Chief Executive Officer

0000950123-19-008530.txt : 20190816 0000950123-19-008530.hdr.sgml : 20190816 20190816130131 ACCESSION NUMBER: 0000950123-19-008530 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190816 DATE AS OF CHANGE: 20190816 EFFECTIVENESS DATE: 20190816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OZ MANAGEMENT LP CENTRAL INDEX KEY: 0001054587 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06663 FILM NUMBER: 191032460 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127900165 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: OZ MANAGEMENT LLC DATE OF NAME CHANGE: 19980204 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001054587 XXXXXXXX 06-30-2019 06-30-2019 true 1 NEW HOLDINGS OZ MANAGEMENT LP

9 West 57th Street, 39th Floor New York NY 10019

13F HOLDINGS REPORT 028-06663 N Robert Shafir Chief Executive Officer (212) 790-0000 /s/ Robert Shafir New York NY 08-16-2019 1 284 18757244 false 1 028-13627 OZ Management II LP INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F NEBULA ACQUISITION CORP *W EXP 03/12/202 629076118 343 333333 SH SOLE 333333 0 0 ZIONS BANCORPORATION N A *W EXP 05/21/202 989701115 18691 1376859 SH SOLE 1376859 0 0 FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 1275 1000000 SH SOLE 1000000 0 0 GS ACQUISITION HLDGS CORP *W EXP 06/12/202 36255F110 638 500000 SH SOLE 500000 0 0 SENTINEL ENERGY SVCS INC *W EXP 11/02/202 81728P113 149 233333 SH SOLE 233333 0 0 FORTIVE CORP 5% PFD CNV SER A 34959J207 20706 20165 SH DFND 1 0 20165 0 SEMPRA ENERGY 6% PFD CONV A 816851406 41879 374655 SH DFND 1 0 374655 0 AVANTOR INC 6.25 PFD CNV SR 05352A209 6590 100000 SH DFND 1 0 100000 0 CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 52273 43585 SH DFND 1 0 43585 0 QUDIAN INC ADR 747798106 7500 1000000 SH Put SOLE 1000000 0 0 MOMO INC ADR 60879B107 62693 1751200 SH Put SOLE 1751200 0 0 UXIN LTD ADS 91818X108 695 316000 SH DFND 1 0 316000 0 UXIN LTD ADS 91818X108 695 316000 SH Put DFND 1 0 316000 0 ISHARES TR BARCLAYS 7 10 YR 464287440 33006 300000 SH Call SOLE 300000 0 0 ALPHABET INC CAP STK CL A 02079K305 174648 161293 SH SOLE 161293 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 148668 376203 SH SOLE 376203 0 0 CARVANA CO CL A 146869102 5427 86700 SH DFND 1 0 86700 0 CARVANA CO CL A 146869102 5427 86700 SH Put DFND 1 0 86700 0 CHEWY INC CL A 16679L109 4375 125000 SH SOLE 125000 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 6829 100000 SH SOLE 100000 0 0 GREENSKY INC CL A 39572G100 1633 132900 SH DFND 1 0 132900 0 GREENSKY INC CL A 39572G100 615 50000 SH Call DFND 1 0 50000 0 GREENSKY INC CL A 39572G100 2248 182900 SH Put DFND 1 0 182900 0 GAMESTOP CORP NEW CL A 36467W109 3958 723500 SH DFND 1 0 723500 0 GAMESTOP CORP NEW CL A 36467W109 3958 723500 SH Put DFND 1 0 723500 0 DILLARDS INC CL A 254067101 6440 103400 SH DFND 1 0 103400 0 DILLARDS INC CL A 254067101 6440 103400 SH Put DFND 1 0 103400 0 FACEBOOK INC CL A 30303M102 121830 631246 SH SOLE 631246 0 0 FACEBOOK INC CL A 