-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LqS3pnYRPLRXfzSPrP+ABXLDp6ilOWbQgKwru6BcHLGKSi1YqqTgbMOc9gjsESkW OagSXit5tTvtIlKZVc1H5A== 0001193125-09-235790.txt : 20091116 0001193125-09-235790.hdr.sgml : 20091116 20091116162907 ACCESSION NUMBER: 0001193125-09-235790 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OZ MANAGEMENT LP CENTRAL INDEX KEY: 0001054587 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06663 FILM NUMBER: 091187279 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127900165 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: OZ MANAGEMENT LLC DATE OF NAME CHANGE: 19980204 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [_]; Amendment No.: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: OZ Management, LP Address: 9 West 57th Street 39th Floor New York, New York 10019 13F File Number: 28-6912 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel S. Och Title: Chief Executive Officer Phone: 212-790-0000 /s/ Daniel S. Och New York, New York Dated: November 16, 2009 - -------------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 250 Form 13F Information Table Value Total: $4,406,245 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. List of Other Included Managers 1. 28 - OZ Management II LP NAME: OZ MANAGEMENT LP MANAGER CIK: 0001054587 13F REPORT FOR THE QUARTER ENDED: September 30, 2009 13F FILE NUMBER: 28-6912
(8) (8) (5) (6) (7) VOTING VOTING (1) (2) (3) (4) SHRS/PRN/ SH/ INVESTMENT OTHER AUTH AUTH NAME TITLE CUSIP VALUE AMT PRN DISCRETION MNGRs SOLE SHARED - -------------------------- --------------- --------- ------------- --------- --- ---------- ----- -------- ------- CABLEVISION SYS CORP CL A NY CABLVS 12686C109 29694 1250264 SH DEFINED 1 1217071 33193 JETBLUE AIRWAYS CORP DBCV 477143AD3 3761 2500000 PRN DEFINED 1 2425000 75000 OMNICARE INC DBCV 681904AL2 26270 34040000 PRN DEFINED 1 33060000 980000 SUNPOWER CORP DBCV 867652AC3 29091 22500000 PRN DEFINED 1 21850000 650000 LIBERTY MEDIA CORP DEB 530715AG6 10014 19075000 PRN SOLE 19075000 0 LIBERTY MEDIA CORP DEB 530715AR2 19977 34116000 PRN SOLE 34116000 0 LIBERTY MEDIA CORP DEB 530718AF2 15495 15500000 PRN SOLE 15500000 0 VALE CAP II GTD CV 6.75% 12 91912F201 6223 90000 PRN DEFINED 1 87100 2900 A D C TELECOMMUNICATIONS NOTE 000886AF8 3515 5000000 PRN DEFINED 1 4914000 86000 AIRTRAN HLDGS INC NOTE 00949PAC2 13407 7500000 PRN DEFINED 1 7288000 212000 AMGEN INC NOTE 031162AN0 17513 17500000 PRN SOLE 17500000 0 ARVINMERITOR INC NOTE 043353AF8 18276 23735000 PRN DEFINED 1 22813000 922000 ARVINMERITOR INC NOTE 043353AH4 435 679000 PRN SOLE 679000 0 BIOMARIN PHARMACEUTICAL INC NOTE 09061GAD3 15761 15099000 PRN DEFINED 1 14614000 485000 BORGWARNER INC NOTE 099724AF3 53112 43068000 PRN DEFINED 1 41684000 1384000 CMS ENERGY CORP NOTE 125896AW0 22382 20206000 PRN SOLE 20206000 0 CEPHALON INC NOTE 156708AP4 59899 45050000 PRN SOLE 45050000 0 CEPHALON INC NOTE 156708AR0 