-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QH3C82i9MvzuNPTl2skV9iJFf3J07TE7ZKbQb7PIG1WMOWuTT5Vl+Zygq2zqtuZf QFe3tPeAppZmyTEIZL5msg== 0001193125-11-035331.txt : 20110214 0001193125-11-035331.hdr.sgml : 20110214 20110214192741 ACCESSION NUMBER: 0001193125-11-035331 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OZ MANAGEMENT LP CENTRAL INDEX KEY: 0001054587 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06663 FILM NUMBER: 11611441 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127900165 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: OZ MANAGEMENT LLC DATE OF NAME CHANGE: 19980204 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [_]; Amendment No.: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: OZ Management, LP Address: 9 West 57th Street 39th Floor New York, New York 10019 13F File Number: 28-06663 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel S. Och Title: Chief Executive Officer Phone: 212-790-0000 Daniel S. Och New York, New York Dated: February 14, 2011 /s/ Daniel S. Och - --------------------------- Report Type (Check only one.): [x] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 237 Form 13F Information Table Value Total: $6,909,831 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. List of Other Included Managers 1. 28 -13627 OZ Management II LP NAME: OZ MANAGEMENT LP MANAGER CIK: 0001054587 13F REPORT FOR THE QUARTER ENDED: DECEMBER 31, 2010 13F FILE NUMBER: 28-06663
(8) (6) VOTING (5) SHRS/PRN/ INVESTMENT (7) OTHER (8) VOTING AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE AMT SH/PRN DISCRETION MNGRS AUTH SOLE SHARED - ------------------------- --------------- --------- ---------- ------------- ------ ---------- --------- ------------ --------- ACE LT SHS H0023R105 1,340 21,521 SH SOLE 21,521 0 ADVANCED MICRO DEVICES INC 5.750% 8/1 NOTE 007903AN7 21,089 20,500,000 PRN DEFINED 1 20,000,000 500,000 AFLAC INC COM 001055102 2,217 39,293 SH SOLE 39,293 0 AIRGAS INC COM 009363102 108,253 1,733,160 SH DEFINED 1 1,632,226 100,934 AIRTRAN HLDGS INC 5.250%11/0 NOTE 00949PAD0 9,966 7,000,000 PRN DEFINED 1 6,465,000 535,000 ALBEMARLE CORP COM 012653101 27,197 487,583 SH DEFINED 1 461,064 26,519 ALCOA INC 5.250% 3/1 NOTE 013817AT8 49,828 20,000,000 PRN DEFINED 1 18,623,000 1,377,000 ALCON INC COM H01301102 343,647 2,103,104 SH DEFINED 1 1,944,650 158,454 AMERICAN EXPRESS CO COM 025816109 13,664 318,352 SH SOLE 318,352 0 AMERICAN INTL GROUP INC COM 026874784 4,005 69,500 SH SOLE 69,500 0 AMERICAN TOWER CORP CL A 029912201 741 14,352 SH SOLE 14,352 0 AMGEN INC 0.125% 2/0 NOTE 031162AN0 17,489 17,500,000 PRN SOLE 17,500,000 0 APACHE CORP COM 037411105 47,084 394,900 SH DEFINED 1 366,509 28,391 ARCHER DANIELS MIDLAND CO COM 039483102 8,885 295,391 SH DEFINED 1 277,090 18,301 ARVINMERITOR INC FRNT 043353AF8 55,143 43,050,000 PRN DEFINED 