-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NzthSVgvbjrsseRd87Z6imU+B4NT50lA5/pZuizcY54vtZR68+MQx8Lx/WMR43mU eC544ybXNnJfv6Tinn7tUw== 0000892712-10-000109.txt : 20100210 0000892712-10-000109.hdr.sgml : 20100210 20100210163344 ACCESSION NUMBER: 0000892712-10-000109 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100210 DATE AS OF CHANGE: 20100210 EFFECTIVENESS DATE: 20100210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAK RIDGE INVESTMENTS LLC CENTRAL INDEX KEY: 0001054554 IRS NUMBER: 364142388 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06668 FILM NUMBER: 10588245 BUSINESS ADDRESS: STREET 1: 10 SOUTH LASALLE STREET STREET 2: SUITE 1900 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-857-1040 MAIL ADDRESS: STREET 1: 10 SOUTH LASALLE STREET STREET 2: SUITE 1900 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 form13f.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number:_____ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Oak Ridge Investments, LLC Address: 10 South LaSalle Street, Suite 1900 Chicago, Illinois 60603 Form 13F File No: 28-6668 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Name: Alan E. Molotsky Title: Executive Vice President Phone: (312) 857-1040 Signature, Place, and Date of Signing: /s/ Alan E. Molotsky Chicago, IL 2/10/2010 - -------------------- ------------- ----------- (Signature) (City/State) (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE REPORT SUMMARY Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 215 Form 13F Information Table Value Total: $2,495,130 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 13F File Number Name --------------- ----------------------------------- 1. 28-04037 Pioneer Investment Management, Inc. OAK RIDGE INVESTMENTS, LLC FORM 13F DECEMBER 31, 2009 Investment Discretion Voting Authority --------------------- -------------------- Title of Value Other Security Class Cusip (x 1,000) Quantity Sole Share Managers Sole Share None -------------------------- -------- -------- --------- --------- ---- ------ ------- --------- ----- ------- A A R CORPORATION COM 000361105 7,182 312,540 Defined 1 312,540 A A R CORPORATION COM 000361105 8,170 355,536 329,753 25,783 ABBOTT LABORATORIES COM 002824100 5,394 99,900 Defined 1 99,900 ABBOTT LABORATORIES COM 002824100 33,921 628,283 590,250 38,033 ADOBE SYS INC. COM 00724F101 3,823 103,955 Defined 1 103,955 ADOBE SYS INC. COM 00724F101 26,923 732,014 688,712 43,302 AFFILIATED MGRS GROUP INC. COM 008252108 7,004 104,000 Defined 1 104,000 AFFILIATED MGRS GROUP INC. COM 008252108 16,927 251,325 236,110 15,215 AIRGAS INC. COM 009363102 9,910 208,200 Defined 1 208,200 AIRGAS INC. COM 009363102 28,365 595,913 561,478 34,435 ALBERTO CULVER CO. COM 013078100 8,075 275,700 Defined 1 275,700 ALBERTO CULVER CO. COM 013078100 6,565 224,135 209,732 14,403 ALLERGAN INC. COM 018490102 3,933 62,420 Defined 1 62,420 ALLERGAN INC. COM 018490102 30,884 490,139 461,987 28,152 ALLIANCE DATA SYSTEMS CORP. COM 018581108 16,154 250,101 238,219 11,882 ALTERA CORP. COM 021441100 479 21,148 18,146 3,002 ALTRA HOLDINGS INC. COM 02208R106 1,343 108,750 Defined 1 108,750 