28397 27000000 PRN DEFINED 1 26189000 811000 CHESAPEAKE ENERGY CORP NOTE 165167BZ9 365 401000 PRN DEFINED 1 143105 257895 CHESAPEAKE ENERGY CORP NOTE 165167CA3 18379 20219000 PRN DEFINED 1 19777000 442000 CHINA MED TECHNOLOGIES INC NOTE 169483AB0 9936 11900000 PRN DEFINED 1 11783760 116240 CHINA MED TECHNOLOGIES INC NOTE 169483AC8 8992 13770000 PRN DEFINED 1 13447000 323000 CHIQUITA BRANDS INTL INC NOTE 170032AT3 48188 48648000 PRN DEFINED 1 46867602 1780398 COMPUCREDIT CORP NOTE 20478NAB6 7198 13555000 PRN DEFINED 1 13396000 159000 D R HORTON INC NOTE 23331ABB4 3422 3000000 PRN SOLE 3000000 0 E M C CORP MASS NOTE 268648AK8 12089 10000000 PRN SOLE 10000000 0 EQUINIX INC NOTE 29444UAG1 56247 53406000 PRN DEFINED 1 52330000 1076000 FIBERTOWER CORP NOTE 31567RAC4 21528 34722500 PRN DEFINED 1 33900655 821845 GENERAL CABLE CORP DEL NOTE 369300AD0 46169 46789000 PRN DEFINED 1 46228000 561000 HERTZ GLOBAL HOLDINGS INC NOTE 42805TAA3 37859 25000000 PRN DEFINED 1 24274000 726000 ILLUMINA INC NOTE 452327AB5 59506 30200000 PRN DEFINED 1 29925000 275000
(8) (8) (5) (6) (7) VOTING VOTING (1) (2) (3) (4) SHRS/PRN/ SH/ INVESTMENT OTHER AUTH AUTH NAME TITLE CUSIP VALUE AMT PRN DISCRETION MNGRs SOLE SHARED - -------------------------- --------------- --------- ------------- --------- --- ---------- ----- -------- ------- INTERPUBLIC GROUP COS INC NOTE 460690BE9 18251 18371000 PRN SOLE 18371000 0 LSI CORPORATION NOTE 502161AJ1 26633 26500000 PRN SOLE 26500000 0 LINCARE HLDGS INC NOTE 532791AF7 27171 27750000 PRN DEFINED 1 27346000 404000 LINEAR TECHNOLOGY CORP NOTE 535678AD8 10038 10000000 PRN SOLE 10000000 0 MASSEY ENERGY CO NOTE 576203AJ2 888 1117000 PRN DEFINED 1 219000 898000 MEDTRONIC INC NOTE 585055AL0 8856 8900000 PRN DEFINED 1 8057000 843000 MEDTRONIC INC NOTE 585055AM8 19938 20202000 PRN DEFINED 1 19396000 806000 NEWELL RUBBERMAID INC NOTE 651229AH9 59301 29950000 PRN DEFINED 1 28972000 978000 ON SEMICONDUCTOR CORP NOTE 682189AE5 2023 2000000 PRN SOLE 2000000 0 PANTRY INC NOTE 698657AL7 573 687000 PRN DEFINED 1 667000 20000 PIONEER NAT RES CO NOTE 723787AH0 56536 58381000 PRN DEFINED 1 57213000 1168000 PROLOGIS NOTE 743410AS1 346 400000 PRN DEFINED 1 0 400000 SANDISK CORP NOTE 80004CAC5 2348 3000000 PRN SOLE 3000000 0 SEPRACOR INC NOTE 817315AW4 1998 2000000 PRN SOLE 2000000 0 SINCLAIR BROADCAST GROUP INC NOTE 829226AU3 15130 17000000 PRN SOLE 17000000 0 SINCLAIR BROADCAST GROUP INC NOTE 829226AW9 9150 10000000 PRN SOLE 10000000 0 SINA CORP NOTE 82922RAB9 37146 24413000 PRN DEFINED 1 24132000 281000 SYMANTEC CORP NOTE 871503AF5 2677 2500000 PRN DEFINED 1 2425000 75000 TEXTRON INC NOTE 883203BN0 55447 33815000 PRN SOLE 33815000 0 TRANSOCEAN INC NOTE 893830AV1 4850 5000000 PRN DEFINED 1 4902000 98000 TRANSOCEAN INC NOTE 893830AW9 190370 199900000 PRN DEFINED 1 1.94E+08 6368000 TYSON FOODS INC NOTE 902494AP8 87858 82567000 PRN DEFINED 1 79928000 2639000 UNITED DOMINION REALTY TR IN