0001054374-15-000053.txt : 20150327 0001054374-15-000053.hdr.sgml : 20150327 20150327182903 ACCESSION NUMBER: 0001054374-15-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150325 FILED AS OF DATE: 20150327 DATE AS OF CHANGE: 20150327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 BUSINESS PHONE: 949 926 5000 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HURLSTON MICHAEL E. CENTRAL INDEX KEY: 0001573338 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23993 FILM NUMBER: 15732156 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-03-25 0001054374 BROADCOM CORP BRCM 0001573338 HURLSTON MICHAEL E. 5300 CALIFORNIA AVENUE IRVINE CA 92617 0 1 0 0 EVP, Worldwide Sales Class A common stock 2015-03-25 4 M 0 5000 29.39 A 331341 D Class A common stock 2015-03-25 4 M 0 3750 29.39 A 335091 D Class A common stock 2015-03-25 4 M 0 1093 23.17 A 336184 D Class A common stock 2015-03-25 4 M 0 2500 27.74 A 338684 D Class A common stock 2015-03-25 4 M 0 1250 32.93 A 339934 D Class A common stock 2015-03-25 4 S 0 9000 42.5417 D 330934 D Class A common stock 2015-03-25 4 S 0 4000 43.9833 D 326934 D Class A common stock 2015-03-25 4 S 0 593 44.4307 D 326341 D Class A common stock 2015-03-25 4 S 0 1600 42.5374 D 324741 D Class A common stock 2015-03-25 4 S 0 900 44.0533 D 323841 D Employee stock option (right to buy) 29.39 2015-03-25 4 M 0 5000 0 D 2020-02-04 Class A common stock 5000 13296 D Employee stock option (right to buy) 29.39 2015-03-25 4 M 0 3750 0 D 2020-02-04 Class A common stock 3750 9266 D Employee stock option (right to buy) 23.17 2015-03-25 4 M 0 1093 0 D 2019-04-27 Class A common stock 1093 1093 D Employee stock option (right to buy) 27.74 2015-03-25 4 M 0 2500 0 D 2018-04-23 Class A common stock 2500 7150 D Employee stock option (right to buy) 32.93 2015-03-25 4 M 0 1250 0 D 2017-05-02 Class A common stock 1250 2984 D The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such transaction was executed in multiple trades at prices ranging from $42.22 to $43.22. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Such transaction was executed in multiple trades at prices ranging from $43.35 to $44.30. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Such transaction was executed in multiple trades at prices ranging from $44.36 to $44.53. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Such transaction was executed in multiple trades at prices ranging from $42.22 to $43.16. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Such transaction was executed in multiple trades at prices ranging from $43.51 to $44.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes (i) 49,273 shares that are held as Class A common stock and (ii) 274,568 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. All shares subject to such option are fully vested and immediately exercisable. /s/ Michael E. Hurlston 2015-03-26