AMPHENOL CORP NEW CL A 032095101 2,228 48,255 Defined 1 48,255 AMPHENOL CORP NEW CL A 032095101 7,340 158,937 144,336 14,601 ANSYS INC. COM 03662Q105 21,841 502,560 Defined 1 502,560 ANSYS INC. COM 03662Q105 47,239 1,086,964 1,019,448 67,516 APPLE INC. COM 037833100 47,721 226,455 213,152 13,303 APPLE INC. COM 037833100 6,655 31,580 Defined 1 31,580 BAXTER INTL INC. COM 071813109 3,784 64,485 Defined 1 64,485 BAXTER INTL INC. COM 071813109 27,253 464,430 437,254 27,176 BECTON DICKINSON & CO. COM 075887109 3,677 46,630 Defined 1 46,630 BECTON DICKINSON & CO. COM 075887109 10,629 134,783 123,813 10,970 BEST BUY CO. COM 086516101 2,973 75,330 Defined 1 75,330 BEST BUY CO. COM 086516101 8,748 221,682 203,938 17,744 C.H. ROBINSON WORLDWIDE COM NEW 12541W209 424 7,217 6,194 1,023 CATALYST HEALTH SOLUTIONS INC. COM 14888B103 12,814 351,358 Defined 1 351,358 CATALYST HEALTH SOLUTIONS INC. COM 14888B103 27,712 759,858 713,402 46,456 CELGENE CORP. COM 151020104 3,307 59,395 Defined 1 59,395 CELGENE CORP. COM 151020104 23,500 422,050 397,160 24,890 CEPHALON, INC. COM 156708109 388 6,212 5,330 882 CHARLES SCHWAB CORP. COM 808513105 2,349 124,835 Defined 1 124,835 CHARLES SCHWAB CORP. COM 808513105 20,399 1,083,902 1,022,485 61,417 CHATTEM INC. COM 162456107 13,482 144,500 Defined 1 144,500 CHATTEM INC. COM 162456107 16,968 181,870 168,360 13,510 CHINA FIRE & SECURITY GROUP INC. COM 16938R103 2,370 175,200 Defined 1 175,200 CHURCH & DWIGHT CO INC. COM 171340102 9,114 150,762 Defined 1 150,762 CHURCH & DWIGHT CO INC. COM 171340102 38,195 631,852 598,840 33,012 CISCO SYS INC. COM 17275R102 3,833 160,105 Defined 1 160,105 CISCO SYS INC. COM 17275R102 27,535 1,150,159 1,082,797 67,362 CME GROUP INC. COM 12572Q105 1,438 4,280 Defined 1 4,280 CME GROUP INC. COM 12572Q105 4,196 12,491 11,471 1,020 COGNIZANT TECH SOLUTIONS CL A 192446102 2,034 44,860 Defined 1 44,860 COGNIZANT TECH SOLUTIONS CL A 192446102 15,114 333,413 313,137 20,276 COLFAX CORPATION COM 194014106 488 40,500 Defined 1 40,500 CONCHO RESOURCES INC. COM 20605P101 13,133 292,500 Defined 1 292,500 CONCHO RESOURCES INC. COM 20605P101 12,626 281,201 264,920 16,281 COVANCE INC. COM 222816100 9,206 168,700 Defined 1 168,700 COVANCE INC. COM 222816100 10,977 201,151 186,484 14,667 DANAHER CORP. COM 235851102 4,328 57,550 Defined 1 57,550 DANAHER CORP. COM 235851102 32,561 432,988 407,670 25,318 DENBURY RES INC. COM NEW 247916208 446 30,159 25,872 4,287 DIODES INC. COM 254543101 5,972 292,609 Defined 1 292,609 DIODES INC. COM 254543101 7,004 343,188 318,187 25,001 ECOLAB INC. COM 278865100 3,444 77,250 Defined 1 77,250 ECOLAB INC. COM 278865100 23,629 530,045 497,274 32,771 EXPEDITORS INTL WASH COM 302130109 463 13,319 11,425 1,894 EXPRESS SCRIPTS INC. COM 302182100 5,088 58,875 Defined 1 58,875 EXPRESS SCRIPTS INC. COM 302182100 32,632 377,597 354,880 22,717 FACTSET RESEARCH SYSTEMS INC. COM 303075105 561 8,517 7,315 1,202 FUQI INTERNATIONAL INC. COM NEW 36102A207 2,194 122,215 Defined 1 122,215 GAMESTOP CORP. CL A 36467W109 371 16,905 14,517 2,388 GILEAD SCIENCES INC. COM 375558103 4,722 109,120 Defined 1 109,120 GILEAD SCIENCES INC. COM 375558103 28,365 