NOTE 910197AK8 29841 30295000 PRN DEFINED 1 29791000 504000 UNITED RENTALS NORTH AMER IN NOTE 911365AH7 1928 2000000 PRN SOLE 2000000 0 VALEANT PHARMACEUTICALS INTL NOTE 91911XAB0 9594 9091000 PRN SOLE 9091000 0 WYNDHAM WORLDWIDE CORP NOTE 98310WAC2 33176 23293000 PRN SOLE 23293000 0 STMICROELECTRONICS N V NY REGISTRY 861012102 528 56000 SH SOLE 56000 0 CARNIVAL CORP PAIRED CTF 143658300 15909 478023 SH DEFINED 1 469099 8924 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 7856 145700 SH SOLE 145700 0 VERISIGN INC SDCV 92343EAD4 33098 37700000 PRN DEFINED 1 37081000 619000 H & Q HEALTHCARE FD SH BEN INT 404052102 3293 290896 SH SOLE 290896 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1940 210231 SH SOLE 210231 0 VORNADO RLTY TR SH BEN INT 929042109 2523 39167 SH DEFINED 1 38457 710 INGERSOLL-RAND PLC SHS G47791101 5752 187539 SH DEFINED 1 182560 4979 CEMEX SAB DE CV SPON ADR 151290889 4375 338587 SH DEFINED 1 329597 8990 LDK SOLAR CO LTD SPON ADR 50183L107 592 68680 SH DEFINED 1 67489 1191 SK TELECOM LTD SPON ADR 78440P108 1960 112295 SH SOLE 112295 0 SUNTECH PWR HLDGS CO LTD SPON ADR 86800C104 6282 413298 SH DEFINED 1 404771 8527 VISIONCHINA MEDIA INC SPON ADR 92833U103 75523 9487860 SH SOLE 9487860 0 AMR CORP COM 001765106 1935 243363 SH SOLE 243363 0 AT&T INC COM 00206R102 2367 87620 SH SOLE 87620 0
(8) (8) (5) (6) (7) VOTING VOTING (1) (2) (3) (4) SHRS/PRN/ SH/ INVESTMENT OTHER AUTH AUTH NAME TITLE CUSIP VALUE AMT PRN DISCRETION MNGRs SOLE SHARED - -------------------------- --------------- --------- ------------- --------- --- ---------- ----- -------- ------- ACTIVIDENTITY CORP COM 00506P103 12014 4337048 SH DEFINED 1 4285055 51993 ACTIVISION BLIZZARD INC COM 00507V109 49570 4000847 SH DEFINED 1 3894630 106217 ADVANCED MICRO DEVICES INC COM 007903107 4600 812671 SH DEFINED 1 791096 21575 AETNA INC COM 00817Y108 1392 50000 SH DEFINED 1 48673 1327 AKAMAI TECHNOLOGIES INC COM 00971T101 4429 225048 SH DEFINED 1 219073 5975 AMERICAN AXLE & MFG HLDGS IN COM 024061103 2882 407066 SH DEFINED 1 396259 10807 AMERICAN EXPRESS CO COM 025816109 7082 208901 SH SOLE 208901 0 AMERICAN TOWER CORP COM 029912201 95570 2625555 SH DEFINED 1 2555851 69704 AMERICREDIT CORP COM 03060R101 714 45193 SH DEFINED 1 44049 1144 AMERISOURCEBERGEN CORP COM 03073E105 4921 219893 SH DEFINED 1 214091 5802 AMGEN INC COM 031162100 448 7431 SH SOLE 7431 0 ANADARKO PETE CORP COM 032511107 26749 426408 SH DEFINED 1 416052 10356 ANALOG DEVICES INC COM 032654105 3448 125000 SH DEFINED 1 121682 3318 APACHE CORP COM 037411105 58101 632701 SH DEFINED 1 616934 15767 APOLLO GROUP INC COM 037604105 9211 125026 SH DEFINED 1 121707 3319 APPLE INC COM 037833100 6786 36614 SH SOLE 36614 0 APPLIED MATLS INC COM 038222105 1673 125000 SH DEFINED 1 121683 3317 BANK OF AMERICA CORPORATION COM 060505104 117448 6941357 SH DEFINED 1 6775727 165630 BANK OF NEW YORK MELLON CORP COM 064058100 332 11463 SH SOLE 11463 0 