0000950123-16-021752.txt : 20161110
0000950123-16-021752.hdr.sgml : 20161110
20161110163017
ACCESSION NUMBER: 0000950123-16-021752
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161110
DATE AS OF CHANGE: 20161110
EFFECTIVENESS DATE: 20161110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OZ MANAGEMENT LP
CENTRAL INDEX KEY: 0001054587
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06663
FILM NUMBER: 161988453
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2127900165
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: OZ MANAGEMENT LLC
DATE OF NAME CHANGE: 19980204
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001054587
XXXXXXXX
09-30-2016
09-30-2016
OZ MANAGEMENT LP
9 West 57th Street, 39th Floor
New York
NY
10019
13F HOLDINGS REPORT
028-06663
N
Daniel S. Och
Chief Executive Officer
(212) 790-0000
/s/ Daniel S. Och
New York
NY
11-09-2016
1
447
17388525
false
1
028-13627
OZ Management II LP
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3-D SYS CORP DEL
COM NEW
88554D205
6462
360000
SH
DFND
1
0
360000
0
3-D SYS CORP DEL
COM NEW
88554D205
208
11600
SH
Put
DFND
1
0
11600
0
3-D SYS CORP DEL
COM NEW
88554D205
10364
577400
SH
Put
SOLE
577400
0
0
58 COM INC
SPON ADR REP A
31680Q104
4591
96335
SH
DFND
1
0
96335
0
58 COM INC
SPON ADR REP A
31680Q104
111214
2333487
SH
SOLE
2333487
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
8271
186712
SH
DFND
1
0
186712
0
ACTIVISION BLIZZARD INC
COM
00507V109
461506
10417737
SH
SOLE
10417737
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
34718
32000000
PRN
SOLE
32000000
0
0
ADVANCED SEMICONDUCTOR ENGR
SPONSORED ADR
00756M404
32
5384
SH
DFND
1
0
5384
0
ADVANCED SEMICONDUCTOR ENGR
SPONSORED ADR
00756M404
155
26159
SH
SOLE
26159
0
0
AETNA INC NEW
COM
00817Y108
5848
50655
SH
DFND
1
0
50655
0
AETNA INC NEW
COM
00817Y108
203922
1766325
SH
SOLE
1766325
0
0
AIR PRODS & CHEMS INC
COM
009158106
8719
57992
SH
DFND
1
0
57992
0
AIR PRODS & CHEMS INC
COM
009158106
418962
2786764
SH
SOLE
2786764
0
0
AIR PRODS & CHEMS INC
EX DISTRIBN
009158403
689
4956
SH
DFND
1
0
4956
0
AIR PRODS & CHEMS INC
EX DISTRIBN
009158403
32052
230444
SH
SOLE
230444
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
7553
71400
SH
DFND
1
0
71400
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
85
800
SH
Put
DFND
1
0
800
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
122911
1161837
SH
SOLE
1161837
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
5078
48000
SH
Put
SOLE
48000
0
0
ALLEGHENY TECHNOLOGIES INC
NOTE 4.750% 7/0
01741RAG7
8450
6000000
PRN
SOLE
6000000
0
0
ALLERGAN PLC
SHS
G0177J108
132428
575000
SH
SOLE
575000
0
0
ALLERGAN PLC
SHS
G0177J108
16191
70300
SH
Call
SOLE
70300
0
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
31562
38500
SH
SOLE
38500
0
0
ALPHABET INC
CAP STK CL C
02079K107
9398
12091
SH
DFND
1
0
12091
0
ALPHABET INC
CAP STK CL C
02079K107
497029
639438
SH
SOLE
639438
0
0
ANADARKO PETE CORP
COM
032511107
770
12151
SH
DFND
1
0
12151
0
ANADARKO PETE CORP
COM
032511107
103333
1630893
SH
SOLE
1630893
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
8203
62423
SH
DFND
1
0
62423
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
317229
2414043
SH
SOLE
2414043
0
0
ANTERO RES CORP
COM
03674X106
769
28538
SH
DFND
1
0
28538
0
ANTERO RES CORP
COM
03674X106
47811
1774078
SH
SOLE
1774078
0
0
APPLE INC
COM
037833100
1625
14376
SH
DFND
1
0
14376
0
APPLE INC
COM
037833100
2374
21000
SH
Call
DFND
1
0
21000
0
APPLE INC
COM
037833100
83162
735624
SH
SOLE
735624
0
0
APPLE INC
COM
037833100
120443
1065400
SH
Call
SOLE
1065400
0
0
APPLIED MATLS INC
COM
038222105
172
5700
SH
Put
DFND
1
0
5700
0
APPLIED MATLS INC
COM
038222105
8713
289000
SH
Put
SOLE
289000
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
87
2095
SH
DFND
1
0
2095
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
5188
125556
SH
SOLE
125556
0
0
ARVINMERITOR INC
FRNT 4.000% 2/1
043353AH4
26308
25919000
PRN
SOLE
25919000
0
0
ASCENA RETAIL GROUP INC
COM
04351G101
51
9113
SH
DFND
1
0
9113
0
ASCENA RETAIL GROUP INC
COM
04351G101
3225
576995
SH
SOLE
576995
0
0
ASHLAND GLOBAL HLDGS INC