655,538 615,474 40,064 GOOGLE INC. CL A 38259P508 7,731 12,470 Defined 1 12,470 GOOGLE INC. CL A 38259P508 54,779 88,356 83,127 5,229 HAEMONETICS CORP. COM 405024100 8,251 149,605 Defined 1 149,605 HAEMONETICS CORP. COM 405024100 9,647 174,925 162,127 12,798 HEWLETT PACKARD CO. COM 428236103 4,728 91,785 Defined 1 91,785 HEWLETT PACKARD CO. COM 428236103 31,669 614,817 578,071 36,746 HITTITE MICROWAVE CORP. COM 43365Y104 10,993 269,642 Defined 1 269,642 HITTITE MICROWAVE CORP. COM 43365Y104 24,091 590,912 555,230 35,682 HMS HOLDINGS CORP. COM 40425J101 9,236 189,700 Defined 1 189,700 HMS HOLDINGS CORP. COM 40425J101 10,927 224,430 205,952 18,478 ICONIX BRAND GROUP INC. COM 451055107 7,233 570,870 Defined 1 570,870 ICONIX BRAND GROUP INC. COM 451055107 8,539 673,933 626,045 47,888 IDEX CORPORATION DELAWARE COM 45167R104 8,563 274,892 Defined 1 274,892 IDEX CORPORATION DELAWARE COM 45167R104 22,654 727,245 686,137 41,108 IDEXX LABS INC. COM 45168D104 12,379 231,600 Defined 1 231,600 IDEXX LABS INC. COM 45168D104 15,324 286,699 265,347 21,352 INFORMATICA CORP. COM 45666Q102 15,251 589,300 Defined 1 589,300 INFORMATICA CORP. COM 45666Q102 17,728 685,011 635,848 49,163 INTEGRA LIFESCIENCE HOLDINGS COM NEW 457985208 7,721 209,400 Defined 1 209,400 INTEGRA LIFESCIENCE HOLDINGS COM NEW 457985208 8,687 235,622 218,304 17,318 INTEL CORP. COM 458140100 3,822 187,330 Defined 1 187,330 INTEL CORP. COM 458140100 11,231 550,545 506,507 44,038 INTERCONTINENTAL EXCHANGE INC. COM 45865V100 3,115 27,740 Defined 1 27,740 INTERCONTINENTAL EXCHANGE INC. COM 45865V100 22,281 198,408 186,186 12,222 INTL BUSINESS MACHINES CORP. COM 459200101 5,853 44,710 Defined 1 44,710 INTL BUSINESS MACHINES CORP. COM 459200101 41,837 319,614 300,940 18,674 INVESCO PLC ADR SHS G491BT108 2,123 90,380 Defined 1 90,380 INVESCO PLC ADR SHS G491BT108 6,106 259,922 241,933 17,989 JOHNSON CONTROLS INCORPORATED COM 478366107 3,009 110,450 Defined 1 110,450 JOHNSON CONTROLS INCORPORATED COM 478366107 21,893 803,707 754,841 48,866 KELLOGG CO. COM 487836108 3,756 70,610 Defined 1 70,610 KELLOGG CO. COM 487836108 10,999 206,756 190,375 16,381 KNIGHT TRANSPORTATION COM 499064103 8,839 458,195 Defined 1 458,195 KNIGHT TRANSPORTATION COM 499064103 10,859 562,910 520,556 42,354 LKQ CORPORATION COM 501889208 10,431 532,460 Defined 1 532,460 LKQ CORPORATION COM 501889208 13,215 674,561 623,031 51,530 MCAFEE INC. COM 579064106 538 13,264 11,385 1,879 METTLER TOLEDO INTL. COM 592688105 439 4,183 3,591 592 MICROS SYS INC. COM 594901100 10,196 328,570 Defined 1 328,570 MICROS SYS INC. COM 594901100 12,178 392,468 363,444 29,024 MICROSEMI CORP. COM 595137100 4,002 225,360 Defined 1 225,360 MICROSEMI CORP. COM 595137100 6,001 337,884 311,184 26,700 MICROSOFT CORP. COM 594918104 6,942 227,760 Defined 1 227,760 MICROSOFT CORP. COM 594918104 38,108 1,250,272 1,172,241 78,031 MIDDLEBY CORP DEL COM 596278101 7,314 149,204 Defined 1 149,204 MIDDLEBY CORP DEL COM 596278101 9,503 193,854 179,655 14,199 MONSANTO CO NEW COM 61166W101 1,375 16,820 Defined 1 16,820 MONSANTO CO NEW COM 61166W101 10,005 122,390 115,121 7,269 MOOG INC. CL A 615394202 8,416 287,920 