BERKSHIRE HATHAWAY INC DEL COM 084670207 10275 3092 SH SOLE 3092 0 BOSTON PROPERTIES INC COM 101121101 1359 20726 SH SOLE 20726 0 BOSTON SCIENTIFIC CORP COM 101137107 2634 248717 SH DEFINED 1 242524 6193 BROADCOM CORP COM 111320107 5434 177074 SH DEFINED 1 172373 4701 BROADPOINT GLEACHER SECS GRO COM 11134A103 9592 1150160 SH DEFINED 1 1119625 30535 BROCADE COMMUNICATIONS SYS I COM 111621306 1278 162585 SH DEFINED 1 158307 4278 BROOKDALE SR LIVING INC COM 112463104 8364 461348 SH DEFINED 1 449100 12248 CB RICHARD ELLIS GROUP INC COM 12497T101 5901 502614 SH DEFINED 1 489352 13262 CF INDS HLDGS INC COM 125269100 62400 723648 SH DEFINED 1 704437 19211 CIGNA CORP COM 125509109 5303 188790 SH DEFINED 1 183778 5012 CKX INC COM 12562M106 24801 3696097 SH DEFINED 1 3641897 54200 CME GROUP INC COM 12572Q105 341 1106 SH SOLE 1106 0 CSX CORP COM 126408103 23558 562790 SH DEFINED 1 547982 14808 CVS CAREMARK CORPORATION COM 126650100 26819 750388 SH DEFINED 1 730644 19744 CALPINE CORP COM 131347304 471 40926 SH SOLE 40926 0 CATERPILLAR INC DEL COM 149123101 3593 70000 SH SOLE 70000 0 CAVIUM NETWORKS INC COM 14965A101 10744 500426 SH DEFINED 1 487451 12975 CENVEO INC COM 15670S105 14713 2126098 SH DEFINED 1 2070157 55941 CHARLES RIV LABS INTL INC COM 159864107 4623 125026 SH DEFINED 1 121707 3319 CHENIERE ENERGY INC COM 16411R208 733 250000 SH DEFINED 1 246900 3100 CIMAREX ENERGY CO COM 171798101 10836 250129 SH DEFINED 1 243548 6581 CITIGROUP INC COM 172967101 55384 11442914 SH DEFINED 1 11177039 265875
(8) (8) (5) (6) (7) VOTING VOTING (1) (2) (3) (4) SHRS/PRN/ SH/ INVESTMENT OTHER AUTH AUTH NAME TITLE CUSIP VALUE AMT PRN DISCRETION MNGRs SOLE SHARED - -------------------------- --------------- --------- ------------- --------- --- ---------- ----- -------- ------- CITIZENS REPUBLIC BANCORP IN COM 174420109 7964 10479002 SH DEFINED 1 10194058 284944 CITRIX SYS INC COM 177376100 2566 65420 SH DEFINED 1 63699 1721 COBIZ FINANCIAL INC COM 190897108 1389 278920 SH DEFINED 1 272337 6583 COMPUCREDIT HLDGS CORP COM 20478T107 1735 368307 SH DEFINED 1 356650 11657 CONSECO INC COM 208464883 4571 869023 SH DEFINED 1 858271 10752 CORNING INC COM 219350105 838 54760 SH SOLE 54760 0 COSTCO WHSL CORP COM 22160K105 7818 138673 SH DEFINED 1 136550 2123 DIRECTV GROUP INC COM 25459L106 54703 1983416 SH DEFINED 1 1930183 53233 DISNEY WALT CO COM 254687106 956 34824 SH SOLE 34824 0 DISH NETWORK CORP COM 25470M109 18229 946451 SH DEFINED 1 921324 25127 DOW CHEM CO COM 260543103 21186 812671 SH DEFINED 1 791096 21575 DRESS BARN INC COM 261570105 1551 86500 SH SOLE 86500 0 ECB BANCORP INC COM 268253101 3358 203529 SH DEFINED 1 200233 3296 E M C CORP MASS COM 268648102 2332 136839 SH SOLE 136839 0 EXELON CORP COM 30161N101 233 4690 SH SOLE 4690 0 EXPEDIA INC DEL COM 30212P105 742 31000 SH DEFINED 1 29620 1380 EXPRESS SCRIPTS INC COM 302182100 33948 437592 SH DEFINED 1 425975 11617 EXXON MOBIL CORP COM 30231G102 