Chief Executive Officer

0000950123-16-021752.txt : 20161110 0000950123-16-021752.hdr.sgml : 20161110 20161110163017 ACCESSION NUMBER: 0000950123-16-021752 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OZ MANAGEMENT LP CENTRAL INDEX KEY: 0001054587 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06663 FILM NUMBER: 161988453 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127900165 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: OZ MANAGEMENT LLC DATE OF NAME CHANGE: 19980204 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001054587 XXXXXXXX 09-30-2016 09-30-2016 OZ MANAGEMENT LP

9 West 57th Street, 39th Floor New York NY 10019

13F HOLDINGS REPORT 028-06663 N Daniel S. Och Chief Executive Officer (212) 790-0000 /s/ Daniel S. Och New York NY 11-09-2016 1 447 17388525 false 1 028-13627 OZ Management II LP INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3-D SYS CORP DEL COM NEW 88554D205 6462 360000 SH DFND 1 0 360000 0 3-D SYS CORP DEL COM NEW 88554D205 208 11600 SH Put DFND 1 0 11600 0 3-D SYS CORP DEL COM NEW 88554D205 10364 577400 SH Put SOLE 577400 0 0 58 COM INC SPON ADR REP A 31680Q104 4591 96335 SH DFND 1 0 96335 0 58 COM INC SPON ADR REP A 31680Q104 111214 2333487 SH SOLE 2333487 0 0 ACTIVISION BLIZZARD INC COM 00507V109 8271 186712 SH DFND 1 0 186712 0 ACTIVISION BLIZZARD INC COM 00507V109 461506 10417737 SH SOLE 10417737 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 34718 32000000 PRN SOLE 32000000 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 32 5384 SH DFND 1 0 5384 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 155 26159 SH SOLE 26159 0 0 AETNA INC NEW COM 00817Y108 5848 50655 SH DFND 1 0 50655 0 AETNA INC NEW COM 00817Y108 203922 1766325 SH 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MERITAGE HOMES CORP NOTE 1.875% 9/1 59001AAR3 6991 7000000 PRN SOLE 7000000 0 0 MGM RESORTS INTERNATIONAL COM 552953101 15996 614511 SH DFND 1 0 614511 0 MGM RESORTS INTERNATIONAL COM 552953101 201933 7757692 SH SOLE 7757692 0 0 MICRON TECHNOLOGY INC COM 595112103 28 1576 SH DFND 1 0 1576 0 MICRON TECHNOLOGY INC COM 595112103 199 11200 SH Call DFND 1 0 11200 0 MICRON TECHNOLOGY INC COM 595112103 861 48424 SH SOLE 48424 0 0 MICRON TECHNOLOGY INC COM 595112103 17986 1011600 SH Call SOLE 1011600 0 0 MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 7424 3891000 PRN SOLE 3891000 0 0 MICROSOFT CORP COM 594918104 11078 192329 SH DFND 1 0 192329 0 MICROSOFT CORP COM 594918104 581698 10098929 SH SOLE 10098929 0 0 MIDDLEBY CORP COM 596278101 1604 12979 SH DFND 1 0 12979 0 MIDDLEBY CORP COM 596278101 107505 869644 SH SOLE 869644 0 0 MOLINA HEALTHCARE INC NOTE 1.125% 1/1 60855RAC4 23713 15597000 PRN SOLE 15597000 0 0 MONSANTO CO NEW COM 61166W101 1308 12800 SH Call DFND 1 0 12800 0 MONSANTO CO NEW COM 61166W101 39572 387200 SH Call SOLE 387200 0 0 NATIONAL BEVERAGE CORP COM 635017106 573 13000 SH DFND 1 0 13000 0 NATIONAL BEVERAGE CORP COM 635017106 573 13000 SH Put DFND 1 0 13000 0 NAVISTAR INTL CORP