1 41,829,000 1,221,000 ARVINMERITOR INC FRNT 043353AH4 751 679,000 PRN SOLE 679,000 0 BABCOCK & WILCOX CO COM 05615F102 9,843 384,652 SH DEFINED 1 362,069 22,583 BANK OF AMERICA CORPORATION COM 060505104 5,223 391,500 SH SOLE 391,500 0 BANK OF AMERICA CORPORATION W EXP 10/28/201 060505153 6,274 2,345,359 SH DEFINED 1 2,224,193 121,166 BANK OF NEW YORK MELLON CORP COM 064058100 2,285 75,646 SH SOLE 75,646 0 BORGWARNER INC 3.500% 4/1 NOTE 099724AF3 120,440 53,886,000 PRN DEFINED 1 50,011,000 3,875,000 BOULDER TOTAL RETURN FD INC COM 101541100 8,947 576,457 SH SOLE 576,457 0 BP PLC SPONSORED SPONSORED ADR 055622104 56,012 1,268,097 SH DEFINED 1 1,213,800 54,297 BRISTOL MYERS SQUIBB CO COM 110122108 5,370 202,791 SH SOLE 202,791 0 BROADCOM CORP CL A 111320107 7,795 178,988 SH DEFINED 1 168,502 10,486 CAPITAL ONE FINL CORP COM 14040H105 524 12,303 SH SOLE 12,303 0 CBOE HLDGS INC COM 12503M108 517 22,600 SH SOLE 22,600 0 CENTRAL EUROPEAN MEDIA ENTRP CL A G20045202 32,054 1,575,122 SH DEFINED 1 1,505,988 69,134 CEPHALON INC 2.000% 6/0 NOTE 156708AP4 105,031 74,550,000 PRN DEFINED 1 71,550,000 3,000,000 CHEMICAL FINL CORP COM 163731102 908 40,975 SH DEFINED 1 38,181 2,794 CHESAPEAKE ENERGY CORP 2.500% 5/1 NOTE 165167CA3 9,129 10,219,000 PRN DEFINED 1 9,917,000 302,000 CHINA MED TECHNOLOGIES INC 4.000% 8/1 NOTE 169483AC8 23,776 28,027,000 PRN DEFINED 1 26,141,000 1,886,000 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 842 8,798 SH DEFINED 1 7,661 1,137 CHIQUITA BRANDS INTL INC 4.250% 8/1 NOTE 170032AT3 19,698 20,318,000 PRN DEFINED 1 19,443,000 875,000 CHUBB CORP COM 171232101 382 6,399 SH SOLE 6,399 0 CITIGROUP INC COM 172967101 150,557 31,830,298 SH DEFINED 1 31,022,587 807,711 CITRIX SYS INC COM 177376100 9,502 138,899 SH DEFINED 1 131,345 7,554 CKX INC COM 12562M106 14,908 3,699,142 SH DEFINED 1 3,627,107 72,035 CME GROUP INC COM 12572Q105 545 1,694 SH SOLE 1,694 0 CMS ENERGY CORP 2.875%12/0 NOTE 125896AW0 44,266 30,531,000 PRN DEFINED 1 28,264,000 2,267,000 CREE INC COM 225447101 20,393 309,500 SH SOLE 309,500 0 CROWN CASTLE INTL CORP COM 228227104 226,076 5,158,012 SH DEFINED 1 4,877,475 280,537 CVS CAREMARK CORPORATION COM 126650100 113,726 3,270,805 SH DEFINED 1 3,082,294 188,511 CYPRESS SEMICONDUCTOR CORP COM 232806109 10,753 578,752 SH DEFINED 1 547,274 31,478 D R HORTON INC 2.000% 5/1 NOTE 23331ABB4 19,233 17,000,000 PRN SOLE 17,000,000 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 268 4,002 SH SOLE 4,002 0 E M C CORP MASS 1.750%12/0 NOTE 268648AK8 14,475 10,000,000 PRN SOLE 10,000,000 0 ECB BANCORP INC COM 268253101 238 17,700 SH DEFINED 1 17,331 369 EOG RES INC COM 26875P101 376 4,115 SH SOLE 4,115 0 FAMILY DLR STORES INC COM 307000109 8,714 175,300 SH SOLE 175,300 0 FIRST CALIFORNIA FINANCIAL G COM 319395109 5,246 1,873,444 SH DEFINED 1 1,772,911 100,533 FLOTEK INDS INC COM 343389102 886 162,600 SH SOLE 162,600 0 FLUSHING FINL CORP COM 343873105 8,103 578,752 SH DEFINED 1 547,274 31,478 FOX CHASE BANCORP INC COM 35137T108 6,033 509,090 SH DEFINED 1 474,794 34,296 GENERAL MLS INC COM 370334104 745 20,932 SH SOLE 20,932 0 GENZYME CORP COM 372917104 193,589 2,718,943 SH DEFINED 1 2,600,286 118,657