8392 122313 SH SOLE 122313 0 FPL GROUP INC COM 302571104 486 8808 SH SOLE 8808 0 FIBERTOWER CORP COM 31567R100 5900 5462568 SH DEFINED 1 5374559 88009 FIFTH THIRD BANCORP COM 316773100 1265 124900 SH SOLE 124900 0 FIRST CALIFORNIA FINANCIAL G COM 319395109 1773 369272 SH DEFINED 1 360074 9198 FIRST FINL HLDGS INC COM 320239106 8486 531373 SH DEFINED 1 517266 14107 FIRST NIAGARA FINL GP INC COM 33582V108 2466 200000 SH DEFINED 1 194690 5310 FIRST SOLAR INC COM 336433107 5962 39000 SH SOLE 39000 0 FLOTEK INDS INC DEL COM 343389102 562 272600 SH SOLE 272600 0 FLUSHING FINL CORP COM 343873105 9977 875186 SH DEFINED 1 851951 23235 FORD MTR CO DEL COM 345370860 229 31756 SH SOLE 31756 0 FOREST OIL CORP COM 346091705 7340 375079 SH DEFINED 1 365121 9958 FRONTIER OIL CORP COM 35914P105 10442 750160 SH DEFINED 1 730244 19916 GENERAL ELECTRIC CO COM 369604103 6474 394300 SH SOLE 394300 0 GENERAL MOLY INC COM 370373102 7959 2526737 SH DEFINED 1 2476064 50673 GENWORTH FINL INC COM 37247D106 110480 9245178 SH SOLE 9245178 0 GILEAD SCIENCES INC COM 375558103 921 19799 SH SOLE 19799 0 GLOBALSTAR INC COM 378973408 251 330000 SH DEFINED 1 324323 5677 GOLDMAN SACHS GROUP INC COM 38141G104 1714 9300 SH SOLE 9300 0 GOODYEAR TIRE & RUBR CO COM 382550101 21292 1250265 SH DEFINED 1 1217072 33193 GOOGLE INC COM 38259P508 6200 12503 SH DEFINED 1 12171 332 GOVERNMENT PPTYS INCOME TR COM 38376A103 9906 412588 SH DEFINED 1 401634 10954 HEADWATERS INC COM 42210P102 2262 584479 SH DEFINED 1 577383 7096 HEALTH CARE REIT INC COM 42217K106 2815 67640 SH SOLE 67640 0
(8) (8) (5) (6) (7) VOTING VOTING (1) (2) (3) (4) SHRS/PRN/ SH/ INVESTMENT OTHER AUTH AUTH NAME TITLE CUSIP VALUE AMT PRN DISCRETION MNGRs SOLE SHARED - -------------------------- --------------- --------- ------------- --------- --- ---------- ----- -------- ------- HERITAGE COMMERCE CORP COM 426927109 1773 376438 SH DEFINED 1 366600 9838 HEWLETT PACKARD CO COM 428236103 1455 30826 SH SOLE 30826 0 HOLOGIC INC COM 436440101 4086 250054 SH DEFINED 1 243415 6639 HOME DEPOT INC COM 437076102 382 14324 SH SOLE 14324 0 INTEL CORP COM 458140100 395 20168 SH SOLE 20168 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 15432 158778 SH DEFINED 1 154564 4214 INVERNESS MED INNOVATIONS IN COM 46126P106 56413 1456559 SH DEFINED 1 1417889 38670 JPMORGAN CHASE & CO COM 46625H100 230252 5254499 SH DEFINED 1 5123787 130712 JOHNSON & JOHNSON COM 478160104 967 15882 SH SOLE 15882 0 KIMCO REALTY CORP COM 49446R109 4893 375194 SH DEFINED 1 365322 9872 KRAFT FOODS INC COM 50075N104 1015 38652 SH SOLE 38652 0 LEGG MASON INC COM 524901105 4849 156283 SH DEFINED 1 152134 4149 LIBERTY GLOBAL INC COM 530555101 6672 295631 SH DEFINED 1 290617 5014 LIFE TECHNOLOGIES CORP COM 53217V109 46574 1000517 SH DEFINED 1 974192 26325 LILLY ELI & CO COM 532457108 308 9324 SH SOLE 9324 0 LINEAR TECHNOLOGY CORP COM 535678106 5526 200000 SH DEFINED 1 194691 5309 LOCKHEED MARTIN CORP