COM
044186104
2401
20706
SH
DFND
1
0
20706
0
ASHLAND GLOBAL HLDGS INC
COM
044186104
115726
998066
SH
SOLE
998066
0
0
ATWOOD OCEANICS INC
COM
050095108
459
52800
SH
DFND
1
0
52800
0
ATWOOD OCEANICS INC
COM
050095108
459
52800
SH
Put
DFND
1
0
52800
0
BANK AMER CORP
COM
060505104
1332
85100
SH
Call
DFND
1
0
85100
0
BANK AMER CORP
COM
060505104
645
41226
SH
SOLE
41226
0
0
BANK AMER CORP
COM
060505104
116470
7442200
SH
Call
SOLE
7442200
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
12208
10000
SH
DFND
1
0
10000
0
BANK NEW YORK MELLON CORP
COM
064058100
3523
88350
SH
DFND
1
0
88350
0
BANK NEW YORK MELLON CORP
COM
064058100
85031
2132174
SH
SOLE
2132174
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06740Q252
698
20500
SH
SOLE
20500
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
126
4000
SH
Put
DFND
1
0
4000
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
6281
198700
SH
Put
SOLE
198700
0
0
BROADCOM LTD
SHS
Y09827109
6184
35844
SH
DFND
1
0
35844
0
BROADCOM LTD
SHS
Y09827109
251032
1455089
SH
SOLE
1455089
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
91
9899
SH
DFND
1
0
9899
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
230
24900
SH
Call
DFND
1
0
24900
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
5343
578920
SH
SOLE
578920
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
10789
1168900
SH
Call
SOLE
1168900
0
0
BRUNSWICK CORP
COM
117043109
133
2735
SH
DFND
1
0
2735
0
BRUNSWICK CORP
COM
117043109
8444
173102
SH
SOLE
173102
0
0
CANADIAN PAC RY LTD
COM
13645T100
689
4515
SH
DFND
1
0
4515
0
CANADIAN PAC RY LTD
COM
13645T100
77446
507177
SH
SOLE
507177
0
0
CANADIAN SOLAR INC
COM
136635109
1048
76300
SH
DFND
1
0
76300
0
CANADIAN SOLAR INC
COM
136635109
1055
76800
SH
Put
DFND
1
0
76800
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
5027
18621
SH
DFND
1
0
18621
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
352919
1307252
SH
SOLE
1307252
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
29866
685000
SH
Put
SOLE
685000
0
0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
20749
32493000
PRN
SOLE
32493000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
86
13700
SH
Call
DFND
1
0
13700
0
CHESAPEAKE ENERGY CORP
COM
165167107
16448
2623300
SH
Call
SOLE
2623300
0
0
CHEVRON CORP NEW
COM
166764100
5856
56900
SH
Call
DFND
1
0
56900
0
CHEVRON CORP NEW
COM
166764100
301329
2927800
SH
Call
SOLE
2927800
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
7454
17600
SH
Put
DFND
1
0
17600
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
302125
713400
SH
Put
SOLE
713400
0
0
CME GROUP INC
COM
12572Q105
3136
30000
SH
SOLE
30000
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
4261
8355000
PRN
SOLE
8355000
0
0
COBALT INTL ENERGY INC
NOTE 3.125% 5/1
19075FAB2
7077
18623000
PRN
SOLE
18623000
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
39
824
SH
DFND
1
0
824
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
205
4300
SH
Call
DFND
1
0
4300
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
2343
49115
SH
SOLE
49115
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
10305
216000
SH
Call
SOLE
216000
0
0
COMCAST CORP NEW
CL A
20030N101
1814
27349
SH
DFND
1
0
27349
0
COMCAST CORP NEW
CL A
20030N101
157561
2375054
SH
SOLE
2375054
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
46
1520
SH
DFND
1
0
1520
0
COMMSCOPE HLDG CO INC
COM
20337X109
6814
226307
SH
SOLE
226307
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
270
23400
SH
Call
DFND
1
0
23400
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
13503
1170100
SH
Call
SOLE
1170100
0
0
CONTAINER STORE GROUP INC
COM
210751103
324
64600
SH
DFND
1
0
64600
0
CORRECTIONS CORP AMER NEW
COM NEW
22025Y407
61
4400
SH
Call
DFND
1
0
4400
0
CORRECTIONS CORP AMER NEW
COM NEW
22025Y407
3094
223100
SH
Call
SOLE
223100
0
0
COTY INC
COM CL A
222070203
1128
48581
SH
DFND
1
0
48581
0
COTY INC
COM CL A
222070203
43762
1886252
SH
SOLE
1886252
0
0
COTY INC
COM CL A
222070203
25968
1105000
SH
Call
SOLE
1105000
0
0
CRACKER BARREL OLD CTRY STOR
COM
22410J106
2155
16300
SH
DFND
1
0
16300
0