NEW COM 63934E108 71728 3133600 SH Put SOLE 3133600 0 0 NAVISTAR INTL CORP NEW NOTE 4.500%10/1 63934EAQ1 12032 12715000 PRN SOLE 12715000 0 0 NAVISTAR INTL CORP NEW NOTE 4.750% 4/1 63934EAS7 15962 17072000 PRN SOLE 17072000 0 0 NAVISTAR INTL CORP NEW NOTE 4.750% 4/1 63934EAS7 4002 4280000 PRN OTR 0 0 0 NETFLIX INC COM 64110L106 118 1195 SH DFND 1 0 1195 0 NETFLIX INC COM 64110L106 237 2400 SH Call DFND 1 0 2400 0 NETFLIX INC COM 64110L106 7182 72878 SH SOLE 72878 0 0 NETFLIX INC COM 64110L106 11412 115800 SH Call SOLE 115800 0 0 NETFLIX INC COM 64110L106 4346 44100 SH Put SOLE 44100 0 0 NOBLE MIDSTREAM PARTNERS LP COM UNIT REPST 65506L105 5012 179651 SH DFND 1 0 179651 0 NOBLE MIDSTREAM PARTNERS LP COM UNIT REPST 65506L105 8519 305349 SH SOLE 305349 0 0 NORDSTROM INC COM 655664100 5001 96400 SH DFND 1 0 96400 0 NORDSTROM INC COM 655664100 5001 96400 SH Put DFND 1 0 96400 0 NU SKIN ENTERPRISES INC CL A 67018T105 466 7200 SH DFND 1 0 7200 0 NU SKIN ENTERPRISES INC CL A 67018T105 466 7200 SH Put DFND 1 0 7200 0 NUTANIX INC CL A 67059N108 11 302 SH DFND 1 0 302 0 NUTANIX INC CL A 67059N108 6464 174698 SH SOLE 174698 0 0 NXP SEMICONDUCTORS N V COM N6596X109 337 3300 SH Call DFND 1 0 3300 0 NXP SEMICONDUCTORS N V COM N6596X109 17130 167920 SH SOLE 167920 0 0 NXP SEMICONDUCTORS N V COM N6596X109 22289 218500 SH Call SOLE 218500 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 219 3000 SH Call DFND 1 0 3000 0 OCCIDENTAL PETE CORP DEL COM 674599105 40857 560300 SH Call SOLE 560300 0 0 ORACLE CORP COM 68389X105 153 3884 SH DFND 1 0 3884 0 ORACLE CORP COM 68389X105 9108 231871 SH SOLE 231871 0 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 21009 648418 SH SOLE 648418 0 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 7677 236945 SH OTR 0 0 0 PANDORA MEDIA INC COM 698354107 131 9107 SH DFND 1 0 9107 0 PANDORA MEDIA INC COM 698354107 158 11000 SH Call DFND 1 0 11000 0 PANDORA MEDIA INC COM 698354107 8268 576980 SH SOLE 576980 0 0 PANDORA MEDIA INC COM 698354107 8268 577000 SH Call SOLE 577000 0 0 PANDORA MEDIA INC COM 698354107 6970 486400 SH Put SOLE 486400 0 0 PDC ENERGY INC COM 69327R101 46 688 SH DFND 1 0 688 0 PDC ENERGY INC COM 69327R101 26778 399312 SH SOLE 399312 0 0 PENNEY J C INC COM 708160106 24282 2633600 SH Put SOLE 2633600 0 0 PENNTEX MIDSTREAM PARTNERS L COM UNIT LTD 709311104 31316 1803942 SH OTR 0 0 0 PERFORMANCE SPORTS GROUP LTD COM 71377G100 110 27000 SH DFND 1 0 27000 0 PERFORMANCE SPORTS GROUP LTD COM 71377G100 110 27000 SH Put DFND 1 0 27000 0 PIONEER NAT RES CO COM 723787107 2993 16120 SH DFND 1 0 16120 0 PIONEER NAT RES CO COM 723787107 2710 14600 SH Call DFND 1 0 14600 0 PIONEER NAT RES CO COM 723787107 140725 758011 SH SOLE 758011 0 0 PIONEER NAT RES CO COM 723787107 108717 585600 SH Call SOLE 585600 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 290 35713 SH DFND 1 0 35713 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 29932 3690737 SH SOLE 3690737 0 0 POLARIS INDS INC COM 731068102 666 8600 SH Put DFND 1 