COM 539830109 8850 113348 SH DEFINED 1 110859 2489 LOUISIANA PAC CORP COM 546347105 1668 250000 SH DEFINED 1 243363 6637 M & T BK CORP COM 55261F104 1414 22684 SH DEFINED 1 22378 306 MAGUIRE PPTYS INC COM 559775101 254 120816 SH DEFINED 1 117947 2869 MARATHON OIL CORP COM 565849106 345 10800 SH SOLE 10800 0 MASTERCARD INC COM 57636Q104 910 4503 SH DEFINED 1 3906 597 MAXIM INTEGRATED PRODS INC COM 57772K101 3402 187539 SH DEFINED 1 182560 4979 MCKESSON CORP COM 58155Q103 3723 62513 SH DEFINED 1 60853 1660 MEAD JOHNSON NUTRITION CO COM 582839106 12892 285800 SH SOLE 285800 0 MEDTRONIC INC COM 585055106 30027 815941 SH DEFINED 1 809613 6328 MERCK & CO INC COM 589331107 1354 42807 SH SOLE 42807 0 METLIFE INC COM 59156R108 571 15000 SH SOLE 15000 0 MICROSOFT CORP COM 594918104 43504 1691457 SH SOLE 1691457 0 MONSANTO CO COM 61166W101 68001 878564 SH DEFINED 1 855225 23339 MORGAN STANLEY COM 617446448 2960 95865 SH SOLE 95865 0 NATIONAL PENN BANCSHARES INC COM 637138108 3438 562619 SH DEFINED 1 547682 14937 NETAPP INC COM 64110D104 5837 218796 SH DEFINED 1 212987 5809 NEW YORK CMNTY BANCORP INC COM 649445103 1435 125653 SH DEFINED 1 122338 3315 NEWMONT MINING CORP COM 651639106 205 4652 SH SOLE 4652 0 NOBLE ENERGY INC COM 655044105 20613 312500 SH DEFINED 1 304204 8296 NVCORP COM 67066G104 1879 125000 SH DEFINED 1 121682 3318 OCCPETE CORP DEL COM 674599105 28995 369834 SH DEFINED 1 361607 8227 OMNITURE INC COM 68212S109 9650 450079 SH DEFINED 1 438130 11949 ORACLE CORP COM 68389X105 4479 214911 SH SOLE 214911 0 PMC-SIERRA INC COM 69344F106 5081 531525 SH DEFINED 1 517540 13985
(8) (8) (5) (6) (7) VOTING VOTING (1) (2) (3) (4) SHRS/PRN/ SH/ INVESTMENT OTHER AUTH AUTH NAME TITLE CUSIP VALUE AMT PRN DISCRETION MNGRs SOLE SHARED - -------------------------- --------------- --------- ------------- --------- --- ---------- ----- -------- ------- PALM INC COM 696643105 5392 308796 SH DEFINED 1 300667 8129 PANTRY INC COM 698657103 1643 104782 SH DEFINED 1 104183 599 PEABODY ENERGY CORP COM 704549104 16287 437592 SH DEFINED 1 425975 11617 PRUDENTIAL FINL INC COM 744320102 139227 2789554 SH DEFINED 1 2715611 73943 QUALCOMM INC COM 747525103 8766 194885 SH DEFINED 1 193640 1245 QUESTAR CORP COM 748356102 23480 625132 SH DEFINED 1 608536 16596 REGAL ENTMT GROUP COM 758766109 1000 81180 SH DEFINED 1 79834 1346 RESEARCH IN MOTION LTD COM 760975102 2604 38509 SH SOLE 38509 0 RIVERBED TECHNOLOGY INC COM 768573107 8923 406335 SH DEFINED 1 395547 10788 ROCKWOOD HLDGS INC COM 774415103 20445 993903 SH DEFINED 1 967518 26385 SCBT FINANCIAL CORP COM 78401V102 562 20000 SH DEFINED 1 18893 1107 SL GREEN RLTY CORP COM 78440X101 22155 505235 SH DEFINED 1 492539 12696 SPDR TR UNIT SER 1 COM 78462F103 786 7448 SH SOLE 7448 0 SPSS INC COM 78462K102 31241 625322 SH DEFINED 1 608869 16453 STEC INC COM 784774101 12520 426000 SH SOLE 426000 0 SANDISK CORP COM 80004C101 2228 102676 SH DEFINED 1 102442 234 SCHERING