0001317212-12-000020.txt : 20120207
0001317212-12-000020.hdr.sgml : 20120207
20120207200127
ACCESSION NUMBER: 0001317212-12-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120205
FILED AS OF DATE: 20120207
DATE AS OF CHANGE: 20120207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANGO ROBERT A.
CENTRAL INDEX KEY: 0001464250
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23993
FILM NUMBER: 12579491
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADCOM CORP
CENTRAL INDEX KEY: 0001054374
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 330480482
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
BUSINESS PHONE: 949 926 5000
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-02-05
0001054374
BROADCOM CORP
BRCM
0001464250
RANGO ROBERT A.
5300 CALIFORNIA AVENUE
IRVINE
CA
92617
0
1
0
0
EVP & GM, Wireless Con Grp
Class A common stock
2012-02-05
4
F
0
4333
37.675
D
123659
D
Class A common stock
2012-02-06
4
M
0
8100
22.89
A
131759
D
Class A common stock
2012-02-06
4
S
0
8100
37.1339
D
123659
D
Class A common stock
22.89
2012-02-06
4
M
0
8100
0
D
2013-12-06
Class A common stock
8100
81000
D
The shares were withheld by the Issuer in satisfaction of the withholding taxes incurred in connection with the vesting of restricted stock units previously awarded to the Reporting Person. The withholding of the shares is an exempt disposition pursuant to Rule 16b-3(e) of the Securities Exchange Act of 1934, as amended.
The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Such transaction was executed in multiple trades at prices ranging from $37.13 to $37.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes (i) 45,867 shares that are held as Class A common stock and (ii) 77,792 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
All shares subject to such option are vested and immediately exercisable.
/s/ Robert A. Rango
2012-02-06