-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FLhqBnIh5ioJ3NXv/O7fJhRvkYXeWPMt8P7kOQZZK7r0U74k2jhG8bG00kigBFhZ 2RmJq4OOHQ64oXrE/ZHQDg== 0001193125-09-113264.txt : 20090515 0001193125-09-113264.hdr.sgml : 20090515 20090515170414 ACCESSION NUMBER: 0001193125-09-113264 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OZ MANAGEMENT LP CENTRAL INDEX KEY: 0001054587 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06663 FILM NUMBER: 09834296 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127900165 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: OZ MANAGEMENT LLC DATE OF NAME CHANGE: 19980204 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [_]; Amendment No.: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: OZ Management, LP Address: 9 West 57th Street 39th Floor New York, New York 10019 13F File Number: 28-6912 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel S. Och Title: Chief Executive Officer Phone: 212-790-0000 /s/ Daniel S. Och New York, New York Dated: May 15, 2009 - ------------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 219 Form 13F Information Table Value Total: $2,441,963 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. List of Other Included Managers NONE NAME: OZ MANAGEMENT LP MANAGER CIK: 0001054587 13F REPORT FOR THE QUARTER ENDED: March 31, 2009 13F FILE NUMBER: 28-6912
(5) (6) INVESTMENT (7) OTHER (8) VOTING AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE SHRS/PRN/AMT SH/PRN DISCRETION MNGRs (sole, shared, none) - ---------------------- -------------- --------- -------------- ------------- ------ -------------- --------- -------------------- ARCHER DANIELS MIDLAND CO UNIT 039483201 $ 411.60 11,255 PRN SOLE 11,255 LEGG MASON INC UNIT 524901303 $ 15,226.98 876,625 PRN SOLE 876,625 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 $ 3,474.09 81,000 SH SOLE 81,000 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 $ 16,583.00 700,000 SH SOLE 700,000 GOLD FIELDS LTD SPONSORED ADR 38059T106 $ 2,716.91 246,097 SH SOLE 246,097 GERDAU S A SPONSORED ADR 373737105 $ 1,258.47 232,620 SH SOLE 232,620 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 $ 3,479.13 87,000 SH SOLE 87,000 HSBC HLDGS PLC SPON ADR 404280406 $ 3,280.49 123,049 SH SOLE 123,049 VISIONCHINA MEDIA INC SPON ADR 92833U103 $ 61,860.85 9,487,860 SH SOLE 9,487,860 SHINHAN FINANCIAL SPN ADR GROUP CO RESTRD 824596100 $ 3,365.00 100,000 SH SOLE 100,000 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 $ 24,810.20 676,765 SH SOLE 676,765 GREATBATCH INC SDCV 39153LAB2 $ 4,740.45 6,500,000 PRN SOLE 6,500,000 GENCORP INC SDCV 368682AL4 $ 1,762.15 