GILEAD SCIENCES INC COM 375558103 1,561 43,087 SH SOLE 43,087 0 GLOBALSTAR INC COM 378973408 1,224 844,184 SH DEFINED 1 829,664 14,520 GOLDMAN SACHS GROUP INC COM 38141G104 19,375 115,219 SH SOLE 115,219 0 GOODRICH CORP COM 382388106 91,814 1,042,510 SH DEFINED 1 985,850 56,660 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 7,542 700,241 SH SOLE 700,241 0 HARTFORD FINL SVCS GROUP INC COM 416515104 8,572 323,600 SH DEFINED 1 299,581 24,019 HERITAGE COMMERCE CORP COM 426927109 10,954 2,434,333 SH DEFINED 1 2,413,175 21,158 HERTZ GLOBAL HOLDINGS INC 5.250% 6/0 NOTE 42805TAA3 19,070 10,000,000 PRN DEFINED 1 9,826,000 174,000 INGERSOLL-RAND GLOBAL HLDG C 4.500% 4/1 NOTE 45687AAD4 130,199 49,055,000 PRN DEFINED 1 45,413,000 3,642,000 INTEL CORP COM 458140100 3,350 159,311 SH SOLE 159,311 0 INTERMUNE INC COM 45884X103 237 6,500 SH SOLE 6,500 0 INTERNATIONAL GAME TECHNOLOG 3.250% 5/0 NOTE 459902AQ5 30,100 25,887,000 PRN DEFINED 1 24,945,000 942,000 INTERPUBLIC GROUP COS INC 4.250% 3/1 NOTE 460690BA7 15,031 13,500,000 PRN DEFINED 1 13,288,000 212,000 INTERPUBLIC GROUP COS INC 4.750% 3/1 NOTE 460690BE9 41,977 35,871,000 PRN DEFINED 1 34,687,000 1,184,000 IVANHOE ENERGY INC COM 465790103 4,801 1,757,500 SH SOLE 1,757,500 0 JPMORGAN CHASE & CO COM 46625H100 7,847 184,992 SH DEFINED 1 178,696 6,296 JUNIPER NETWORKS INC COM 48203R104 12,783 346,238 SH DEFINED 1 324,015 22,223 LDK SOLAR CO LTD SPONSORED ADR 50183L107 695 68,680 SH DEFINED 1 67,489 1,191 LIBERTY MEDIA CORP DEB 3.125% 3/3 530718AF2 20,393 18,000,000 PRN DEFINED 1 17,492,000 508,000 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 12,303 21,775,000 PRN SOLE 21,775,000 0 LINCARE HLDGS INC 2.750%11/0 NOTE 532791AF7 24,905 22,750,000 PRN DEFINED 1 22,018,000 732,000 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AH0 25,522 26,879,000 PRN SOLE 26,879,000 0 MARATHON OIL CORP COM 565849106 101,849 2,750,433 SH DEFINED 1 2,598,531 151,902 MASSEY ENERGY COMPANY COM 576206106 61,844 1,152,730 SH DEFINED 1 1,085,988 66,742 MASTERCARD INC CL A 57636Q104 939 4,191 SH SOLE 4,191 0 MCKESSON CORP COM 58155Q103 101,826 1,446,806 SH DEFINED 1 1,368,112 78,694 MEDCO HEALTH SOLUTIONS INC COM 58405U102 67,818 1,106,867 SH DEFINED 1 1,045,050 61,817 METLIFE INC COM 59156R108 1,367 30,757 SH SOLE 30,757 0 MGM RESORTS INTERNATIONAL COM 552953101 21,152 1,424,400 SH SOLE 1,424,400 0 MORGAN STANLEY COM 617446448 7,660 281,512 SH SOLE 281,512 0 MPG OFFICE TR INC COM 553274101 2,626 954,735 SH DEFINED 1 890,593 64,142 MYLAN INC COM 628530107 