0 8600 0 POLARIS INDS INC COM 731068102 33516 432800 SH Put SOLE 432800 0 0 PRICELINE GRP INC NOTE 1.000% 3/1 741503AQ9 30886 19500000 PRN SOLE 19500000 0 0 PROCTER AND GAMBLE CO COM 742718109 51131 569702 SH SOLE 569702 0 0 PROCTER AND GAMBLE CO COM 742718109 2193885 24444400 SH Call SOLE 24444400 0 0 PROCTER AND GAMBLE CO COM 742718109 504009 5615700 SH Put SOLE 5615700 0 0 QUALCOMM INC COM 747525103 137 2000 SH Put DFND 1 0 2000 0 QUALCOMM INC COM 747525103 6713 98000 SH Put SOLE 98000 0 0 QUALYS INC COM 74758T303 49 1271 SH DFND 1 0 1271 0 QUALYS INC COM 74758T303 2496 65367 SH SOLE 65367 0 0 RED HAT INC COM 756577102 23529 291090 SH SOLE 291090 0 0 RED HAT INC COM 756577102 3936 48700 SH Call SOLE 48700 0 0 RED HAT INC COM 756577102 8026 99300 SH Put SOLE 99300 0 0 REGAL ENTMT GROUP CL A 758766109 57 2615 SH DFND 1 0 2615 0 REGAL ENTMT GROUP CL A 758766109 3188 146595 SH SOLE 146595 0 0 RESTORATION HARDWARE HLDGS I COM 761283100 3582 103600 SH DFND 1 0 103600 0 RESTORATION HARDWARE HLDGS I COM 761283100 3607 104300 SH Put DFND 1 0 104300 0 REYNOLDS AMERICAN INC COM 761713106 107 2265 SH DFND 1 0 2265 0 REYNOLDS AMERICAN INC COM 761713106 5492 116482 SH SOLE 116482 0 0 RPC INC COM 749660106 255 15200 SH DFND 1 0 15200 0 RPM INTL INC COM 749685103 156 2900 SH Put DFND 1 0 2900 0 RPM INTL INC COM 749685103 2611 48600 SH Call SOLE 48600 0 0 RPM INTL INC COM 749685103 7870 146500 SH Put SOLE 146500 0 0 RYLAND GROUP INC NOTE 1.625% 5/1 783764AQ6 18229 15191000 PRN SOLE 15191000 0 0 SABRE CORP COM 78573M104 67 2365 SH DFND 1 0 2365 0 SABRE CORP COM 78573M104 4153 147387 SH SOLE 147387 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 5 58 SH DFND 1 0 58 0 SCOTTS MIRACLE GRO CO CL A 810186106 2815 33801 SH SOLE 33801 0 0 SEADRILL LIMITED SHS G7945E105 236 99700 SH Put SOLE 99700 0 0 SEADRILL PARTNERS LLC COMUNIT REP LB Y7545W109 264 74753 SH SOLE 74753 0 0 SEARS HLDGS CORP COM 812350106 4441 387500 SH DFND 1 0 387500 0 SEARS HLDGS CORP COM 812350106 2496 217800 SH Put DFND 1 0 217800 0 SEARS HLDGS CORP COM 812350106 18307 1597500 SH Put SOLE 1597500 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 388 7300 SH Put DFND 1 0 7300 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 20821 391300 SH Put SOLE 391300 0 0 SERVICEMASTER GLOBAL HLDGS I COM 81761R109 62 1839 SH DFND 1 0 1839 0 SERVICEMASTER GLOBAL HLDGS I COM 81761R109 3888 115439 SH SOLE 115439 0 0 SHAKE SHACK INC CL A 819047101 922 26600 SH DFND 1 0 26600 0 SHAKE SHACK INC CL A 819047101 940 27100 SH Put DFND 1 0 27100 0 SIGNET JEWELERS LIMITED SHS G81276100 175 2351 SH DFND 1 0 2351 0 SIGNET JEWELERS LIMITED SHS G81276100 11060 148401 SH SOLE 148401 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 86 11579 SH DFND 1 0 11579 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 2313 312521 SH SOLE 312521 0 0 SINA CORP NOTE 1.000%12/0 82922RAD5 15686 15624000 PRN SOLE 15624000 0 0 SINA CORP ORD G81477104 107843 1460700 SH Put SOLE 1460700 0 0 SKECHERS U S A INC CL A 830566105 3514 153442 