0001317212-12-000020.txt : 20120207 0001317212-12-000020.hdr.sgml : 20120207 20120207200127 ACCESSION NUMBER: 0001317212-12-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120205 FILED AS OF DATE: 20120207 DATE AS OF CHANGE: 20120207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANGO ROBERT A. CENTRAL INDEX KEY: 0001464250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23993 FILM NUMBER: 12579491 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 BUSINESS PHONE: 949 926 5000 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-02-05 0001054374 BROADCOM CORP BRCM 0001464250 RANGO ROBERT A. 5300 CALIFORNIA AVENUE IRVINE CA 92617 0 1 0 0 EVP & GM, Wireless Con Grp Class A common stock 2012-02-05 4 F 0 4333 37.675 D 123659 D Class A common stock 2012-02-06 4 M 0 8100 22.89 A 131759 D Class A common stock 2012-02-06 4 S 0 8100 37.1339 D 123659 D Class A common stock 22.89 2012-02-06 4 M 0 8100 0 D 2013-12-06 Class A common stock 8100 81000 D The shares were withheld by the Issuer in satisfaction of the withholding taxes incurred in connection with the vesting of restricted stock units previously awarded to the Reporting Person. The withholding of the shares is an exempt disposition pursuant to Rule 16b-3(e) of the Securities Exchange Act of 1934, as amended. The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such transaction was executed in multiple trades at prices ranging from $37.13 to $37.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes (i) 45,867 shares that are held as Class A common stock and (ii) 77,792 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. All shares subject to such option are vested and immediately exercisable. /s/ Robert A. Rango 2012-02-06