30303M102 308800 1600000 SH Call SOLE 1600000 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 10655 120000 SH SOLE 120000 0 0 TRADEWEB MKTS INC CL A 892672106 4819 110000 SH SOLE 110000 0 0 ZYNGA INC CL A 98986T108 2281 372100 SH SOLE 372100 0 0 SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 36522 3499998 SH SOLE 3499998 0 0 NEW YORK TIMES CO CL A 650111107 165475 5072804 SH SOLE 5072804 0 0 MASTERCARD INC CL A 57636Q104 308455 1166049 SH SOLE 1166049 0 0 SENTINEL ENERGY SVCS INC CL A 81728P105 7105 699999 SH SOLE 699999 0 0 SNAP INC CL A 83304A106 3708 259300 SH Call DFND 1 0 259300 0 SNAP INC CL A 83304A106 3708 259300 SH Put DFND 1 0 259300 0 PINTEREST INC CL A 72352L106 5444 200000 SH SOLE 200000 0 0 LYFT INC CL A COM 55087P104 2734 41600 SH DFND 1 0 41600 0 LYFT INC CL A COM 55087P104 2734 41600 SH Put DFND 1 0 41600 0 LENNAR CORP CL B 526057302 14861 385901 SH SOLE 385901 0 0 LGI HOMES INC COM 50187T106 2664 37300 SH DFND 1 0 37300 0 LGI HOMES INC COM 50187T106 2664 37300 SH Put DFND 1 0 37300 0 JPMORGAN CHASE & CO COM 46625H100 108132 967193 SH SOLE 967193 0 0 KANDI TECHNOLOGIES GROUP INC COM 483709101 1445 293100 SH DFND 1 0 293100 0 KANDI TECHNOLOGIES GROUP INC COM 483709101 1445 293100 SH Put DFND 1 0 293100 0 GROCERY OUTLET HLDG CORP COM 39874R101 1973 60000 SH SOLE 60000 0 0 HEXO CORP COM 428304109 1644 309000 SH DFND 1 0 309000 0 HEXO CORP COM 428304109 1644 309000 SH Put DFND 1 0 309000 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 264317 2704288 SH SOLE 2704288 0 0 HUMANA INC COM 444859102 87255 328891 SH SOLE 328891 0 0 HYRECAR INC COM 44916T107 35 8400 SH DFND 1 0 8400 0 HYRECAR INC COM 44916T107 35 8400 SH Put DFND 1 0 8400 0 ILLUMINA INC COM 452327109 13106 35600 SH SOLE 35600 0 0 INSEEGO CORP COM 45782B104 1485 310100 SH DFND 1 0 310100 0 INSEEGO CORP COM 45782B104 1485 310100 SH Put DFND 1 0 310100 0 INTEL CORP COM 458140100 13046 272535 SH SOLE 272535 0 0 INTREXON CORP COM 46122T102 299 39000 SH DFND 1 0 39000 0 INTREXON CORP COM 46122T102 230 30000 SH Call DFND 1 0 30000 0 INTREXON CORP COM 46122T102 299 39000 SH Put DFND 1 0 39000 0 INTREXON CORP COM 46122T102 2 258 SH SOLE 258 0 0 INTREXON CORP COM 46122T102 590 77000 SH Call SOLE 77000 0 0 DOVA PHARMACEUTICALS INC COM 25985T102 368 26100 SH DFND 1 0 26100 0 DOVA PHARMACEUTICALS INC COM 25985T102 368 26100 SH Put DFND 1 0 26100 0 EVOLUS INC COM 30052C107 826 56500 SH DFND 1 0 56500 0 EVOLUS INC COM 30052C107 56 3800 SH Call DFND 1 0 3800 0 EVOLUS INC COM 30052C107 925 63300 SH Put DFND 1 0 63300 0 EXTRACTION OIL AND GAS INC COM 30227M105 4455 1028951 SH OTR 0 0 0 DOMINION ENERGY INC COM 25746U109 42982 555900 SH Call DFND 1 0 555900 0 ENERGOUS CORP COM 29272C103 141 32200 SH DFND 1 0 32200 0 ENERGOUS CORP COM 29272C103 141 32200 SH Put DFND 1 0 32200 0 EURONET WORLDWIDE INC COM 298736109 3735 22200 SH SOLE 22200 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 3557 36428 SH SOLE 36428 0 0 GTT COMMUNICATIONS INC COM 362393100 711 40400 SH DFND 1 0 40400 0 GTT