4,790,000 PRN SOLE 4,790,000 MICROCHIP TECHNOLOGY INC SDCV 595017AB0 $ 10,612.50 15,000,000 PRN SOLE 15,000,000 VERISIGN INC SDCV 92343EAD4 $ 37,576.79 56,700,000 PRN SOLE 56,700,000 PROSHARES TR PSHS ULTSHT FINL 74347R628 $ 10,353.82 94,100 SH SOLE 94,100 SIX FLAGS INC PIERS 83001P505 $ 193.36 292,966 PRN SOLE 292,966 COMPUCREDIT CORP NOTE 20478NAB6 $ 11,258.50 47,255,000 PRN SOLE 47,255,000 VALEANT PHARMACEUTICALS INTL NOTE 91911XAB0 $ 6,451.27 6,591,000 PRN SOLE 6,591,000 HEADWATERS INC NOTE 42210PAD4 $ 841.62 3,900,000 PRN SOLE 3,900,000 CMS ENERGY CORP NOTE 125896AW0 $ 15,752.35 15,206,000 PRN SOLE 15,206,000 AMERICREDIT CORP NOTE 03060RAP6 $ 14,866.25 35,000,000 PRN SOLE 35,000,000 ARVINMERITOR INC NOTE 043353AF8 $ 5,929.35 28,235,000 PRN SOLE 28,235,000 ARVINMERITOR INC NOTE 043353AH4 $ 129.01 679,000 PRN SOLE 679,000 SINA CORP NOTE NOTE 82922RAB9 $ 20,724.84 18,525,000 PRN SOLE 18,525,000 LINCARE HLDGS INC NOTE 532791AF7 $ 39,336.26 56,750,000 PRN SOLE 56,750,000 ILLUMINA INC NOTE 452327AB5 $ 67,041.00 38,200,000 PRN SOLE 38,200,000 CEPHALON INC NOTE 156708AP4 $ 97,202.93 66,550,000 PRN SOLE 66,550,000 SINCLAIR BROADCAST GROUP INC NOTE 829226AW9 $ 6,665.76 12,344,000 PRN SOLE 12,344,000 FIBERTOWER CORP NOTE 31567RAC4 $ 20,320.00 63,500,000 PRN SOLE 63,500,000 SEPRACOR INC NOTE 817315AW4 $ 1,940.00 2,000,000 PRN SOLE 2,000,000
(5) (6) INVESTMENT (7) OTHER (8) VOTING AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE SHRS/PRN/AMT SH/PRN DISCRETION MNGRs (sole, shared, none) - ---------------------- -------------- --------- -------------- ------------- ------ -------------- --------- -------------------- EQUINIX INC NOTE 29444UAG1 $ 36,468.74 50,406,000 PRN SOLE 50,406,000 CHINA MED TECHNOLOGIES INC NOTE 169483AB0 $ 10,927.96 16,925,000 PRN SOLE 16,925,000 FEI CO NOTE 30241LAF6 $ 7,735.00 9,100,000 PRN SOLE 9,100,000 CHIQUITA BRANDS INTL INC NOTE 170032AT3 $ 21,278.88 37,998,000 PRN SOLE 37,998,000 CHINA MED TECHNOLOGIES INC NOTE 169483AC8 $ 11,388.34 23,270,000 PRN SOLE 23,270,000 UAL CORP NOTE 902549AH7 $ 7,533.75 20,500,000 PRN SOLE 20,500,000 SINCLAIR BROADCAST GROUP INC NOTE 829226AU3 $ 6,653.80 19,000,000 PRN SOLE 19,000,000 FLOTEK INDS INC NOTE 343389AA0 $ 1,362.50 5,000,000 PRN SOLE 5,000,000 ALLIANT TECHSYSTEMS INC NOTE 018804AK0 $ 16,106.75 15,971,000 PRN SOLE 15,971,000 LSI CORPORATION NOTE 502161AJ1 $ 25,440.00 26,500,000 PRN SOLE 26,500,000 TYSON FOODS INC NOTE 902494AP8 $ 44,127.24 48,500,000 PRN SOLE 48,500,000 BARRETT BILL CORP NOTE 06846NAA2 $ 14,568.75 18,500,000 PRN SOLE 18,500,000 UNITED RENTALS NORTH AMER IN NOTE 911365AH7 $ 1,510.00 2,000,000 PRN SOLE 2,000,000 