10,054 475,835 SH SOLE 475,835 0 NARA BANCORP INC COM 63080P105 4,318 438,191 SH DEFINED 1 411,974 26,217 NETAPP INC COM 64110D104 18,871 343,354 SH DEFINED 1 324,342 19,012 NORFOLK SOUTHERN CORP COM 655844108 581 9,251 SH SOLE 9,251 0 NVIDIA CORP COM 67066G104 11,720 761,035 SH DEFINED 1 714,640 46,395 NXP SEMICONDUCTORS N V COM N6596X109 153,612 7,650,873 SH SOLE 7,650,873 0 OCCIDENTAL PETE CORP COM 674599105 772 7,874 SH DEFINED 1 4,727 3,147 OMNICARE INC DBCV 3.250%12/1 681904AL2 26,098 28,252,000 PRN DEFINED 1 27,457,000 795,000 PARKER DRILLING CO 2.125% 7/1 NOTE 701081AR2 18,236 18,800,000 PRN DEFINED 1 17,300,000 1,500,000 PG&E CORP COM 69331C108 277 5,784 SH SOLE 5,784 0 PIONEER NAT RES CO 2.875% 1/1 NOTE 723787AH0 83,585 55,381,000 PRN DEFINED 1 52,715,000 2,666,000 PMC-SIERRA INC COM 69344F106 12,694 1,477,755 SH DEFINED 1 1,389,060 88,695 POTASH CORP SASK INC COM 73755L107 27,164 175,446 SH DEFINED 1 166,229 9,217 PRECISION CASTPARTS CORP COM 740189105 770 5,532 SH SOLE 5,532 0 PROLOGIS 2.625% 5/1 NOTE 743410AS1 277 279,000 PRN DEFINED 1 0 279,000 PROLOGIS 3.250% 3/1 NOTE 743410AY8 24,191 21,905,000 PRN DEFINED 1 21,674,000 231,000 PRUDENTIAL FINL INC COM 744320102 2,773 47,234 SH SOLE 47,234 0 QUALCOMM INC COM 747525103 974 19,687 SH DEFINED 1 11,818 7,869 RANGE RES CORP COM 75281A109 249 5,528 SH SOLE 5,528 0 ROCKWOOD HLDGS INC COM 774415103 88,353 2,258,505 SH DEFINED 1 2,135,667 122,838 RUBICON TECHNOLOGY INC COM 78112T107 561 26,600 SH SOLE 26,600 0 SANDISK CORP 1.000% 5/1 NOTE 80004CAC5 10,198 10,500,000 PRN DEFINED 1 9,630,000 870,000 SANDRIDGE ENERGY INC COM 80007P307 698 95,300 SH SOLE 95,300 0 SIGNET JEWELERS LIMITED SHS G81276100 32,652 752,340 SH DEFINED 1 711,419 40,921 SILICONWARE PRECISION INDS L SPONSORED ADR 827084864 16,119 2,709,137 SH DEFINED 1 2,676,788 32,349 SINA CORP 7/1 NOTE 82922RAB9 67,063 25,103,000 PRN DEFINED 1 23,188,000 1,915,000 SKYWORKS SOLUTIONS INC COM 83088M102 8,285 289,375 SH DEFINED 1 273,636 15,739 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 5,288 647,200 SH DEFINED 1 642,172 5,028 SOTHEBYS 3.125% 6/1 NOTE 835898AC1 8,060 5,500,000 PRN DEFINED 1 5,350,000 150,000 STATE STR CORP COM 857477103 495 10,684 SH SOLE 10,684 0 STRAYER ED INC COM 863236105 8,479 55,700 SH SOLE 55,700 0 SUNPOWER CORP COM 867652109 176 13,700 SH DEFINED 1 13,263 437 SUNPOWER CORP DBCV 4.750% 4/1 867652AC3 18,460 20,000,000 PRN DEFINED 1 19,422,000 578,000 SUNTECH PWR HLDGS CO LTD ADR 86800C104 761 95,000 SH SOLE 95,000 0