CRACKER BARREL OLD CTRY STOR
COM
22410J106
2155
16300
SH
Put
DFND
1
0
16300
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
8377
394224
SH
DFND
1
0
394224
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
5119
240903
SH
SOLE
240903
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
404
19025
SH
OTR
0
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
6095
64700
SH
Put
DFND
1
0
64700
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
9167
97300
SH
Put
SOLE
97300
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
2245
48200
SH
Put
DFND
1
0
48200
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
163468
3510161
SH
SOLE
3510161
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
3409
73200
SH
Call
SOLE
73200
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
102352
2197800
SH
Put
SOLE
2197800
0
0
CTRIP COM INTL LTD
NOTE 1.250%10/1
22943FAD2
54712
42367000
PRN
SOLE
42367000
0
0
CTRIP COM INTL LTD
NOTE 1.000% 7/0
22943FAF7
9
8000
PRN
SOLE
8000
0
0
CTRIP COM INTL LTD
NOTE 1.990% 7/0
22943FAH3
365
323000
PRN
SOLE
323000
0
0
CUMMINS INC
COM
231021106
155
1206
SH
DFND
1
0
1206
0
CUMMINS INC
COM
231021106
235
1830
SH
SOLE
1830
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
89
7306
SH
DFND
1
0
7306
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
336
27600
SH
Call
DFND
1
0
27600
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
6971
573309
SH
SOLE
573309
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
21960
1805900
SH
Call
SOLE
1805900
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
2941
61529
SH
DFND
1
0
61529
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
132707
2776296
SH
SOLE
2776296
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
4267
108417
SH
DFND
1
0
108417
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2322
59000
SH
Call
DFND
1
0
59000
0
DELTA AIR LINES INC DEL
COM NEW
247361702
249974
6350968
SH
SOLE
6350968
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
114081
2898400
SH
Call
SOLE
2898400
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
96
7300
SH
Put
DFND
1
0
7300
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
2507
191500
SH
SOLE
191500
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
7192
549400
SH
Put
SOLE
549400
0
0
DOMINION RES INC VA NEW
UNIT 08/15/2019
25746U836
6071
120536
SH
SOLE
120536
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
9044
135040
SH
DFND
1
0
135040
0
DU PONT E I DE NEMOURS & CO
COM
263534109
469032
7003611
SH
SOLE
7003611
0
0
DYNEGY INC NEW DEL
COM
26817R108
12
962
SH
DFND
1
0
962
0
DYNEGY INC NEW DEL
COM
26817R108
6893
556354
SH
SOLE
556354
0
0
DYNEGY INC NEW DEL
*W EXP 10/02/201
26817R116
29
195292
SH
DFND
1
0
195292
0
DYNEGY INC NEW DEL
*W EXP 10/02/201
26817R116
596
3972026
SH
SOLE
3972026
0
0
EAGLE PHARMACEUTICALS INC
COM
269796108
406
5800
SH
DFND
1
0
5800
0
EAGLE PHARMACEUTICALS INC
COM
269796108
406
5800
SH
Put
DFND
1
0
5800
0
EDGEWELL PERS CARE CO
COM
28035Q102
184
2319
SH
DFND
1
0
2319
0
EDGEWELL PERS CARE CO
COM
28035Q102
429
5400
SH
Call
DFND
1
0
5400
0
EDGEWELL PERS CARE CO
COM
28035Q102
11035
138769
SH
SOLE
138769
0
0
EDGEWELL PERS CARE CO
COM
28035Q102
22655
284900
SH
Call
SOLE
284900
0
0
ENERGOUS CORP
COM
29272C103
1349
68800
SH
DFND
1
0
68800
0
ENERGOUS CORP
COM
29272C103
1496
76300
SH
Put
DFND
1
0
76300
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
70817
4217817
SH
DFND
1
0
4217817
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
62113
3699400
SH
Call
DFND
1
0
3699400
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
191130
11383552
SH
SOLE
11383552
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
111242
6625500
SH
Call
SOLE
6625500
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
10297
278306
SH
DFND
1
0
278306
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
18778
507510
SH
SOLE
507510
0
0
EOG RES INC
COM
26875P101
2955
30560
SH
DFND
1
0
30560
0
EOG RES INC
COM
26875P101
6441
66600
SH
Call
DFND
1
0
66600
0
EOG RES INC
COM
26875P101
146365
1513439
SH
SOLE
1513439
0
0
EOG RES INC
COM
26875P101
175461
1814300
SH
Call
SOLE
1814300
0
