0001193125-16-446180.txt : 20160201 0001193125-16-446180.hdr.sgml : 20160201 20160201170007 ACCESSION NUMBER: 0001193125-16-446180 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160201 DATE AS OF CHANGE: 20160201 EFFECTIVENESS DATE: 20160201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-193682 FILM NUMBER: 161378041 BUSINESS ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 BUSINESS PHONE: 949 926 5000 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 S-8 POS 1 d125264ds8pos.htm S-8 POS S-8 POS

As filed with the Securities and Exchange Commission on February 1, 2016

Registration Nos. 333-132533; 333-172017;

333-179273; 333-179871; 333-186334;

333-193682; 333-201759

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 1 TO

Form S-8 Registration Statement (No. 333-132533)

Form S-8 Registration Statement (No. 333-172017)

Form S-8 Registration Statement (No. 333-179273)

Form S-8 Registration Statement (No. 333-179871)

Form S-8 Registration Statement (No. 333-186334)

Form S-8 Registration Statement (No. 333-193682)

Form S-8 Registration Statement (No. 333-201759)

UNDER

THE SECURITIES ACT OF 1933

 

 

BROADCOM CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

California   33-0480482
(State of Incorporation)   (I.R.S. Employer Identification No.)

5300 California Avenue,

Irvine, California 92617

(949) 926-5000

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Broadcom Corporation 1998 Stock Incentive Plan

Broadcom Corporation 1998 Employee Stock Purchase Plan

Broadcom Corporation 2007 International Employee Stock Purchase Plan

Broadcom Corporation 2012 Stock Incentive Plan

Aeluros, Inc. 2001 Stock Option Option/Stock Issuance Plan

NetLogic Microsystems, Inc. 2000 Stock Plan

NetLogic Microsystems, Inc. 2004 Equity Incentive Plan

NetLogic Microsystems, Inc. 2008 New Employee Inducement Incentive Plan

Optichron, Inc. 2011 Restricted Stock Unit Plan

Beceem Communications Inc. 2003 Equity Incentive Plan

Beceem Communications Inc. 2004 Equity Incentive Plan for Indian Residents

Beceem Communications Inc. 2005 Equity Incentive Plan for Indian Residents

Beceem Communications Inc. 2006 Equity Incentive Plan for Indian Residents

Beceem Communications Inc. 2009 Equity Incentive Plan for Indian Residents

Gigle Semiconductor Inc. 2006 Stock Incentive Plan

Sandburst Corporation 2000 Stock Option and Stock Incentive Plan

(Full titles of the plans)

 

 

Corporation Service Company

1090 Vermont Avenue NW

Washington, D.C. 20005

(800) 222-2122

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

 

Christopher L. Kaufman

Anthony J. Richmond

Latham & Watkins LLP

140 Scott Drive

Menlo Park, California 94025

Telephone: (650) 328-4600

 

Patricia H. McCall

Rebecca Boyden

c/o Avago Technologies U.S. Inc.

1320 Ridder Park Drive

San Jose, California 95131

(408) 433-8000

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act (check one):

 

Large Accelerated filer   x    Accelerated filer   ¨
Non-Accelerated filer   ¨  (Do not check if a smaller reporting company)    Smaller reporting company   ¨

 

 

 


EXPLANATORY NOTE / DEREGISTRATION OF UNSOLD SECURITIES

On February 1, 2016, pursuant to the Agreement and Plan of Merger, dated as of May 28, 2015 (the “Agreement”), by and among Broadcom Corporation (the “Registrant”), Avago Technologies Limited (“Avago”), Pavonia Limited (“Holdco”) and various other parties, both Avago and the Registrant became indirect subsidiaries of Holdco and their equity securities ceased to be publicly traded. Holdco was renamed Broadcom Limited, continuing as the surviving corporation.

The Registrant previously registered shares of the Registrant’s Class A common stock, $0.0001 par value per share, under the below referenced Registration Statements on Form S-8 (the “Registration Statements”) concerning shares issuable or issued under certain employee benefit and equity plans and agreements. As a result of the consummation of the transactions contemplated by the Agreement, the Registrant has terminated all offerings of its securities pursuant to the below referenced Registration Statements. In accordance with an undertaking made by the Registrant in each of the Registration Statements to remove from registration by means of a post-effective amendment any securities which remain unsold at the termination of the offering, the Registrant hereby removes and withdraws from registration all securities of the Registrant registered pursuant to the Registration Statements that remain unsold as of the date hereof.