Defined 1 287,920 MOOG INC. CL A 615394202 9,427 322,502 300,092 22,410 MWI VETERINARY SUPPLY INC. COM 55402X105 8,616 228,535 Defined 1 228,535 MWI VETERINARY SUPPLY INC. COM 55402X105 9,992 265,031 245,605 19,426 NALCO HOLDING CO. COM 62985Q101 605 23,700 20,360 3,340 NUVASIVE INC. COM 670704105 8,180 255,800 Defined 1 255,800 NUVASIVE INC. COM 670704105 9,419 294,524 273,323 21,201 ORBITAL SCIENCES CORP. COM 685564106 7,354 481,897 455,279 26,618 ORBITAL SCIENCES CORP. COM 685564106 6,549 429,150 Defined 1 429,150 O'REILLY AUTOMOTIVE COM 686091109 3,482 91,340 Defined 1 91,340 O'REILLY AUTOMOTIVE COM 686091109 23,208 608,805 573,001 35,804 PEPSICO INC. COM 713448108 4,356 71,643 Defined 1 71,643 PEPSICO INC. COM 713448108 29,355 482,812 453,720 29,092 PETROHAWK ENERGY CORP. COM 716495106 10,510 438,120 Defined 1 438,120 PETROHAWK ENERGY CORP. COM 716495106 24,133 1,005,949 939,299 66,650 PORTFOLIO RECOVERY ASSOC INC. COM 73640Q105 8,158 181,900 Defined 1 181,900 PORTFOLIO RECOVERY ASSOC INC. COM 73640Q105 9,690 216,047 199,441 16,606 PRAXAIR INC. COM 74005P104 3,472 43,235 Defined 1 43,235 PRAXAIR INC. COM 74005P104 10,186 126,834 116,650 10,184 PRECISION CASTPARTS CORP. COM 740189105 3,200 28,995 Defined 1 28,995 PRECISION CASTPARTS CORP. COM 740189105 22,723 205,920 194,820 11,100 PRICELINE COM INC. COM NEW 741503403 743 3,400 2,918 482 PROASSURANCE CORPORATION COM 74267C106 5,417 100,855 Defined 1 100,855 PROCTER & GAMBLE COM 742718109 5,176 85,363 Defined 1 85,363 PROCTER & GAMBLE COM 742718109 35,861 591,476 556,112 35,364 PROSPERITY BANCSHARES COM 743606105 6,510 160,860 151,550 9,310 QIAGEN NV ORD N72482107 9,964 446,204 Defined 1 446,204 QIAGEN NV ORD N72482107 12,208 546,436 504,663 41,773 QUALCOMM INC. COM 747525103 4,655 100,635 Defined 1 100,635 QUALCOMM INC. COM 747525103 39,087 844,938 797,560 47,378 QUANTA SERVICES INC. COM 74762E102 7,825 375,460 Defined 1 375,460 QUANTA SERVICES INC. COM 74762E102 20,067 962,889 905,736 57,153 RANGE RESOURCES CORP. COM 75281A109 556 11,148 9,572 1,576 RAYTHEON CO. COM NEW 755111507 4,292 83,300 Defined 1 83,300 RAYTHEON CO. COM NEW 755111507 24,791 481,194 451,299 29,895 RESMED INC. COM 761152107 11,834 226,400 Defined 1 226,400 RESMED INC. COM 761152107 29,940 572,796 539,013 33,783 ROBERT HALF INTL INC. COM 770323103 437 16,366 14,044 2,322 ROPER INDUSTRIES INC. COM 776696106 430 8,212 7,050 1,162 ROSS STORES COM 778296103 551 12,898 11,070 1,828 SANDRIDGE ENERGY INC. COM 80007P307 6,582 698,000 Defined 1 698,000 SANDRIDGE ENERGY INC. COM 80007P307 7,756 822,490 763,152 59,338 SAP AG SPON ADR 803054204 3,353 71,640 Defined 1 71,640 SAP AG SPON ADR 803054204 24,373 520,678 492,422 28,256 SCHLUMBERGER LTD. COM 806857108 4,072 62,565 Defined 1 62,565 SCHLUMBERGER LTD. COM 806857108 31,827 488,970 462,983 25,987 SHARPS COMPLIANCE CORP. COM 820017101 1,920 200,000 Defined 1 200,000 SIRONA DENTAL SYSTEMS INC. COM 82966C103 3,766 118,641 113,557 5,084 SIRONA DENTAL SYSTEMS INC. COM 82966C103 8,586 270,500 Defined 1 270,500 SKYWORKS SOLUTIONS INC. COM 83088M102 8,514 600,000 Defined 1 600,000 SKYWORKS SOLUTIONS INC. COM 83088M102 10,425 734,693 680,221 