0
EXPEDIA INC DEL
COM NEW
30212P303
432
3700
SH
Put
DFND
1
0
3700
0
EXPEDIA INC DEL
COM NEW
30212P303
20228
173300
SH
Put
SOLE
173300
0
0
EXTENDED STAY AMER INC
UNIT 99/99/9999B
30224P200
14
996
SH
DFND
1
0
996
0
EXTENDED STAY AMER INC
UNIT 99/99/9999B
30224P200
1755
123568
SH
SOLE
123568
0
0
EXXON MOBIL CORP
COM
30231G102
4652
53300
SH
Call
DFND
1
0
53300
0
EXXON MOBIL CORP
COM
30231G102
203781
2334800
SH
Call
SOLE
2334800
0
0
F M C CORP
COM NEW
302491303
2390
49440
SH
DFND
1
0
49440
0
F M C CORP
COM NEW
302491303
143679
2972250
SH
SOLE
2972250
0
0
FACEBOOK INC
CL A
30303M102
898
7000
SH
Put
DFND
1
0
7000
0
FACEBOOK INC
CL A
30303M102
43843
341800
SH
Put
SOLE
341800
0
0
FANG HLDGS LTD
ADR
30711Y102
3293
733334
SH
DFND
1
0
733334
0
FANG HLDGS LTD
ADR
30711Y102
58452
13018201
SH
SOLE
13018201
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
14001
2187600
SH
Put
SOLE
2187600
0
0
FIAT CHRYSLER AUTOMOBILES N
MAN COV SEC 16
N31738110
133193
2082272
SH
SOLE
2082272
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
497
13454
SH
DFND
1
0
13454
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
85138
2306638
SH
SOLE
2306638
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
7452
96742
SH
DFND
1
0
96742
0
FIDELITY NATL INFORMATION SV
COM
31620M106
316418
4107728
SH
SOLE
4107728
0
0
FIREEYE INC
COM
31816Q101
181
12300
SH
Call
DFND
1
0
12300
0
FIREEYE INC
COM
31816Q101
8543
580000
SH
Call
SOLE
580000
0
0
FIRSTENERGY CORP
COM
337932107
450
13600
SH
Call
DFND
1
0
13600
0
FIRSTENERGY CORP
COM
337932107
43040
1301100
SH
Call
SOLE
1301100
0
0
FITBIT INC
CL A
33812L102
70
4737
SH
DFND
1
0
4737
0
FITBIT INC
CL A
33812L102
1634
110100
SH
Call
DFND
1
0
110100
0
FITBIT INC
CL A
33812L102
4288
288940
SH
SOLE
288940
0
0
FITBIT INC
CL A
33812L102
52854
3561600
SH
Call
SOLE
3561600
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
5182
29827
SH
DFND
1
0
29827
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
360417
2074581
SH
SOLE
2074581
0
0
FMC TECHNOLOGIES INC
COM
30249U101
4152
139933
SH
DFND
1
0
139933
0
FMC TECHNOLOGIES INC
COM
30249U101
15777
531745
SH
SOLE
531745
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
5812
1397100
SH
Call
DFND
1
0
1397100
0
FRONTIER COMMUNICATIONS CORP
PFD CONV SER-A
35906A207
20762
247635
SH
DFND
1
0
247635
0
GARMIN LTD
SHS
H2906T109
274
5700
SH
Put
DFND
1
0
5700
0
GARMIN LTD
SHS
H2906T109
13904
289000
SH
Put
SOLE
289000
0
0
GENERAL MTRS CO
COM
37045V100
1566
49300
SH
Call
DFND
1
0
49300
0
GENERAL MTRS CO
COM
37045V100
80699
2540100
SH
Call
SOLE
2540100
0
0
GLOBAL X FDS
SOCIAL MED ETF
37950E416
210
8300
SH
Put
DFND
1
0
8300
0
GLOBAL X FDS
SOCIAL MED ETF
37950E416
12415
491700
SH
Put
SOLE
491700
0
0
GNC HLDGS INC
COM CL A
36191G107
5436
266200
SH
Put
SOLE
266200
0
0
GOGO INC
COM
38046C109
1054
95500
SH
DFND
1
0
95500
0
GOGO INC
COM
38046C109
1054
95500
SH
Put
DFND
1
0
95500
0
GOGO INC
COM
38046C109
171
15515
SH
SOLE
15515
0
0
GOPRO INC
CL A
38268T103
8829
529300
SH
DFND
1
0
529300
0
GOPRO INC
CL A
38268T103
9199
551500
SH
Put
DFND
1
0
551500
0
GREENBRIER COS INC
COM
393657101
611
17300
SH
DFND
1
0
17300
0
GREENBRIER COS INC
COM
393657101
653
18500
SH
Put
DFND
1
0
18500
0
HALLIBURTON CO
COM
406216101
4008
89306
SH
DFND
1
0
89306
0
HALLIBURTON CO
COM
406216101
208510
4645953
SH
SOLE
4645953
0
0
HARLEY DAVIDSON INC
COM
412822108
1189
22600
SH
Put
DFND
1
0
22600
0
HARLEY DAVIDSON INC
COM
412822108
60820
1156500
SH
Put
SOLE
1156500
0
0
HCA HOLDINGS INC
COM
40412C101
2514
33246
SH
DFND
1
0
33246
0
HCA HOLDINGS INC
COM
40412C101
173959
2300130
SH
SOLE
2300130
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
372
6000
SH
DFND
1
0
6000
0
HERBALIFE LTD
COM USD SHS
G4412G101
372
6000
SH
Put
DFND
1
0
6000
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
3780
166145
SH
DFND
1
0
166145
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
187133
8225633
SH
SOLE
8225633
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
7931
345888
SH
DFND
1
0
345888
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
324254
14141048
SH
SOLE
14141048
0
0
HIMAX TECHNOLOGIES INC
SPONSORED ADR