SH DFND 1 0 153442 0 SKECHERS U S A INC CL A 830566105 64658 2823489 SH SOLE 2823489 0 0 SOLARCITY CORP COM 83416T100 392 20045 SH DFND 1 0 20045 0 SOLARCITY CORP COM 83416T100 5512 281800 SH Put DFND 1 0 281800 0 SOLARCITY CORP COM 83416T100 1346 68800 SH Call SOLE 68800 0 0 SOLARCITY CORP COM 83416T100 4264 218000 SH Put SOLE 218000 0 0 SPLUNK INC COM 848637104 205 3500 SH Put DFND 1 0 3500 0 SPLUNK INC COM 848637104 10169 173300 SH Put SOLE 173300 0 0 STAMPS COM INC COM NEW 852857200 2684 28400 SH DFND 1 0 28400 0 STAMPS COM INC COM NEW 852857200 2684 28400 SH Put DFND 1 0 28400 0 SUNPOWER CORP COM 867652406 2013 225700 SH DFND 1 0 225700 0 SUNPOWER CORP COM 867652406 2058 230700 SH Put DFND 1 0 230700 0 SUNPOWER CORP COM 867652406 112 12500 SH SOLE 12500 0 0 SUNPOWER CORP COM 867652406 112 12500 SH Put SOLE 12500 0 0 SUPERVALU INC COM 868536103 2470 495000 SH SOLE 495000 0 0 SYNCHRONY FINL COM 87165B103 5816 207719 SH DFND 1 0 207719 0 SYNCHRONY FINL COM 87165B103 190729 6811765 SH SOLE 6811765 0 0 T2 BIOSYSTEMS INC COM 89853L104 219 30300 SH DFND 1 0 30300 0 T2 BIOSYSTEMS INC COM 89853L104 219 30300 SH Put DFND 1 0 30300 0 TESLA MTRS INC COM 88160R101 16220 79500 SH Call DFND 1 0 79500 0 TESLA MTRS INC COM 88160R101 46723 229000 SH Put DFND 1 0 229000 0 TESLA MTRS INC COM 88160R101 1678 8226 SH SOLE 8226 0 0 TESLA MTRS INC COM 88160R101 7141 35000 SH Call SOLE 35000 0 0 TESLA MTRS INC COM 88160R101 242837 1190200 SH Put SOLE 1190200 0 0 TESLA MTRS INC NOTE 0.250% 3/0 88160RAB7 47237 52162000 PRN SOLE 52162000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3309 71923 SH DFND 1 0 71923 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 149940 3258847 SH SOLE 3258847 0 0 TIME WARNER INC COM NEW 887317303 4549 57139 SH DFND 1 0 57139 0 TIME WARNER INC COM NEW 887317303 2762 34700 SH Call DFND 1 0 34700 0 TIME WARNER INC COM NEW 887317303 270131 3393185 SH SOLE 3393185 0 0 TIME WARNER INC COM NEW 887317303 138155 1735400 SH Call SOLE 1735400 0 0 TRIBUNE MEDIA CO CL A 896047503 100 2735 SH DFND 1 0 2735 0 TRIBUNE MEDIA CO CL A 896047503 6322 173100 SH SOLE 173100 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 5134 501339 SH SOLE 501339 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 28596 2792600 SH Put SOLE 2792600 0 0 TRINA SOLAR LIMITED DBCV 3.500% 6/1 89628EAC8 6079 6211000 PRN SOLE 6211000 0 0 TRINA SOLAR LIMITED NOTE 4.000%10/1 89628EAE4 12617 13440000 PRN SOLE 13440000 0 0 TRIPADVISOR INC COM 896945201 392 6200 SH Call DFND 1 0 6200 0 TRIPADVISOR INC COM 896945201 18329 290100 SH Call SOLE 290100 0 0 TWILIO INC CL A 90138F102 245 3800 SH DFND 1 0 3800 0 TWILIO INC CL A 90138F102 367 5700 SH Put DFND 1 0 5700 0 TWILIO INC CL A 90138F102 14796 229900 SH Put SOLE 229900 0 0 TWITTER INC COM 90184L102 622 27000 SH Call DFND 1 0 27000 0 TWITTER INC COM 90184L102 27296 1184200 SH Call SOLE 1184200 0 0 UNDER ARMOUR INC CL A 904311107 5802 150000 SH Call DFND 1 0 150000 0 UNDER ARMOUR INC CL A 904311107 5802 150000 SH Put DFND 1 0 