CHEMED CORP NOTE 16359RAC7 $ 1,638.75 2,500,000 PRN SOLE 2,500,000 A D C TELECOMMUNICATIONS NOTE 000886AF8 $ 10,818.96 24,000,000 PRN SOLE 24,000,000 CIENA CORP NOTE 171779AE1 $ 15,927.84 36,641,000 PRN SOLE 36,641,000 CHENIERE ENERGY INC NOTE 16411RAE9 $ 2,737.50 10,950,000 PRN SOLE 10,950,000 E M C CORP MASS NOTE 268648AK8 $ 7,481.55 7,500,000 PRN SOLE 7,500,000 E M C CORP MASS NOTE 268648AM4 $ 11,805.09 12,083,000 PRN SOLE 12,083,000 SYMANTEC CORP NOTE 871503AF5 $ 24,154.25 25,000,000 PRN SOLE 25,000,000 MEDTRONIC INC NOTE 585055AL0 $ 40,685.25 42,500,000 PRN SOLE 42,500,000 LINEAR TECHNOLOGY CORP NOTE 535678AD8 $ 9,550.00 10,000,000 PRN SOLE 10,000,000 NATIONAL CITY CORP NOTE 635405AW3 $ 13,828.13 14,750,000 PRN SOLE 14,750,000 MILLIPORE CORP NOTE 601073AD1 $ 34,968.75 37,500,000 PRN SOLE 37,500,000 AMGEN INC NOTE 031162AQ3 $ 58,445.66 64,226,000 PRN SOLE 64,226,000 ON SEMICONDUCTOR CORP NOTE 682189AE5 $ 1,780.00 2,000,000 PRN SOLE 2,000,000 MEDTRONIC INC NOTE 585055AM8 $ 1,763.28 1,984,000 PRN SOLE 1,984,000 TRANSOCEAN INC NOTE 893830AV1 $ 4,275.00 5,000,000 PRN SOLE 5,000,000 TRANSOCEAN INC NOTE 893830AW9 $ 116,440.00 142,000,000 PRN SOLE 142,000,000 CONTINENTAL AIRLS INC NOTE 210795PJ3 $ 1,635.00 2,000,000 PRN SOLE 2,000,000 UNITED AUTO GROUP INC NOTE 909440AH2 $ 4,221.25 5,500,000 PRN SOLE 5,500,000 PANTRY INC NOTE 698657AL7 $ 19,827.75 26,437,000 PRN SOLE 26,437,000 WESCO INTL INC NOTE 95082PAG0 $ 7,909.30 11,299,000 PRN SOLE 11,299,000 GENERAL CABLE CORP NOTE 369300AD0 $ 34,853.57 50,389,000 PRN SOLE 50,389,000 CHESAPEAKE ENERGY CORP NOTE 165167CA3 $ 58,158.24 87,410,000 PRN SOLE 87,410,000 CHESAPEAKE ENERGY CORP NOTE 165167BZ9 $ 22,815.65 35,101,000 PRN SOLE 35,101,000 MASSEY ENERGY CO NOTE 576203AJ2 $ 13,960.54 22,517,000 PRN SOLE 22,517,000 SANDISK CORP NOTE 80004CAC5 $ 12,655.50 21,450,000 PRN SOLE 21,450,000 BIOMARIN PHARMACEUTICAL INC NOTE 09061GAD3 $ 18,815.44 33,599,000 PRN SOLE 33,599,000 TRINA SOLAR LIMITED NOTE 89628EAA2 $ 2,149.61 4,500,000 PRN SOLE 4,500,000
(5) (6) INVESTMENT (7) OTHER (8) VOTING AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE SHRS/PRN/AMT SH/PRN DISCRETION MNGRs (sole, shared, none) - ---------------------- -------------- --------- -------------- ------------- ------ -------------- --------- -------------------- SUNTECH PWR HLDGS CO LTD NOTE 86800CAE4 $ 13,834.84 30,250,000 PRN SOLE 30,250,000 ADVANCED MICRO DEVICES INC NOTE 007903AN7 $ 11,681.25 26,250,000 PRN SOLE 26,250,000 ADVANCED MICRO DEVICES INC NOTE 007903AL1 $ 14,915.00 39,250,000 PRN SOLE 39,250,000 FORD MTR CO NOTE 345370CF5 $ 15,817.23 44,244,000 PRN SOLE 44,244,000 EVERGREEN