0001054374-15-000053.txt : 20150327
0001054374-15-000053.hdr.sgml : 20150327
20150327182903
ACCESSION NUMBER: 0001054374-15-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150325
FILED AS OF DATE: 20150327
DATE AS OF CHANGE: 20150327
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADCOM CORP
CENTRAL INDEX KEY: 0001054374
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 330480482
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
BUSINESS PHONE: 949 926 5000
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HURLSTON MICHAEL E.
CENTRAL INDEX KEY: 0001573338
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23993
FILM NUMBER: 15732156
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-03-25
0001054374
BROADCOM CORP
BRCM
0001573338
HURLSTON MICHAEL E.
5300 CALIFORNIA AVENUE
IRVINE
CA
92617
0
1
0
0
EVP, Worldwide Sales
Class A common stock
2015-03-25
4
M
0
5000
29.39
A
331341
D
Class A common stock
2015-03-25
4
M
0
3750
29.39
A
335091
D
Class A common stock
2015-03-25
4
M
0
1093
23.17
A
336184
D
Class A common stock
2015-03-25
4
M
0
2500
27.74
A
338684
D
Class A common stock
2015-03-25
4
M
0
1250
32.93
A
339934
D
Class A common stock
2015-03-25
4
S
0
9000
42.5417
D
330934
D
Class A common stock
2015-03-25
4
S
0
4000
43.9833
D
326934
D
Class A common stock
2015-03-25
4
S
0
593
44.4307
D
326341
D
Class A common stock
2015-03-25
4
S
0
1600
42.5374
D
324741
D
Class A common stock
2015-03-25
4
S
0
900
44.0533
D
323841
D
Employee stock option (right to buy)
29.39
2015-03-25
4
M
0
5000
0
D
2020-02-04
Class A common stock
5000
13296
D
Employee stock option (right to buy)
29.39
2015-03-25
4
M
0
3750
0
D
2020-02-04
Class A common stock
3750
9266
D
Employee stock option (right to buy)
23.17
2015-03-25
4
M
0
1093
0
D
2019-04-27
Class A common stock
1093
1093
D
Employee stock option (right to buy)
27.74
2015-03-25
4
M
0
2500
0
D
2018-04-23
Class A common stock
2500
7150
D
Employee stock option (right to buy)
32.93
2015-03-25
4
M
0
1250
0
D
2017-05-02
Class A common stock
1250
2984
D
The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Such transaction was executed in multiple trades at prices ranging from $42.22 to $43.22. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Such transaction was executed in multiple trades at prices ranging from $43.35 to $44.30. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Such transaction was executed in multiple trades at prices ranging from $44.36 to $44.53. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Such transaction was executed in multiple trades at prices ranging from $42.22 to $43.16. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Such transaction was executed in multiple trades at prices ranging from $43.51 to $44.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes (i) 49,273 shares that are held as Class A common stock and (ii) 274,568 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
All shares subject to such option are fully vested and immediately exercisable.
/s/ Michael E. Hurlston
2015-03-26