-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GcXTlGdXApW/LkMcCC+XNdcmAY9IoUq+HaLhlGRnAxeNaHgd/6KaR3Yw/qd96Apn lQ32BUPRpsQnRIrX7Tnt+w== 0001317212-10-000090.txt : 20101112 0001317212-10-000090.hdr.sgml : 20101111 20101112173010 ACCESSION NUMBER: 0001317212-10-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101110 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIM NEIL Y. CENTRAL INDEX KEY: 0001463220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23993 FILM NUMBER: 101188185 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 BUSINESS PHONE: 949 926 5000 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-11-10 0001054374 BROADCOM CORP BRCM 0001463220 KIM NEIL Y. 5300 CALIFORNIA AVENUE IRVINE CA 92617 0 1 0 0 EVP, Ops. & Central Eng. Class A common stock 2010-11-10 4 M 0 20000 22.89 A 116907 D Class A common stock 2010-11-10 4 M 0 4375 22.3933 A 121282 D Class A common stock 2010-11-10 4 S 0 10000 41.98 D 111282 D Class A common stock 2010-11-10 4 S 0 10000 41.80 D 101282 D Class A common stock 2010-11-10 4 S 0 4375 42.37 D 96907 D Employee stock option (right to buy) 22.89 2010-11-10 4 M 0 20000 0 D 2013-12-06 Class A common stock 20000 0 D Employee stock option (right to buy) 22.3933 2010-11-10 4 M 0 4375 0 D 2013-12-11 Class A common stock 4375 30000 D Includes (i) 24,532 shares that are held as Class A common stock and (ii) 72,375 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. All shares subject to such option are vested and immediately exercisable. /s/ Lauri D. Fischer, Attorney in fact 2010-11-10 -----END PRIVACY-ENHANCED MESSAGE-----