TERADATA CORP COM 88076W103 2,382 57,874 SH DEFINED 1 54,727 3,147 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 8,845 169,678 SH DEFINED 1 158,708 10,970 TEXTRON INC 4.500% 5/0 NOTE 883203BN0 88,028 46,315,000 PRN DEFINED 1 44,857,000 1,458,000 THERMO FISHER SCIENTIFIC INC COM 883556102 18,092 326,800 SH DEFINED 1 303,397 23,403 TIBCO SOFTWARE INC COM 88632Q103 1,493 75,750 SH DEFINED 1 71,630 4,120 TIME WARNER CABLE INC COM 88732J207 157,432 2,384,249 SH DEFINED 1 2,249,009 135,240 TJX COS INC COM 872540109 454 10,234 SH SOLE 10,234 0 TRANSOCEAN INC 1.500%12/1 NOTE 893830AV1 4,928 5,000,000 PRN DEFINED 1 4,902,000 98,000 TRANSOCEAN INC 1.500%12/1 NOTE 893830AW9 130,613 135,000,000 PRN DEFINED 1 130,550,000 4,450,000 TRAVELERS COMPANIES INC COM 89417E109 10,510 188,662 SH SOLE 188,662 0 TYSON FOODS INC 3.250%10/1 NOTE 902494AP8 67,845 55,367,000 PRN DEFINED 1 52,625,000 2,742,000 UNITED DOMINION REALTY TR IN 4.000%12/1 NOTE 910197AK8 27,500 27,295,000 PRN DEFINED 1 26,841,000 454,000 UNIVERSAL CORP VA COM 913456109 5,221 128,274 SH SOLE 128,274 0 US BANCORP DEL COM 902973304 5,004 185,532 SH SOLE 185,532 0 VIACOM INC CL B 92553P201 170,797 4,311,977 SH DEFINED 1 4,075,099 236,878 VIMPELCOM LTD SPONSORED ADR 92719A106 6,016 400,000 SH DEFINED 1 379,880 20,120 VMWARE INC COM 928563402 10,806 121,537 SH DEFINED 1 114,927 6,610 VORNADO RLTY L P DEB 3.875% 4/1 929043AC1 14,519 13,000,000 PRN SOLE 13,000,000 0 WELLPOINT INC COM 94973V107 24,570 432,107 SH DEFINED 1 409,267 22,840 WELLS FARGO & CO COM 949746101 1,676 54,068 SH SOLE 54,068 0 WEST COAST BANCORP ORE COM 952145100 10,575 3,750,050 SH SOLE 3,750,050 0 WYNDHAM WORLDWIDE CORP 3.500% 5/0 NOTE 98310WAC2 62,003 25,647,000 PRN DEFINED 1 23,559,000 2,088,000 ZIONS BANCORPORATION COM 989701107 27,216 1,123,253 SH DEFINED 1 1,054,002 69,251 VALE CAP II VALEP NOTE 6.75%12 91912F300 14,634 150,000 SH DEFINED 1 139,300 10,700 AVIS BUDGET GROUP NOTE 3.500%10/0 053774AB1 78,343 65,170,000 PRN DEFINED 1 60,969,000 4,201,000 CAMERON INTERNATIONAL CORP NOTE 2.500% 6/1 13342BAB1 29,131 20,000,000 PRN DEFINED 1 19,500,000 500,000 DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 15,884 15,000,000 PRN DEFINED 1 13,922,000 1,078,000 LIBERTY GLOBAL INC NOTE 4.500% 11/1 530555AB7 44,787 30,000,000 PRN DEFINED 1 27,773,000 2,227,000 LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 36,964 67,208,000 PRN DEFINED 1 65,969,000 1,239,000 PHH CORP NOTE 4.000% 9/0 693320AN3 68,473 60,700,000 PRN DEFINED 1 57,250,000 3,450,000 SYMANTEC CORP NOTE 0.750% 6/1 871503AD0 15,536 15,000,000 PRN DEFINED 1 13,408,000 1,592,000 STANLEY BLACK & DECKER INC UNIT 854502309 14,120 130,000 SH DEFINED 1 120,500 9,500 AMR CORP COM 001765106 3,617 464,375 SH DEFINED 1 439,120 25,255 ATP OIL & GAS CORP COM 00208J108 562 33,600 SH SOLE 33,600 0 ABBOTT LABS COM 002824100 2,841 59,306 SH SOLE 59,306 0 ACME PACKET INC COM 004764106 11,568 217,610 SH DEFINED 1 205,775 11,835 AMGEN INC COM 031162100 14,932 271,980 SH SOLE 271,980 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 10,916 221,736 SH DEFINED 1 205,788 15,948 APPLIED MATLS INC COM 038222105 175 12,440 SH SOLE 12,440 0 ATMEL CORP COM 049513104 1,426 115,751 SH DEFINED 