SOLAR INC NOTE 30033RAC2 $ 2,117.50 7,000,000 PRN SOLE 7,000,000 PRUDENTIAL FINL INC FRNT 744320AJ1 $ 73,031.25 75,000,000 PRN SOLE 75,000,000 LIBERTY MEDIA CORP DEB 530715AR2 $ 8,134.80 27,116,000 PRN SOLE 27,116,000 LIBERTY MEDIA CORP DEB 530715AN1 $ 2,029.00 6,951,000 PRN SOLE 6,951,000 GENERAL MTRS CORP DEB 370442733 $ 2,380.00 850,000 PRN SOLE 850,000 UAL CORP DBCV 902549AE4 $ 4,719.38 11,303,916 PRN SOLE 11,303,916 SUNPOWER CORP COM CL A 867652109 $ 1,635.17 68,647 SH SOLE 68,647 FIRST CALIFORNIA FINANCIAL G COM 319395109 $ 1,569.92 418,644 SH SOLE 418,644 GOLDMAN SACHS GROUP INC COM 38141G104 $ 622.85 6,200 SH SOLE 6,200 ROHM & HAAS CO COM 775371107 $ 84,030.55 1,069,227 SH SOLE 1,069,227 EXXON MOBIL CORP COM 30231G102 $ 7,684.98 111,977 SH SOLE 111,977 APACHE CORP COM 037411105 $ 224.46 3,537 SH SOLE 3,537 JOHNSON & JOHNSON COM 478160104 $ 1,374.39 25,927 SH SOLE 25,927 PEPSICO INC COM 713448108 $ 593.31 11,456 SH SOLE 11,456 AMGEN INC COM 031162100 $ 901.78 17,850 SH SOLE 17,850 3M CO COM 88579Y101 $ 397.47 8,170 SH SOLE 8,170 ABBOTT LABS COM 002824100 $ 245.77 5,132 SH SOLE 5,132 PROCTER & GAMBLE CO COM 742718109 $ 2,007.13 42,452 SH SOLE 42,452 GILEAD SCIENCES INC COM 375558103 $ 227.42 4,985 SH SOLE 4,985 EXELON CORP COM 30161N101 $ 318.48 7,120 SH SOLE 7,120 DEVON ENERGY CORP COM 25179M103 $ 12,891.39 288,915 SH SOLE 288,915 DAVITA INC COM 23918K108 $ 10,769.88 246,000 SH SOLE 246,000 RESEARCH IN MOTION LTD COM 760975102 $ 1,513.75 35,000 SH SOLE 35,000 WYETH COM 983024100 $ 29,561.73 687,482 SH SOLE 687,482 UNITED TECHNOLOGIES CORP COM 913017109 $ 469.54 11,022 SH SOLE 11,022 SCHLUMBERGER LTD COM 806857108 $ 375.14 9,123 SH SOLE 9,123 UNION PAC CORP COM 907818108 $ 25,718.56 627,588 SH SOLE 627,588 MEDCO HEALTH SOLUTIONS INC COM 58405U102 $ 928.34 23,443 SH SOLE 23,443 CONOCOPHILLIPS COM 20825C104 $ 709.50 18,183 SH SOLE 18,183 CONSOLIDATED EDISON INC COM 209115104 $ 3,875.00 100,000 SH SOLE 100,000 QUALCOMM INC COM 747525103 $ 3,552.58 93,810 SH SOLE 93,810 MCKESSON CORP COM 58155Q103 $ 13,331.78 369,097 SH SOLE 369,097 WELLPOINT INC COM 94973V107 $ 15,049.65 421,205 SH SOLE 421,205 BOEING CO COM 097023105 $ 370.58 10,433 SH SOLE 10,433 COVIDIEN LTD COM G2552X108 $ 8,409.77 254,302 SH SOLE 254,302 LIFE TECHNOLOGIES CORP COM 53217V109 $ 25,216.02 785,301 SH SOLE 785,301