43289P106
2923
340300
SH
DFND
1
0
340300
0
HIMAX TECHNOLOGIES INC
SPONSORED ADR
43289P106
2982
347100
SH
Put
DFND
1
0
347100
0
HOLLYFRONTIER CORP
COM
436106108
354
14458
SH
DFND
1
0
14458
0
HOLLYFRONTIER CORP
COM
436106108
14424
588736
SH
SOLE
588736
0
0
HORTONWORKS INC
COM
440894103
85
10191
SH
DFND
1
0
10191
0
HORTONWORKS INC
COM
440894103
4377
524167
SH
SOLE
524167
0
0
ILLUMINA INC
COM
452327109
6958
38300
SH
Call
SOLE
38300
0
0
INOVALON HLDGS INC
COM CL A
45781D101
681
46300
SH
DFND
1
0
46300
0
INOVALON HLDGS INC
COM CL A
45781D101
681
46300
SH
Put
DFND
1
0
46300
0
INPHI CORP
COM
45772F107
3091
71039
SH
SOLE
71039
0
0
INSYS THERAPEUTICS INC NEW
COM NEW
45824V209
875
74200
SH
DFND
1
0
74200
0
INSYS THERAPEUTICS INC NEW
COM NEW
45824V209
926
78500
SH
Put
DFND
1
0
78500
0
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
1624
66624
SH
DFND
1
0
66624
0
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
27051
1109549
SH
SOLE
1109549
0
0
JD COM INC
SPON ADR CL A
47215P106
18686
716211
SH
DFND
1
0
716211
0
JD COM INC
SPON ADR CL A
47215P106
297051
11385620
SH
SOLE
11385620
0
0
JINKOSOLAR HLDG CO LTD
SPONSORED ADR
47759T100
7080
448100
SH
Put
SOLE
448100
0
0
KATE SPADE & CO
COM
485865109
1574
91866
SH
DFND
1
0
91866
0
KATE SPADE & CO
COM
485865109
77713
4536648
SH
SOLE
4536648
0
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
94
17700
SH
DFND
1
0
17700
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
94
17700
SH
Put
DFND
1
0
17700
0
KRAFT HEINZ CO
COM
500754106
2653
29638
SH
DFND
1
0
29638
0
KRAFT HEINZ CO
COM
500754106
127752
1427232
SH
SOLE
1427232
0
0
KROGER CO
COM
501044101
241
8122
SH
DFND
1
0
8122
0
KROGER CO
COM
501044101
14245
479938
SH
SOLE
479938
0
0
LEGGETT & PLATT INC
COM
524660107
32
700
SH
Put
DFND
1
0
700
0
LEGGETT & PLATT INC
COM
524660107
6801
149200
SH
Put
SOLE
149200
0
0
LENDINGCLUB CORP
COM
52603A109
117
18900
SH
DFND
1
0
18900
0
LENDINGCLUB CORP
COM
52603A109
117
18900
SH
Put
DFND
1
0
18900
0
LENDINGTREE INC NEW
COM
52603B107
3169
32700
SH
DFND
1
0
32700
0
LENDINGTREE INC NEW
COM
52603B107
3169
32700
SH
Put
DFND
1
0
32700
0
LENNAR CORP
CL B
526057302
719
21427
SH
DFND
1
0
21427
0
LENNAR CORP
CL B
526057302
10600
315747
SH
SOLE
315747
0
0
LIBERTY INTERACTIVE LLC
DEB 1.750% 9/3
530610AD6
6714
6350000
PRN
SOLE
6350000
0
0
LIBERTY MEDIA CORP
DEB 4.000%11/1
530715AG6
52795
85846000
PRN
SOLE
85846000
0
0
LIBERTY MEDIA CORP
DEB 3.750% 2/1
530715AL5
46825
77396000
PRN
SOLE
77396000
0
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
113
5662
SH
DFND
1
0
5662
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
5821
291204
SH
SOLE
291204
0
0
M III ACQUISITION CORP
UNIT 99/99/9999T
55378T203
11
1079
SH
DFND
1
0
1079
0
M III ACQUISITION CORP
UNIT 99/99/9999T
55378T203
8808
898741
SH
SOLE
898741
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
3238
38900
SH
Call
SOLE
38900
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
81
6126
SH
DFND
1
0
6126
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
4829
363874
SH
SOLE
363874
0
0
MERITAGE HOMES CORP
NOTE 1.875% 9/1
59001AAR3
6991
7000000
PRN
SOLE
7000000
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
15996
614511
SH
DFND
1
0
614511
0
MGM RESORTS INTERNATIONAL
COM
552953101
201933
7757692
SH
SOLE
7757692
0
0
MICRON TECHNOLOGY INC
COM
595112103
28
1576
SH
DFND
1
0
1576
0
MICRON TECHNOLOGY INC
COM
595112103
199
11200
SH
Call
DFND
1
0
11200
0
MICRON TECHNOLOGY INC
COM
595112103
861
48424
SH
SOLE
48424
0
0
MICRON TECHNOLOGY INC
COM
595112103
17986
1011600
SH
Call
SOLE
1011600
0
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
7424
3891000
PRN
SOLE
3891000
0
0
MICROSOFT CORP
COM
594918104
11078
192329
SH
DFND
1
0
192329
0
MICROSOFT CORP
COM
594918104
581698
10098929
SH
SOLE
10098929
0
0
MIDDLEBY CORP
COM
596278101
1604
12979
SH
DFND
1
0
12979
0
MIDDLEBY CORP
COM
596278101
107505
869644
SH
SOLE
869644
0
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
23713
15597000
PRN
SOLE
15597000
0
0
MONSANTO CO NEW
COM
61166W101
1308
12800
SH
Call
DFND
1
0
12800
0
MONSANTO CO NEW
COM
61166W101
39572
387200
SH
Call