1 109,455 6,296 BE AEROSPACE INC COM 073302101 47,475 1,282,061 SH DEFINED 1 1,212,338 69,723 BECKMAN COULTER INC COM 075811109 63,406 842,827 SH DEFINED 1 793,698 49,129 BEST BUY INC COM 086516101 1,560 45,500 SH DEFINED 1 45,086 414 BLACKROCK INC COM 09247X101 224,288 1,176,868 SH DEFINED 1 1,099,373 77,495 CF INDS HLDGS INC COM 125269100 23,465 173,625 SH DEFINED 1 164,182 9,443 CSX CORP COM 126408103 86,745 1,342,599 SH DEFINED 1 1,267,556 75,043 CARDINAL HEALTH INC COM 14149Y108 44,344 1,157,502 SH DEFINED 1 1,094,547 62,955 CAREFUSION CORP COM 14170T101 53,546 2,083,505 SH DEFINED 1 1,970,185 113,320 CISCO SYS INC COM 17275R102 1,755 86,763 SH DEFINED 1 71,024 15,739 CLOUD PEAK ENERGY INC COM 18911Q102 4,358 187,606 SH DEFINED 1 177,401 10,205 CNINSURE INC SPONSORED ADR 18976M103 456 26,400 SH SOLE 26,400 0 COCA COLA ENTERPRISES INC COM 19122T109 152,564 6,095,257 SH DEFINED 1 5,954,113 141,144 COLLECTIVE BRANDS INC COM 19421W100 2,167 102,700 SH DEFINED 1 97,116 5,584 COMCAST CORP COM 20030N101 24,112 1,097,492 SH DEFINED 1 1,018,798 78,694 COMERICA INC COM 200340107 47,145 1,116,131 SH DEFINED 1 1,055,425 60,706 COMMSCOPE INC COM 203372107 69,249 2,218,083 SH DEFINED 1 2,084,897 133,186 COMMUNITY HEALTH SYS INC COM 203668108 8,063 215,751 SH DEFINED 1 204,017 11,734 DEAN FOODS CO COM 242370104 1,459 165,000 SH SOLE 165,000 0 DIONEX CORP COM 254546104 9,788 82,942 SH DEFINED 1 77,986 4,956 DIRECTV COM 25490A101 2,707 67,785 SH SOLE 67,785 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 1,377 114,000 SH SOLE 114,000 0 FIRST MIDWEST BANCORP DEL COM 320867104 4,556 395,529 SH DEFINED 1 373,310 22,219 FIRST SOLAR INC COM 336433107 13,460 103,425 SH SOLE 103,425 0 FORD MTR CO DEL COM 345370860 19,077 1,136,188 SH SOLE 1,136,188 0 GENERAL GROWTH PPTYS INC COM 370023103 161,740 10,448,311 SH DEFINED 1 9,881,663 566,648
GENERAL MTRS CO COM 37045V100 269,850 7,320,941 SH DEFINED 1 6,861,009 459,932 GENON ENERGY INC COM 37244E107 1,429 375,000 SH SOLE 375,000 0 INFORMATICA CORP COM 45666Q102 7,645 173,625 SH DEFINED 1 164,182 9,443 KAISER FED FINL GROUP INC COM 483056107 3,686 318,313 SH DEFINED 1 301,000 17,313 KAMAN CORP COM 483548103 1,220 41,963 SH DEFINED 1 38,933 3,030 KIMBERLY CLARK CORP COM 494368103 298 4,734 SH SOLE 4,734 0 KRONOS WORLDWIDE INC COM 50105F105 24,631 579,693 SH DEFINED 1 548,215 31,478 LIBERTY GLOBAL INC COM 530555101 471 13,300 SH SOLE 13,300 0 M & T BK CORP COM 55261F104 50,380 578,752 SH DEFINED 1 547,274 31,478 MEAD JOHNSON NUTRITION CO COM 582839106 5,499 88,334 SH DEFINED 1 82,740 5,594 MOLYCORP INC DEL COM 608753109 6,836 137,000 SH SOLE 137,000 0 MOTOROLA INC COM 620076109 68,502 7,552,640 SH DEFINED 1 7,110,612 442,028 NETFLIX INC COM 64110L106 1,353 7,700 SH SOLE 7,700 0 ORACLE CORP COM 68389X105 986 31,500 SH DEFINED 1 18,909 12,591 PENNEY J C INC COM 708160106 