(5) (6) INVESTMENT (7) OTHER (8) VOTING AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE SHRS/PRN/AMT SH/PRN DISCRETION MNGRs (sole, shared, none) - ---------------------- -------------- --------- -------------- ------------- ------ -------------- --------- -------------------- XTO ENERGY INC COM 98385X106 $ 3,816.83 123,522 SH SOLE 123,522 VERIZON COMMUNICATIONS INC COM 92343V104 $ 3,316.95 109,760 SH SOLE 109,760 QUESTAR CORP COM 748356102 $ 16,777.80 573,404 SH SOLE 573,404 MEDTRONIC INC COM 585055106 $ 12,065.71 415,629 SH SOLE 415,629 HEALTH CARE REIT INC COM 42217K106 $ 1,373.27 48,784 SH SOLE 48,784 STATE STR CORP COM 857477103 $ 57,099.40 2,040,722 SH SOLE 2,040,722 PLATINUM UNDERWRITER HLDGS L COM G7127P100 $ 30,581.78 1,104,434 SH SOLE 1,104,434 CATERPILLAR INC DEL COM 149123101 $ 1,776.87 64,543 SH SOLE 64,543 CVS CAREMARK CORPORATION COM 126650100 $ 10,077.63 369,144 SH SOLE 369,144 INVERNESS MED INNOVATIONS IN COM 46126P106 $ 34,517.30 1,267,155 SH SOLE 1,267,155 MERCK & CO INC COM 589331107 $ 767.99 28,926 SH SOLE 28,926 BANK OF NEW YORK MELLON CORP COM 064058100 $ 3,261.85 125,843 SH SOLE 125,843 CSX CORP COM 126408103 $ 4,730.58 184,572 SH SOLE 184,572 AT&T INC COM 00206R102 $ 1,286.10 51,117 SH SOLE 51,117 AMERICAN ELEC PWR INC COM 025537101 $ 4,389.00 175,000 SH SOLE 175,000 JPMORGAN CHASE & CO COM 46625H100 $ 570.98 22,977 SH SOLE 22,977 EQUIFAX INC COM 294429105 $ 11,632.12 483,262 SH SOLE 483,262 SCHERING PLOUGH CORP COM 806605101 $ 42,863.70 1,815,489 SH SOLE 1,815,489 HOME DEPOT INC COM 437076102 $ 727.38 31,111 SH SOLE 31,111 MORGAN STANLEY COM 617446448 $ 360.03 16,269 SH SOLE 16,269 METLIFE INC COM 59156R108 $ 245.92 11,438 SH SOLE 11,438 SCBT FINANCIAL CORP COM 78401V102 $ 1,806.42 85,008 SH SOLE 85,008 ADOBE SYS INC COM 00724F101 $ 1,409.06 67,678 SH SOLE 67,678 UNITEDHEALTH GROUP INC COM 91324P102 $ 334.25 16,273 SH SOLE 16,273 ASSURANT INC COM 04621X108 $ 15,002.05 738,290 SH SOLE 738,290 VERISIGN INC COM 92343E102 $ 500.43 26,562 SH SOLE 26,562 STEWART INFORMATION SVCS COR COM 860372101 $ 1,069.42 58,534 SH SOLE 58,534 TIME WARNER INC COM 887317105 $ 294.14 16,135 SH SOLE 16,135 SONOSITE INC COM 83568G104 $ 690.27 38,200 SH SOLE 38,200 AUTOLIV INC COM 052800109 $ 17,166.15 953,675 SH SOLE 953,675 DISNEY WALT CO COM 254687106 $ 1,298.12 72,724 SH SOLE 72,724 DEAN FOODS CO COM 242370104 $ 17,105.85 959,386 SH SOLE 959,386 ORACLE CORP COM 68389X105 $ 1,324.50 75,000 SH SOLE 75,000 MICROSOFT CORP COM 594918104 $ 1,387.27 79,363 SH SOLE 79,363 PEOPLES UNITED FINANCIAL INC COM 712704105 $ 2,182.50 125,000 SH SOLE 125,000 CHESAPEAKE ENERGY CORP COM 165167107 $ 6,530.16 374,436 SH SOLE 374,436 VALEANT PHARMACEUTICALS INTL COM 91911X104 $ 2,032.90 116,699 SH SOLE 116,699 CIGNA CORP COM 125509109 $ 2,997.75 175,000 SH SOLE 175,000 CISCO SYS INC COM 17275R102 $ 1,184.74 72,639 SH SOLE 72,639 BB&T CORP COM 054937107 $ 661.15 40,636 SH SOLE 40,636
