0001522461-11-000016.txt : 20111028
0001522461-11-000016.hdr.sgml : 20111028
20111028124502
ACCESSION NUMBER: 0001522461-11-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111026
FILED AS OF DATE: 20111028
DATE AS OF CHANGE: 20111028
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANGO ROBERT A.
CENTRAL INDEX KEY: 0001464250
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23993
FILM NUMBER: 111164276
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADCOM CORP
CENTRAL INDEX KEY: 0001054374
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 330480482
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
BUSINESS PHONE: 949 926 5000
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-10-26
0001054374
BROADCOM CORP
BRCM
0001464250
RANGO ROBERT A.
5300 CALIFORNIA AVENUE
IRVINE
CA
92617
0
1
0
0
EVP & GM, Mobile & Wireles Grp
Class A common stock
2011-10-26
4
M
0
12371
13.43
A
145862
D
Class A common stock
2011-10-26
4
S
0
12371
35.50
D
133491
D
Employee stock option (right to buy)
13.43
2011-10-26
4
M
0
11913
0
D
2017-04-22
Class A common stock
11913
0
D
Employee stock option (right to buy)
13.43
2011-10-26
4
M
0
458
0
D
2017-04-22
Class A common stock
458
4822
D
The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Such transaction was executed in multiple trades at prices ranging from $35.00 to $36.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full informaton regarding the number of shares and prices at which the transaction was effected.
Includes (i) 32,099 shares that are held as Class A common stock and (ii) 101,392 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
All shares subject to such option are vested and immediately exercisable.
/s/ Robert A. Rango
2011-10-27