56,096 1,736,167 SH DEFINED 1 1,641,734 94,433 POWER ONE INC COM 73930R102 2,238 219,414 SH SOLE 219,414 0 PROMOTORA DE INFORMACIONES S ADR CL B CONV 74343G303 21,421 2,245,351 SH DEFINED 1 2,139,692 105,659 PUBLIC STORAGE COM 74460D109 4,696 46,300 SH DEFINED 1 43,782 2,518 QLIK TECHNOLOGIES INC COM 74733T105 4,742 183,313 SH DEFINED 1 172,607 10,706 RARE ELEMENT RES LTD COM 75381M102 482 30,000 SH SOLE 30,000 0 RAYTHEON CO COM 755111507 359 7,750 SH SOLE 7,750 0 RED HAT INC COM 756577102 7,926 173,625 SH DEFINED 1 164,182 9,443 RIVERBED TECHNOLOGY INC COM 768573107 12,213 347,251 SH DEFINED 1 328,365 18,886 ST JOE CO COM 790148100 2,615 119,700 SH SOLE 119,700 0 SANDISK CORP COM 80004C101 5,146 103,201 SH DEFINED 1 100,815 2,386 SARA LEE CORP COM 803111103 149,982 8,565,519 SH DEFINED 1 8,099,649 465,870 SEARS HLDGS CORP COM 812350106 1,033 14,000 SH SOLE 14,000 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 22,752 333,366 SH SOLE 333,366 0 SEMGROUP CORP COM 81663A105 83,975 3,090,725 SH DEFINED 1 2,858,152 232,573 SIERRA BANCORP COM 82620P102 2,636 245,655 SH DEFINED 1 229,988 15,667 SMURFIT-STONE CONTAINER CORP COM 83272A104 39,486 1,542,412 SH DEFINED 1 1,426,914 115,498 SOLUTIA INC COM 834376501 4,007 173,625 SH DEFINED 1 164,182 9,443 SYMANTEC CORP COM 871503108 7,844 468,600 SH DEFINED 1 422,141 46,459 TFS FINL CORP COM 87240R107 5,742 636,626 SH DEFINED 1 602,001 34,625 TATA MTRS LTD SPONSORED ADR 876568502 6,506 221,744 SH DEFINED 1 220,649 1,095 TENET HEALTHCARE CORP COM 88033G100 25,569 3,821,919 SH DEFINED 1 3,596,397 225,522 TOWER BANCORP INC COM 891709107 4,074 184,840 SH DEFINED 1 174,789 10,051 UNITED CONTL HLDGS INC COM 910047109 7,114 298,670 SH SOLE 298,670 0 UNITEDHEALTH GROUP INC COM 91324P102 18,265 505,804 SH DEFINED 1 457,133 48,671 UNIVERSAL HLTH SVCS INC COM CL B 913903100 24,605 566,671 SH DEFINED 1 530,579 36,092 VERIFONE SYS INC COM 92342Y109 4,463 115,750 SH DEFINED 1 109,454 6,296 WEBSTER FINL CORP CONN COM 947890109 976 49,530 SH DEFINED 1 46,833 2,697 WILLIAMS COS INC DEL COM 969457100 25,929 1,048,900 SH DEFINED 1 984,065 64,835 WINTRUST FINANCIAL CORP COM 97650W108 3,615 109,455 SH SOLE 109,455 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 4,754 316,300 SH SOLE 316,300 0 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 1,675 28,182 SH DEFINED 1 0 28,182 GARMIN LTD SHS H2906T109 10,573 341,183 SH SOLE 341,183 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 4,483 171,300 SH DEFINED 1 161,985 9,315 AERCAP HOLDINGS NV SHS N00985106 16,499 1,168,509 SH DEFINED 1 1,098,596 69,913 LYONDELLBASELL INDUSTRIES N SHS - A N53745100 77,642 2,257,028 SH DEFINED 1 2,134,265 122,763 CAPITOL FED FINL COM 14057C106 10,439 876,497 SH DEFINED 1 828,820 47,677 TOTAL VALUE (x 1000): 6,909,831 TOTAL ENTRIES: 237
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