SOLE
387200
0
0
NATIONAL BEVERAGE CORP
COM
635017106
573
13000
SH
DFND
1
0
13000
0
NATIONAL BEVERAGE CORP
COM
635017106
573
13000
SH
Put
DFND
1
0
13000
0
NAVISTAR INTL CORP NEW
COM
63934E108
71728
3133600
SH
Put
SOLE
3133600
0
0
NAVISTAR INTL CORP NEW
NOTE 4.500%10/1
63934EAQ1
12032
12715000
PRN
SOLE
12715000
0
0
NAVISTAR INTL CORP NEW
NOTE 4.750% 4/1
63934EAS7
15962
17072000
PRN
SOLE
17072000
0
0
NAVISTAR INTL CORP NEW
NOTE 4.750% 4/1
63934EAS7
4002
4280000
PRN
OTR
0
0
0
NETFLIX INC
COM
64110L106
118
1195
SH
DFND
1
0
1195
0
NETFLIX INC
COM
64110L106
237
2400
SH
Call
DFND
1
0
2400
0
NETFLIX INC
COM
64110L106
7182
72878
SH
SOLE
72878
0
0
NETFLIX INC
COM
64110L106
11412
115800
SH
Call
SOLE
115800
0
0
NETFLIX INC
COM
64110L106
4346
44100
SH
Put
SOLE
44100
0
0
NOBLE MIDSTREAM PARTNERS LP
COM UNIT REPST
65506L105
5012
179651
SH
DFND
1
0
179651
0
NOBLE MIDSTREAM PARTNERS LP
COM UNIT REPST
65506L105
8519
305349
SH
SOLE
305349
0
0
NORDSTROM INC
COM
655664100
5001
96400
SH
DFND
1
0
96400
0
NORDSTROM INC
COM
655664100
5001
96400
SH
Put
DFND
1
0
96400
0
NU SKIN ENTERPRISES INC
CL A
67018T105
466
7200
SH
DFND
1
0
7200
0
NU SKIN ENTERPRISES INC
CL A
67018T105
466
7200
SH
Put
DFND
1
0
7200
0
NUTANIX INC
CL A
67059N108
11
302
SH
DFND
1
0
302
0
NUTANIX INC
CL A
67059N108
6464
174698
SH
SOLE
174698
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
337
3300
SH
Call
DFND
1
0
3300
0
NXP SEMICONDUCTORS N V
COM
N6596X109
17130
167920
SH
SOLE
167920
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
22289
218500
SH
Call
SOLE
218500
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
219
3000
SH
Call
DFND
1
0
3000
0
OCCIDENTAL PETE CORP DEL
COM
674599105
40857
560300
SH
Call
SOLE
560300
0
0
ORACLE CORP
COM
68389X105
153
3884
SH
DFND
1
0
3884
0
ORACLE CORP
COM
68389X105
9108
231871
SH
SOLE
231871
0
0
PAMPA ENERGIA S A
SPONS ADR LVL I
697660207
21009
648418
SH
SOLE
648418
0
0
PAMPA ENERGIA S A
SPONS ADR LVL I
697660207
7677
236945
SH
OTR
0
0
0
PANDORA MEDIA INC
COM
698354107
131
9107
SH
DFND
1
0
9107
0
PANDORA MEDIA INC
COM
698354107
158
11000
SH
Call
DFND
1
0
11000
0
PANDORA MEDIA INC
COM
698354107
8268
576980
SH
SOLE
576980
0
0
PANDORA MEDIA INC
COM
698354107
8268
577000
SH
Call
SOLE
577000
0
0
PANDORA MEDIA INC
COM
698354107
6970
486400
SH
Put
SOLE
486400
0
0
PDC ENERGY INC
COM
69327R101
46
688
SH
DFND
1
0
688
0
PDC ENERGY INC
COM
69327R101
26778
399312
SH
SOLE
399312
0
0
PENNEY J C INC
COM
708160106
24282
2633600
SH
Put
SOLE
2633600
0
0
PENNTEX MIDSTREAM PARTNERS L
COM UNIT LTD
709311104
31316
1803942
SH
OTR
0
0
0
PERFORMANCE SPORTS GROUP LTD
COM
71377G100
110
27000
SH
DFND
1
0
27000
0
PERFORMANCE SPORTS GROUP LTD
COM
71377G100
110
27000
SH
Put
DFND
1
0
27000
0
PIONEER NAT RES CO
COM
723787107
2993
16120
SH
DFND
1
0
16120
0
PIONEER NAT RES CO
COM
723787107
2710
14600
SH
Call
DFND
1
0
14600
0
PIONEER NAT RES CO
COM
723787107
140725
758011
SH
SOLE
758011
0
0
PIONEER NAT RES CO
COM
723787107
108717
585600
SH
Call
SOLE
585600
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
290
35713
SH
DFND
1
0
35713
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
29932
3690737
SH
SOLE
3690737
0
0
POLARIS INDS INC
COM
731068102
666
8600
SH
Put
DFND
1
0
8600
0
POLARIS INDS INC
COM
731068102
33516
432800
SH
Put
SOLE
432800
0
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
30886
19500000
PRN
SOLE
19500000
0
0
PROCTER AND GAMBLE CO
COM
742718109
51131
569702
SH
SOLE
569702
0
0
PROCTER AND GAMBLE CO
COM
742718109
2193885
24444400
SH
Call
SOLE
24444400
0
0
PROCTER AND GAMBLE CO
COM
742718109
504009
5615700
SH
Put
SOLE
5615700
0
0
QUALCOMM INC
COM
747525103
137
2000
SH
Put
DFND
1
0
2000
0
QUALCOMM INC
COM
747525103
6713
98000
SH
Put
SOLE
98000
0
0
QUALYS INC
COM
74758T303
49
1271
SH
DFND
1
0
1271
0
QUALYS INC
COM
74758T303
2496
65367
SH
SOLE
65367
0
0
RED HAT INC
COM
756577102
23529
291090
SH
SOLE
291090
0
0
RED HAT INC
COM
756577102
3936
48700
SH
Call
SOLE
48700
0
0
RED HAT INC
COM
756577102
8026
99300
SH
Put
SOLE
99300
0
0
REGAL ENTMT GROUP
CL A
758766109
57
2615
SH
DFND
1
0
2615
0
REGAL ENTMT GROUP
CL A
758766109
3188
146595
SH