COMMUNICATIONS INC COM 362393100 711 40400 SH Put DFND 1 0 40400 0 HD SUPPLY HLDGS INC COM 40416M105 132300 3284502 SH SOLE 3284502 0 0 CRONOS GROUP INC COM 22717L101 3081 192800 SH DFND 1 0 192800 0 CRONOS GROUP INC COM 22717L101 3081 192800 SH Put DFND 1 0 192800 0 BEYOND MEAT INC COM 08862E109 11858 73800 SH DFND 1 0 73800 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1884 22000 SH SOLE 22000 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2767 312000 SH DFND 1 0 312000 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2767 312000 SH Put DFND 1 0 312000 0 AVEO PHARMACEUTICALS INC COM 053588109 244 362800 SH DFND 1 0 362800 0 AXALTA COATING SYS LTD COM G0750C108 100737 3383837 SH SOLE 3383837 0 0 AXALTA COATING SYS LTD COM G0750C108 14885 500000 SH Call SOLE 500000 0 0 BANK AMER CORP COM 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CELGENE CORP COM 151020104 221330 2394310 SH SOLE 2394310 0 0 CENTENE CORP DEL COM 15135B101 60739 1158248 SH SOLE 1158248 0 0 CANNTRUST HLDGS INC COM 137800207 609 121400 SH DFND 1 0 121400 0 CANNTRUST HLDGS INC COM 137800207 609 121400 SH Put DFND 1 0 121400 0 CANOPY GROWTH CORP COM 138035100 10860 269400 SH DFND 1 0 269400 0 CANOPY GROWTH CORP COM 138035100 11053 274200 SH Put DFND 1 0 274200 0 AKCEA THERAPEUTICS INC COM 00972L107 4692 200100 SH DFND 1 0 200100 0 AKCEA THERAPEUTICS INC COM 00972L107 4728 201600 SH Put DFND 1 0 201600 0 ALTABA INC COM 021346101 689952 9945977 SH SOLE 9945977 0 0 AMAZON COM INC COM 023135106 339558 179316 SH SOLE 179316 0 0 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 1040 150000 SH DFND 1 0 150000 0 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 1040 150000 SH Put DFND 1 0 150000 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 1300 56800 SH DFND 1 0 56800 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 1300 56800 SH Put DFND 1 0 56800 0 ACELRX PHARMACEUTICALS INC 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0 ORACLE CORP COM 68389X105 142425 2500000 SH Put SOLE 2500000 0 0 OVERSTOCK COM INC DEL COM 690370101 2139 157300 SH DFND 1 0 157300 0 OVERSTOCK COM INC DEL COM 690370101 2139 157300 SH Put DFND 1 0 157300 0 SONOS INC COM 83570H108 1270 112000 SH DFND 1 0 112000 0 SONOS INC COM 83570H108 1270 112000 SH Put DFND 1 0 112000 0 RED HAT INC COM 756577102 127983 681632 SH SOLE 681632 0 0 RITE AID CORP COM 767754872 1483 185200 SH DFND 1 0 185200 0 RITE AID CORP COM 767754872 1483 185200 SH Put DFND 1 0 185200 0 PTC INC COM 69370C100 223058 2485046 SH SOLE 2485046 0 0 PYXUS INTL INC COM 74737V106 2882 189600 SH DFND 1 0 189600 0 PYXUS INTL INC COM 74737V106 2882 189600 SH Put DFND 1 0 189600 0 Q2 HLDGS INC COM 74736L109 947 12400 SH SOLE 12400 0 0 QUALCOMM INC COM 747525103 15669 205986 SH SOLE 205986 0 0 UBER TECHNOLOGIES INC COM 90353T100 1830 39456 SH DFND 1 0 39456 0 UBER TECHNOLOGIES INC COM 90353T100 220189 4747497 SH SOLE 4747497 0 0 UBER TECHNOLOGIES INC COM 90353T100 67105 1500710 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