(5) (6) INVESTMENT (7) OTHER (8) VOTING AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE SHRS/PRN/AMT SH/PRN DISCRETION MNGRs (sole, shared, none) - ---------------------- -------------- --------- -------------- ------------- ------ -------------- --------- -------------------- ECB BANCORP INC COM 268253101 $ 3,178.48 207,744 SH SOLE 207,744 JUNIPER NETWORKS INC COM 48203R104 $ 511.63 33,838 SH SOLE 33,838 SOUTHERN UN CO COM 844030106 $ 54,467.73 3,640,891 SH SOLE 3,640,891 INTEL CORP COM 458140100 $ 437.82 29,743 SH SOLE 29,743 DUKE ENERGY CORP COM 26441C105 $ 1,411.00 100,000 SH SOLE 100,000 US BANCORP DEL COM 902973304 $ 2,846.20 206,546 SH SOLE 206,546 PFIZER INC COM 717081103 $ 1,302.17 95,049 SH SOLE 95,049 PHH CORP COM 693320202 $ 359.46 26,489 SH SOLE 26,489 WELLS FARGO & CO COM 949746101 $ 438.05 32,764 SH SOLE 32,764 MAXIM INTEGRATED PRODS INC COM 57772K101 $ 4,803.08 361,134 SH SOLE 361,134 TD AMERITRADE HLDG CORP COM 87236Y108 $ 2,557.76 195,100 SH SOLE 195,100 AMERICAN EXPRESS CO COM 025816109 $ 1,467.22 114,537 SH SOLE 114,537 SANDISK CORP COM 80004C101 $ 5,508.78 453,771 SH SOLE 453,771 E M C CORP MASS COM 268648102 $ 686.88 61,274 SH SOLE 61,274 HILLTOP HOLDINGS INC COM 432748101 $ 9,627.34 864,990 SH SOLE 864,990 PULTE HOMES INC COM 745867101 $ 2,058.54 186,800 SH SOLE 186,800 ATLAS ENERGY RESOURCES LLC COM 049303100 $ 12,979.11 1,234,930 SH SOLE 1,234,930 GENERAL ELECTRIC CO COM 369604103 $ 923.67 93,018 SH SOLE 93,018 DELL INC COM 24702R101 $ 1,096.75 115,569 SH SOLE 115,569 LINCOLN NATL CORP IND COM 534187109 $ 414.53 64,670 SH SOLE 64,670 GOODYEAR TIRE & RUBR CO COM 382550101 $ 15,090.53 2,437,889 SH SOLE 2,437,889 BANK OF AMERICA CORPORATION COM 060505104 $ 37,935.89 6,291,193 SH SOLE 6,291,193 MACERICH CO COM 554382101 $ 5,966.96 1,025,250 SH SOLE 1,025,250 HERITAGE COMMERCE CORP COM 426927109 $ 2,733.29 544,480 SH SOLE 544,480 VIRGIN MEDIA INC COM 92769L101 $ 1,866.84 392,193 SH SOLE 392,193 XEROX CORP COM 984121103 $ 459.00 100,000 SH SOLE 100,000 CKX INC COM 12562M106 $ 20,271.41 4,681,619 SH SOLE 4,681,619 INTERPUBLIC GROUP COS INC COM 460690100 $ 1,246.83 299,000 SH SOLE 299,000 JETBLUE AIRWAYS CORP COM 477143101 $ 76.80 20,000 SH SOLE 20,000 HOST HOTELS & RESORTS INC COM 44107P104 $ 808.67 217,385 SH SOLE 217,385 JDS UNIPHASE CORP COM 46612J507 $ 36.30 10,000 SH SOLE 10,000 ADVANCED MICRO DEVICES INC COM 007903107 $ 622.95 195,282 SH SOLE 195,282 CENVEO INC COM 15670S105 $ 6,562.96 2,063,823 SH SOLE 2,063,823 CITIGROUP INC COM 172967101 $ 296.69 128,439 SH SOLE 128,439 NEWSTAR FINANCIAL INC COM 65251F105 $ 13,692.61 6,140,183 SH SOLE 6,140,183 ACTIVIDENTITY CORP COM 00506P103 $ 8,410.24 4,290,940 SH SOLE 4,290,940 GREAT BASIN GOLD LTD COM 390124105 $ 28,067.27 17,764,094 SH SOLE 17,764,094 GENERAL MOLY INC COM 370373102 $ 3,448.33 3,163,605 SH SOLE 3,163,605 SOUTH FINL GROUP INC COM 837841105 $ 7,555.68 6,996,000 SH SOLE 6,996,000 AMERICAN INTL GROUP INC COM 026874107 $ 67.50 71,048 SH SOLE 71,048