SOLE
146595
0
0
RESTORATION HARDWARE HLDGS I
COM
761283100
3582
103600
SH
DFND
1
0
103600
0
RESTORATION HARDWARE HLDGS I
COM
761283100
3607
104300
SH
Put
DFND
1
0
104300
0
REYNOLDS AMERICAN INC
COM
761713106
107
2265
SH
DFND
1
0
2265
0
REYNOLDS AMERICAN INC
COM
761713106
5492
116482
SH
SOLE
116482
0
0
RPC INC
COM
749660106
255
15200
SH
DFND
1
0
15200
0
RPM INTL INC
COM
749685103
156
2900
SH
Put
DFND
1
0
2900
0
RPM INTL INC
COM
749685103
2611
48600
SH
Call
SOLE
48600
0
0
RPM INTL INC
COM
749685103
7870
146500
SH
Put
SOLE
146500
0
0
RYLAND GROUP INC
NOTE 1.625% 5/1
783764AQ6
18229
15191000
PRN
SOLE
15191000
0
0
SABRE CORP
COM
78573M104
67
2365
SH
DFND
1
0
2365
0
SABRE CORP
COM
78573M104
4153
147387
SH
SOLE
147387
0
0
SCOTTS MIRACLE GRO CO
CL A
810186106
5
58
SH
DFND
1
0
58
0
SCOTTS MIRACLE GRO CO
CL A
810186106
2815
33801
SH
SOLE
33801
0
0
SEADRILL LIMITED
SHS
G7945E105
236
99700
SH
Put
SOLE
99700
0
0
SEADRILL PARTNERS LLC
COMUNIT REP LB
Y7545W109
264
74753
SH
SOLE
74753
0
0
SEARS HLDGS CORP
COM
812350106
4441
387500
SH
DFND
1
0
387500
0
SEARS HLDGS CORP
COM
812350106
2496
217800
SH
Put
DFND
1
0
217800
0
SEARS HLDGS CORP
COM
812350106
18307
1597500
SH
Put
SOLE
1597500
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
388
7300
SH
Put
DFND
1
0
7300
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
20821
391300
SH
Put
SOLE
391300
0
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
62
1839
SH
DFND
1
0
1839
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
3888
115439
SH
SOLE
115439
0
0
SHAKE SHACK INC
CL A
819047101
922
26600
SH
DFND
1
0
26600
0
SHAKE SHACK INC
CL A
819047101
940
27100
SH
Put
DFND
1
0
27100
0
SIGNET JEWELERS LIMITED
SHS
G81276100
175
2351
SH
DFND
1
0
2351
0
SIGNET JEWELERS LIMITED
SHS
G81276100
11060
148401
SH
SOLE
148401
0
0
SILICONWARE PRECISION INDS L
SPONSD ADR SPL
827084864
86
11579
SH
DFND
1
0
11579
0
SILICONWARE PRECISION INDS L
SPONSD ADR SPL
827084864
2313
312521
SH
SOLE
312521
0
0
SINA CORP
NOTE 1.000%12/0
82922RAD5
15686
15624000
PRN
SOLE
15624000
0
0
SINA CORP
ORD
G81477104
107843
1460700
SH
Put
SOLE
1460700
0
0
SKECHERS U S A INC
CL A
830566105
3514
153442
SH
DFND
1
0
153442
0
SKECHERS U S A INC
CL A
830566105
64658
2823489
SH
SOLE
2823489
0
0
SOLARCITY CORP
COM
83416T100
392
20045
SH
DFND
1
0
20045
0
SOLARCITY CORP
COM
83416T100
5512
281800
SH
Put
DFND
1
0
281800
0
SOLARCITY CORP
COM
83416T100
1346
68800
SH
Call
SOLE
68800
0
0
SOLARCITY CORP
COM
83416T100
4264
218000
SH
Put
SOLE
218000
0
0
SPLUNK INC
COM
848637104
205
3500
SH
Put
DFND
1
0
3500
0
SPLUNK INC
COM
848637104
10169
173300
SH
Put
SOLE
173300
0
0
STAMPS COM INC
COM NEW
852857200
2684
28400
SH
DFND
1
0
28400
0
STAMPS COM INC
COM NEW
852857200
2684
28400
SH
Put
DFND
1
0
28400
0
SUNPOWER CORP
COM
867652406
2013
225700
SH
DFND
1
0
225700
0
SUNPOWER CORP
COM
867652406
2058
230700
SH
Put
DFND
1
0
230700
0
SUNPOWER CORP
COM
867652406
112
12500
SH
SOLE
12500
0
0
SUNPOWER CORP
COM
867652406
112
12500
SH
Put
SOLE
12500
0
0
SUPERVALU INC
COM
868536103
2470
495000
SH
SOLE
495000
0
0
SYNCHRONY FINL
COM
87165B103
5816
207719
SH
DFND
1
0
207719
0
SYNCHRONY FINL
COM
87165B103
190729
6811765
SH
SOLE
6811765
0
0
T2 BIOSYSTEMS INC
COM
89853L104
219
30300
SH
DFND
1
0
30300
0
T2 BIOSYSTEMS INC
COM
89853L104
219
30300
SH
Put
DFND
1
0
30300
0
TESLA MTRS INC
COM
88160R101
16220
79500
SH
Call
DFND
1
0
79500
0
TESLA MTRS INC
COM
88160R101
46723
229000
SH
Put
DFND
1
0
229000
0
TESLA MTRS INC
COM
88160R101
1678
8226
SH
SOLE
8226
0
0
TESLA MTRS INC
COM
88160R101
7141
35000
SH
Call
SOLE
35000
0
0
TESLA MTRS INC
COM
88160R101
242837
1190200
SH
Put
SOLE
1190200
0
0
TESLA MTRS INC
NOTE 0.250% 3/0
88160RAB7
47237
52162000
PRN
SOLE
52162000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
3309
71923
SH
DFND
1
0
71923
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
149940
3258847
SH
SOLE
3258847
0
0
TIME WARNER INC
COM NEW
887317303
4549
57139
SH
DFND
1
0
57139
0
TIME WARNER INC
COM NEW
887317303
2762
34700
SH
Call
DFND
1
0
34700
0
TIME WARNER INC
COM NEW
887317303
270131
3393185
SH
SOLE
3393185
0
0
TIME WARNER INC
COM NEW
887317303
