MKT 464287234 1,140 35,362 SH X 35,362 ISHARES TR MSCI EAFE IDX 464287465 3,398 74,178 SH X 74,178 ISHARES TR MSCI EAFE IDX 464287465 112 2,450 SH X 2,450 ISHARES TR S&P MIDCAP 400 464287507 5,598 96,875 SH X 96,875 ISHARES TR S&P MIDCAP 400 464287507 194 3,350 SH X 3,350 ISHARES TR COHEN&ST RLTY 464287564 230 6,395 SH X 6,395 ISHARES TR S&P GLB100INDX 464287572 1,899 38,505 SH X 38,505 ISHARES TR S&P GLB100INDX 464287572 86 1,750 SH X 1,750 ISHARES TR RUSSELL 2000 464287655 4,804 94,049 SH X 94,049 ISHARES TR RUSSELL 2000 464287655 185 3,625 SH X 3,625 JPMORGAN CHASE & CO COM 46625H100 2,276 66,736 SH X 66,736 JPMORGAN CHASE & CO COM 46625H100 73 2,140 SH X 2,140 JOHNSON & JOHNSON COM 478160104 4,290 75,524 SH X 75,524 JOHNSON & JOHNSON COM 478160104 112 1,975 SH X 1,975 KIMBERLY CLARK CORP COM 494368103 221 4,210 SH X 4,110 100 KIMBERLY CLARK CORP COM 494368103 47 900 SH X 900 LOWES COS INC COM 548661107 725 37,353 SH X 37,353 MCDONALDS CORP COM 580135101 443 7,710 SH X 7,710 MEDCO HEALTH SOLUTIONS INC COM 58405U102 241 5,284 SH X 5,284 MEDTRONIC INC COM 585055106 895 25,660 SH X 25,660 MEDTRONIC INC COM 585055106 10 275 SH X 275 MERCK & CO INC COM 589331107 970 34,701 SH X 34,701 MERCK & CO INC COM 589331107 14 500 SH X 500 MERITOR SVGS BK PA COM 590007100 100 40,000 SH X 40,000 MICROSOFT CORP COM 594918104 2,370 99,725 SH X 99,725 MICROSOFT CORP COM 594918104 90 3,800 SH X 3,800 MIDCAP SPDR TR UNIT SER 1 595635103 202 1,923 SH X 1,923 MOSAIC CO COM 61945A107 354 8,000 SH X 8,000 NICKERSON LUMBER CO CLASS B 65392A908 599 4,971 SH X 4,971 NIKE INC CL B 654106103 944 18,239 SH X 18,239 NIKE INC CL B 654106103 16 300 SH X 300 NOVARTIS A G SPONSORED ADR 66987V109 1,308 32,075 SH X 32,075 NOVARTIS A G SPONSORED ADR 66987V109 8 200 SH X 200 NSTAR COM 67019E107 661 20,598 SH X 20,598 PEPSICO INC COM 713448108 2,938 53,463 SH X 53,463 PEPSICO INC COM 713448108 22 400 SH X 400 PFIZER INC COM 717081103 554 36,930 SH X 36,930 PFIZER INC COM 717081103 20 1,300 SH X 1,300 PHILIP MORRIS INTL INC COM 718172109 291 6,662 SH X 6,662 PHILIP MORRIS INTL INC COM 718172109 33 750 SH X 750 POLAROID CORP COM 731095105 0 10,000 SH X 10,000 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1,211 53,550 SH X 53,550 PRAXAIR INC COM 74005P104 1,045 14,701 SH X 14,701 PRAXAIR INC COM 74005P104 9 125 SH X 125 PROCTER & GAMBLE CO COM 742718109 4,247 83,110 SH X 83,110 PROCTER & GAMBLE CO COM 742718109 77 1,500 SH X 1,500 QUEST DIAGNOSTICS INC COM 74834L100 1,177 20,850 SH X 20,850 QUEST DIAGNOSTICS INC COM 74834L100 32 575 SH X 575 ROUTE 28 REALTY TRUST 77929A905 988 196 SH X 196 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 251 5,002 SH X 5,002 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 33 650 SH X 650 SPDR TR UNIT SER 1 78462F103 237 2,575 SH X 2,575 SCHERING PLOUGH CORP COM 806605101 293 11,673 SH X 11,673 SCHLUMBERGER LTD COM 806857108 462 8,535 SH X 8,535 SCHLUMBERGER LTD COM 806857108 43 800 SH X 800 50.00% INTEREST IN SEPTEMBER 81731A905 540 2 SH X 2 SOUTHERN CO COM 842587107 1,549 49,720 SH X 49,720 SOUTHERN CO COM 842587107 6 200 SH X 200 STAPLES INC COM 855030102 961 47,607 SH X 47,607 STAPLES INC COM 855030102 17 837 SH X 837 STATE STR CORP COM 857477103 1,866 39,525 SH X 39,525 STATE STR CORP COM 857477103 21 450 SH X 450 STRYKER CORP COM 863667101 2,081 52,370 SH X 52,370 STRYKER CORP COM 863667101 20 500 SH X 500 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,058 112,468 SH X 112,468 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 8 900 SH X 900 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2,145 43,480 SH X 43,480 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 44 900 SH X 900 3M CO COM 88579Y101 2,211 36,792 SH X 36,792 3M CO COM 88579Y101 45 750 SH X 750 TORO CO COM 891092108 564 18,875 SH X 18,875 TORONTO DOMINION BK ONT COM NEW 891160509 281 5,425 SH X 5,425 UNION PAC CORP COM 907818108 361 6,934 SH X 6,934 UNITED TECHNOLOGIES CORP COM 913017109 482 9,285 SH X 9,285 UNITED TECHNOLOGIES CORP COM 913017109 10 200 SH X 200 V F CORP COM 918204108 745 13,465 SH X 13,465 V F CORP COM 918204108 17 300 SH X 300 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 582 18,275 SH X 18,275 VARIAN MED SYS INC COM 92220P105 984 28,000 SH X 28,000 VARIAN MED SYS INC COM 92220P105 7 200 SH X 200 VANGUARD INDEX FDS GROWTH ETF 922908736 315 7,275 SH X 7,275 VANGUARD INDEX FDS VALUE ETF 922908744 527 13,320 SH X 13,320 VERIZON COMMUNICATIONS INC COM 92343V104 2,686 87,402 SH X 87,402 VERIZON COMMUNICATIONS INC COM 92343V104 43 1,408 SH X 1,408 WAL MART STORES INC COM 931142103 186 3,837 SH X 3,837 WAL MART STORES INC COM 931142103 15 300 SH X 300 WELLS FARGO & CO NEW COM 949746101 457 18,823 SH X 18,823 WOLVERINE WORLD WIDE INC COM 978097103 1,037 47,006 SH X 47,006 WOODWARD GOVERNOR CO COM 980745103 198 10,000 SH X 10,000 WYETH COM 983024100 703 15,481 SH X 15,481 FINAL TOTALS 146,396 FORM 13F INFORMATION TABLE ENTRY TOTAL 184
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