150000 0 UNION PAC CORP COM 907818108 2315 23732 SH DFND 1 0 23732 0 UNION PAC CORP COM 907818108 93404 957693 SH SOLE 957693 0 0 VALERO ENERGY CORP NEW COM 91913Y100 572 10800 SH Put DFND 1 0 10800 0 VALERO ENERGY CORP NEW COM 91913Y100 30941 583800 SH Put SOLE 583800 0 0 VALVOLINE INC COM 92047W101 624 26585 SH DFND 1 0 26585 0 VALVOLINE INC COM 92047W101 28868 1228962 SH SOLE 1228962 0 0 VANECK VECTORS ETF TR STEEL ETF 92189F205 432 13900 SH Put DFND 1 0 13900 0 VANECK VECTORS ETF TR STEEL ETF 92189F205 18279 588700 SH Put SOLE 588700 0 0 VERISIGN INC COM 92343E102 1064 13600 SH Put DFND 1 0 13600 0 VERISIGN INC COM 92343E102 45630 583200 SH Put SOLE 583200 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 100948 44069000 PRN SOLE 44069000 0 0 VERSO CORP CL A 92531L207 0 2969 SH DFND 1 0 2969 0 VERSO CORP CL A 92531L207 0 89584 SH SOLE 89584 0 0 VERSO CORP CL A 92531L207 0 9494 SH OTR 0 0 0 VIAVI SOLUTIONS INC COM 925550105 84 11317 SH DFND 1 0 11317 0 VIAVI SOLUTIONS INC COM 925550105 4303 582331 SH SOLE 582331 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 113 32517 SH DFND 1 0 32517 0 VIMPELCOM LTD SPONSORED ADR 92719A106 6676 1918478 SH SOLE 1918478 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 199 13533 SH SOLE 13533 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 35697 2433300 SH Put SOLE 2433300 0 0 VMWARE INC CL A COM 928563402 1643 22400 SH DFND 1 0 22400 0 VMWARE INC CL A COM 928563402 1643 22400 SH Put DFND 1 0 22400 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 2427 30110 SH DFND 1 0 30110 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 117457 1456924 SH SOLE 1456924 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 101 18014 SH DFND 1 0 18014 0 WEATHERFORD INTL PLC ORD SHS G48833100 6297 1120391 SH SOLE 1120391 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 96 59700 SH DFND 1 0 59700 0 WHITEWAVE FOODS CO COM 966244105 55326 1016455 SH SOLE 1016455 0 0 WHOLE FOODS MKT INC COM 966837106 127 4465 SH DFND 1 0 4465 0 WHOLE FOODS MKT INC COM 966837106 7337 258802 SH SOLE 258802 0 0 WMIH CORP COM 92936P100 18 7822 SH DFND 1 0 7822 0 WMIH CORP COM 92936P100 1146 489624 SH SOLE 489624 0 0 YAHOO INC NOTE 12/0 984332AF3 5128 5000000 PRN SOLE 5000000 0 0 YY INC ADS REPCOM CLA 98426T106 986 18504 SH DFND 1 0 18504 0 YY INC ADS REPCOM CLA 98426T106 3495 65600 SH Call DFND 1 0 65600 0 YY INC ADS REPCOM CLA 98426T106 37 700 SH Put DFND 1 0 700 0 YY INC ADS REPCOM CLA 98426T106 25910 486298 SH SOLE 486298 0 0 YY INC ADS REPCOM CLA 98426T106 57372 1076800 SH Call SOLE 1076800 0 0 YY INC ADS REPCOM CLA 98426T106 1481 27800 SH Put SOLE 27800 0 0 ZELTIQ AESTHETICS INC COM 98933Q108 631 16100 SH DFND 1 0 16100 0 ZELTIQ AESTHETICS INC COM 98933Q108 631 16100 SH Put DFND 1 0 16100 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 4657 1135733 SH SOLE 1135733 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 322 57200 SH DFND 1 0 57200 0 ZIOPHARM ONCOLOGY INC COM 98973P101 322 57200 SH Put DFND 1 0 57200 0