138155
1735400
SH
Call
SOLE
1735400
0
0
TRIBUNE MEDIA CO
CL A
896047503
100
2735
SH
DFND
1
0
2735
0
TRIBUNE MEDIA CO
CL A
896047503
6322
173100
SH
SOLE
173100
0
0
TRINA SOLAR LIMITED
SPON ADR
89628E104
5134
501339
SH
SOLE
501339
0
0
TRINA SOLAR LIMITED
SPON ADR
89628E104
28596
2792600
SH
Put
SOLE
2792600
0
0
TRINA SOLAR LIMITED
DBCV 3.500% 6/1
89628EAC8
6079
6211000
PRN
SOLE
6211000
0
0
TRINA SOLAR LIMITED
NOTE 4.000%10/1
89628EAE4
12617
13440000
PRN
SOLE
13440000
0
0
TRIPADVISOR INC
COM
896945201
392
6200
SH
Call
DFND
1
0
6200
0
TRIPADVISOR INC
COM
896945201
18329
290100
SH
Call
SOLE
290100
0
0
TWILIO INC
CL A
90138F102
245
3800
SH
DFND
1
0
3800
0
TWILIO INC
CL A
90138F102
367
5700
SH
Put
DFND
1
0
5700
0
TWILIO INC
CL A
90138F102
14796
229900
SH
Put
SOLE
229900
0
0
TWITTER INC
COM
90184L102
622
27000
SH
Call
DFND
1
0
27000
0
TWITTER INC
COM
90184L102
27296
1184200
SH
Call
SOLE
1184200
0
0
UNDER ARMOUR INC
CL A
904311107
5802
150000
SH
Call
DFND
1
0
150000
0
UNDER ARMOUR INC
CL A
904311107
5802
150000
SH
Put
DFND
1
0
150000
0
UNION PAC CORP
COM
907818108
2315
23732
SH
DFND
1
0
23732
0
UNION PAC CORP
COM
907818108
93404
957693
SH
SOLE
957693
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
572
10800
SH
Put
DFND
1
0
10800
0
VALERO ENERGY CORP NEW
COM
91913Y100
30941
583800
SH
Put
SOLE
583800
0
0
VALVOLINE INC
COM
92047W101
624
26585
SH
DFND
1
0
26585
0
VALVOLINE INC
COM
92047W101
28868
1228962
SH
SOLE
1228962
0
0
VANECK VECTORS ETF TR
STEEL ETF
92189F205
432
13900
SH
Put
DFND
1
0
13900
0
VANECK VECTORS ETF TR
STEEL ETF
92189F205
18279
588700
SH
Put
SOLE
588700
0
0
VERISIGN INC
COM
92343E102
1064
13600
SH
Put
DFND
1
0
13600
0
VERISIGN INC
COM
92343E102
45630
583200
SH
Put
SOLE
583200
0
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
100948
44069000
PRN
SOLE
44069000
0
0
VERSO CORP
CL A
92531L207
0
2969
SH
DFND
1
0
2969
0
VERSO CORP
CL A
92531L207
0
89584
SH
SOLE
89584
0
0
VERSO CORP
CL A
92531L207
0
9494
SH
OTR
0
0
0
VIAVI SOLUTIONS INC
COM
925550105
84
11317
SH
DFND
1
0
11317
0
VIAVI SOLUTIONS INC
COM
925550105
4303
582331
SH
SOLE
582331
0
0
VIMPELCOM LTD
SPONSORED ADR
92719A106
113
32517
SH
DFND
1
0
32517
0
VIMPELCOM LTD
SPONSORED ADR
92719A106
6676
1918478
SH
SOLE
1918478
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
199
13533
SH
SOLE
13533
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
35697
2433300
SH
Put
SOLE
2433300
0
0
VMWARE INC
CL A COM
928563402
1643
22400
SH
DFND
1
0
22400
0
VMWARE INC
CL A COM
928563402
1643
22400
SH
Put
DFND
1
0
22400
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2427
30110
SH
DFND
1
0
30110
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
117457
1456924
SH
SOLE
1456924
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
101
18014
SH
DFND
1
0
18014
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
6297
1120391
SH
SOLE
1120391
0
0
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
96
59700
SH
DFND
1
0
59700
0
WHITEWAVE FOODS CO
COM
966244105
55326
1016455
SH
SOLE
1016455
0
0
WHOLE FOODS MKT INC
COM
966837106
127
4465
SH
DFND
1
0
4465
0
WHOLE FOODS MKT INC
COM
966837106
7337
258802
SH
SOLE
258802
0
0
WMIH CORP
COM
92936P100
18
7822
SH
DFND
1
0
7822
0
WMIH CORP
COM
92936P100
1146
489624
SH
SOLE
489624
0
0
YAHOO INC
NOTE 12/0
984332AF3
5128
5000000
PRN
SOLE
5000000
0
0
YY INC
ADS REPCOM CLA
98426T106
986
18504
SH
DFND
1
0
18504
0
YY INC
ADS REPCOM CLA
98426T106
3495
65600
SH
Call
DFND
1
0
65600
0
YY INC
ADS REPCOM CLA
98426T106
37
700
SH
Put
DFND
1
0
700
0
YY INC
ADS REPCOM CLA
98426T106
25910
486298
SH
SOLE
486298
0
0
YY INC
ADS REPCOM CLA
98426T106
57372
1076800
SH
Call
SOLE
1076800
0
0
YY INC
ADS REPCOM CLA
98426T106
1481
27800
SH
Put
SOLE
27800
0
0
ZELTIQ AESTHETICS INC
COM
98933Q108
631
16100
SH
DFND
1
0
16100
0
ZELTIQ AESTHETICS INC
COM
98933Q108
631
16100
SH
Put
DFND
1
0
16100
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
4657
1135733
SH
SOLE
1135733
0
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
322
57200
SH
DFND
1
0
57200
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
322
57200
SH
Put
DFND
1
0
57200
0