 

Registration

No.

  Date Filed
With

the SEC
   

Name of Equity Plan

  Number of Class A Shares
Originally Registered
 
333-132533     3/17/2006      Broadcom Corporation 1998 Stock Incentive Plan     23,594,442   
    Broadcom Corporation 1998 Employee Stock Purchase Plan     4,500,000   
    Sandburst Corporation 2000 Stock Option and Stock Incentive Plan     107,144   
333-172017     2/2/2011      Broadcom Corporation 1998 Stock Incentive Plan     24,241,462   
    Broadcom Corporation 1998 Employee Stock Purchase Plan     5,386,992   
    Broadcom Corporation 2007 International Employee Stock Purchase Plan     1,346,747   
    Beceem Communications Inc. Plans (the “Beceem Plans”)(1)     829,825   
    Gigle Semiconductor Inc. 2006 Stock Incentive Plan     19,380   
333-179273     2/1/2012      Broadcom Corporation 1998 Employee Stock Purchase Plan     4,766,152   
    Broadcom Corporation 2007 International Employee Stock Purchase Plan     2,042,636   
333-179871     3/2/2012      NetLogic Microsystems, Inc. (“NetLogic”) Plans (the “NetLogic Plans”)(2)     10,084,740   
333-186334     1/31/2013      Broadcom Corporation 1998 Employee Stock Purchase Plan     5,690,588   
    Broadcom Corporation 2007 International Employee Stock Purchase Plan     1,422,647   
    Broadcom Corporation 2012 Stock Incentive Plan     125,607,647   
333-193682     1/31/2014      Broadcom Corporation 1998 Employee Stock Purchase Plan     5,447,069   
    Broadcom Corporation 2007 International Employee Stock Purchase Plan     1,815,689   
    Broadcom Corporation 2012 Stock Incentive Plan     26,145,931   
333-201759     1/30/2015      Broadcom Corporation 1998 Employee Stock Purchase Plan     5,989,076   
    Broadcom Corporation 2007 International Employee Stock Purchase Plan     1,497,269   

 

(1) The “Beceem Plans” are composed of: (a) 610,891 shares issuable under the 2003 Equity Incentive Plan; (b) 245 shares issuable under the 2004 Equity Incentive Plan for Indian Residents; (c) 274 shares issuable under the 2005 Equity Incentive Plan for Indian Residents; (d) 5,872 shares issuable under the 2006 Equity Incentive Plan for Indian Residents; and (e) 212,543 shares issuable under the 2009 Equity Incentive Plan for Indian Residents.
(2)  The “NetLogic Plans” are composed of: (a) 3,830,467 issuable under the NetLogic 2000 Stock Plan, the NetLogic 2004 Equity Incentive Plan, the NetLogic 2008 New Employee Inducement Incentive Plan, the Aeluros, Inc. 2001 Stock Option Option/Stock Issuance Plan (assumed by NetLogic), and upon the exercise of options granted pursuant to the Agreement and Plan of Merger Reorganization, dated May 31, 2009, by and among NetLogic, RMI Corporation, Roadster Merger Corporation and WP VIII Representative LLC, by which NetLogic acquired RMI, which such outstanding options were assumed by the Registrant pursuant to the Agreement and Plan of Merger, dated as of September 11, 2011, by and among the Registrant, a wholly owned subsidiary of the Registrant and NetLogic; (b) 6,091,591 shares issuable pursuant to assumed restricted stock units previously granted by NetLogic; and (c) 162,682 shares issuable upon exercise of options previously granted by NetLogic as new hire inducements.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, and Rule 478 thereunder, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused these Post-Effective Amendments to the Registration Statements on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Jose, State of California, on this 1st day of February, 2016.

 

BROADCOM CORPORATION
By:      

/s/ Anthony E. Maslowski

  Anthony E. Maslowski
  Senior Vice President and Chief Executive Officer