(5) (6) INVESTMENT (7) OTHER (8) VOTING AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE SHRS/PRN/AMT SH/PRN DISCRETION MNGRs (sole, shared, none) - ---------------------- -------------- --------- -------------- ------------- ------ -------------- --------- -------------------- CONSECO INC COM 208464883 $ 1,251.24 1,840,056 SH SOLE 1,840,056 MAGUIRE PPTYS INC COM 559775101 $ 82.15 120,816 SH SOLE 120,816 TERRESTAR CORP COM 881451108 $ 1,091.83 1,733,058 SH SOLE 1,733,058 GLOBALSTAR INC COM 378973408 $ 122.10 330,000 SH SOLE 330,000 SIX FLAGS INC COM 83001P109 $ 543.52 1,941,146 SH SOLE 1,941,146 FIBERTOWER CORP COM 31567R100 $ 983.26 5,462,568 SH SOLE 5,462,568 UNITED PARCEL SERVICE INC CL B 911312106 $ 586.33 12,062 SH SOLE 12,062 VMWARE INC CL A COM 928563402 $ 1,066.49 45,344 SH SOLE 45,344 GOOGLE INC CL A 38259P508 $ 1,028.07 3,000 SH SOLE 3,000 MASTERCARD INC CL A 57636Q104 $ 469.75 2,881 SH SOLE 2,881 VISA INC COM CL A 92826C839 $ 6,048.12 113,049 SH SOLE 113,049 AMERICAN TOWER CORP CL A 029912201 $ 20,515.15 673,290 SH SOLE 673,290 BROADCOM CORP CL A 111320107 $ 2,807.98 140,049 SH SOLE 140,049 FIDELITY NATIONAL FINANCIAL CL A 31620R105 $ 28,090.80 1,502,182 SH SOLE 1,502,182 COMCAST CORP NEW CL A 20030N101 $ 597.58 43,779 SH SOLE 43,779 REGAL ENTMT GROUP CL A 758766109 $ 3,044.12 236,528 SH SOLE 236,528 XL CAP LTD CL A G98255105 $ 150.05 28,311 SH SOLE 28,311 CLEARWIRE CORP CL A 18538Q105 $ 1,841.19 369,716 SH SOLE 369,716 SUNTECH PWR HLDGS CO LTD ADR 86800C104 $ 1,024.82 93,591 SH SOLE 93,591 VORNADO RLTY TR SH BEN INT 929042109 $ 1,248.40 40,000 SH SOLE 40,000 ISHARES TR MSCI EMERG MKT 464287234 $ 2,787.34 114,800 SH SOLE 114,800 SINA CORP ORD G81477104 $ 18,256.00 800,000 SH SOLE 800,000 MARVELL TECHNOLOGY GROUP LTD ORD ORD G5876H105 $ 2,035.62 225,179 SH SOLE 225,179 PROLOGIS SH BEN INT 743410102 $ 216.28 41,118 SH SOLE 41,118 STMICROELECTRONICS N V NY REGISTRY 861012102 $ 267.12 56,000 SH SOLE 56,000 SAPPHIRE INDUSTRIALS CORP UNIT 80306T208 $ 26,773.10 2,794,687 SH SOLE 2,794,687 TRIAN ACQUISITION I CORP UNIT 89582E207 $ 43,167.21 4,577,647 SH SOLE 4,577,647 LIBERTY ACQUISITION HLDGS CO UNIT 53015Y206 $ 24,552.66 2,728,073 SH SOLE 2,728,073 TOTAL VALUE (x 1000): $ 2,441,963.18 TOTAL ENTRIES: 219
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