PLOUGH CORP COM 806605101 139650 4943370 SH DEFINED 1 4810599 132771 SCHLUMBERGER LTD COM 806857108 26080 437591 SH DEFINED 1 425974 11617 SEARS HLDGS CORP COM 812350106 9770 149600 SH SOLE 149600 0 SOUTHERN UN CO COM 844030106 34459 1657479 SH DEFINED 1 1625447 32032 STATE STR CORP COM 857477103 33254 632199 SH DEFINED 1 615868 16331 TERADATA CORP DEL COM 88076W103 4679 170036 SH DEFINED 1 165522 4514 TEREX CORP COM 880779103 15032 725132 SH DEFINED 1 705881 19251 TERRA INDS INC COM 880915103 2167 62513 SH DEFINED 1 60853 1660 TERRESTAR CORP COM 881451108 4775 2085199 SH DEFINED 1 2056157 29042 TIME WARNER INC COM 887317303 311 10800 SH SOLE 10800 0 TIME WARNER CABLE INC COM 88732J207 203 4708 SH SOLE 4708 0 TRAVELERS COMPANIES INC COM 89417E109 875 17778 SH SOLE 17778 0 UAL CORP COM 902549807 1461 158488 SH DEFINED 1 157017 1471 UDR INC COM 902653104 2809 178469 SH SOLE 178469 0 US BANCORP DEL COM 902973304 3895 178199 SH SOLE 178199 0 UNION PAC CORP COM 907818108 29181 500106 SH DEFINED 1 486829 13277 UNITEDHEALTH GROUP INC COM 91324P102 810 32343 SH SOLE 32343 0 VALEANT PHARMACEUTICALS INTL COM 91911X104 660 23515 SH DEFINED 1 20579 2936 VERIZON COMMUNICATIONS INC COM 92343V104 3959 130775 SH SOLE 130775 0 VISA INC COM 92826C839 4104 59387 SH DEFINED 1 57810 1577 VMWARE INC COM 928563402 4521 112559 SH DEFINED 1 109597 2962 WAL MART STORES INC COM 931142103 1061 21616 SH SOLE 21616 0 WATSON PHARMACEUTICALS INC COM 942683103 10743 293195 SH DEFINED 1 285763 7432 WELLPOINT INC COM 94973V107 628 13256 SH SOLE 13256 0 WELLS FARGO & CO COM 949746101 1626 57700 SH SOLE 57700 0
(8) (8) (5) (6) (7) VOTING VOTING (1) (2) (3) (4) SHRS/PRN/ SH/ INVESTMENT OTHER AUTH AUTH NAME TITLE CUSIP VALUE AMT PRN DISCRETION MNGRs SOLE SHARED - -------------------------- --------------- --------- ------------- --------- --- ---------- ----- -------- ------- WESCO INTL INC COM 95082P105 2313 80329 SH SOLE 80329 0 WEYERHAEUSER CO COM 962166104 4582 125026 SH DEFINED 1 121707 3319 WILMINGTON TRUST CORP COM 971807102 9939 699914 SH DEFINED 1 681502 18412 WYETH COM 983024100 208427 4290385 SH DEFINED 1 4164768 125617 XEROX CORP COM 984121103 774 100000 SH SOLE 100000 0 COVPLC SHS COM G2554F105 22686 524418 SH DEFINED 1 510643 13775 XL CAP LTD COM G98255105 494 28311 SH SOLE 28311 0 ALLIED WRLD ASSUR COM G0219G203 1351 28182 SH DEFINED 1 0 28182 AMBAC FINL GROUP INC COM 023139702 40703 2158355 SH DEFINED 1 2097440 60915 AUTOLIV INC COM 052800208 30988 645000 SH DEFINED 1 626850 18150 LIBERTY ACQUISITION HLDGS CO COM 53015Y206 26735 2728073 PRN DEFINED 1 2685286 42787 SAPPHIRE INDUSTRIALS CORP COM 80306T208 29204 2794687 PRN DEFINED 1 2750874 43813 TRIAN ACQUISITION I CORP COM 89582E207 45776 4577647 PRN DEFINED 1 4506680 70967 VALE CAP II COM 91912F300 32531 461000 PRN DEFINED 1 446250 14750 TOTAL VALUE (x 1000): $4,406,245.54 TOTAL ENTRIES: 250
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