54,472 SMARTHEAT INC. COM 83172F104 1,937 133,400 Defined 1 133,400 SOLERA HOLDINGS INC. COM 83421A104 10,789 299,600 Defined 1 299,600 SOLERA HOLDINGS INC. COM 83421A104 13,408 372,346 343,608 28,738 SOUTHWESTERN ENERGY COMPANY COM 845467109 3,371 69,945 Defined 1 69,945 SOUTHWESTERN ENERGY COMPANY COM 845467109 30,950 642,123 606,492 35,631 STANLEY INC. COM 854532108 7,904 288,360 Defined 1 288,360 STANLEY INC. COM 854532108 9,214 336,163 312,340 23,823 STAPLES INC. COM 855030102 4,481 182,237 Defined 1 182,237 STAPLES INC. COM 855030102 32,168 1,308,171 1,230,423 77,748 STERICYCLE INC. COM 858912108 22,599 409,617 387,043 22,574 STIFEL FINANCIAL CORP. COM 860630102 9,775 165,000 Defined 1 165,000 STRAYER ED INC. COM 863236105 264 1,244 1,067 177 STRYKER CORP. COM 863667101 3,111 61,755 Defined 1 61,755 STRYKER CORP. COM 863667101 9,163 181,913 167,334 14,579 SYBASE INC. COM 871130100 567 13,075 11,223 1,852 SYNTEL INC. COM 87162H103 7,380 194,050 Defined 1 194,050 SYNTEL INC. COM 87162H103 8,598 226,076 209,901 16,175 TARGET CORPORATION COM 87612E106 4,725 97,685 Defined 1 97,685 TARGET CORPORATION COM 87612E106 30,352 627,499 589,929 37,570 TECHNE CORP. COM 878377100 8,803 128,400 Defined 1 128,400 TECHNE CORP. COM 878377100 8,163 119,059 110,402 8,657 TEXAS INSTRUMENTS COM 882508104 3,665 140,625 Defined 1 140,625 TEXAS INSTRUMENTS COM 882508104 22,283 855,061 802,193 52,868 THERMO FISHER SCIENTIFIC INC. COM 883556102 4,053 84,995 Defined 1 84,995 THERMO FISHER SCIENTIFIC INC. COM 883556102 31,735 665,440 626,107 39,333 TOWER GROUP INC. COM 891777104 5,541 236,700 Defined 1 236,700 TOWER GROUP INC. COM 891777104 6,429 274,624 254,404 20,220 TRANSOCEAN INC SWITZERLAND REG SHS H8817H100 2,584 31,210 Defined 1 31,210 TRANSOCEAN INC SWITZERLAND REG SHS H8817H100 7,476 90,289 84,028 6,261 TRUE RELIGION APPAREL INC. COM 89784N104 9,524 515,080 Defined 1 515,080 TRUE RELIGION APPAREL INC. COM 89784N104 11,428 618,076 572,910 45,166 UNITED TECHNOLOGIES CORP. COM 913017109 4,092 58,950 Defined 1 58,950 UNITED TECHNOLOGIES CORP. COM 913017109 11,895 171,370 157,481 13,889 VALMONT INDUSTRIES INC. COM 920253101 7,955 101,400 Defined 1 101,400 VALMONT INDUSTRIES INC. COM 920253101 4,928 62,819 58,285 4,534 VARIAN MED SYS INC. COM 92220P105 427 9,119 7,827 1,292 VISA INC. COM CL A 92826C839 5,252 60,055 Defined 1 60,055 VISA INC. COM CL A 92826C839 27,721 316,962 296,772 20,190 WASTE CONNECTIONS COM 941053100 10,887 326,545 Defined 1 326,545 WASTE CONNECTIONS COM 941053100 34,663 1,039,686 980,469 59,217 WMS INDUSTRIES INC. COM 929297109 13,212 330,300 Defined 1 330,300 WMS INDUSTRIES INC. COM 929297109 15,617 390,414 366,874 23,540 WOLVERINE WORLD WIDE INC. COM 978097103 12,625 463,825 Defined 1 463,825 WOLVERINE WORLD WIDE INC. COM 978097103 16,417 603,138 558,737 44,401 WRIGHT EXPRESS CORP. COM 98233Q105 9,581 300,710 Defined 1 300,710 WRIGHT EXPRESS CORP. COM 98233Q105 11,876 372,751 345,511 27,240 XTO ENERGY INC. COM 98385X106 3,155 67,803 Defined 1 67,803 XTO ENERGY INC. COM 98385X106 9,215 198,054 182,310 15,744 REPORT SUMMARY 215 2,495,130
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