0001054374-15-000044.txt : 20150302
0001054374-15-000044.hdr.sgml : 20150302
20150302171625
ACCESSION NUMBER: 0001054374-15-000044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150226
FILED AS OF DATE: 20150302
DATE AS OF CHANGE: 20150302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADCOM CORP
CENTRAL INDEX KEY: 0001054374
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 330480482
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
BUSINESS PHONE: 949 926 5000
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIM NEIL Y.
CENTRAL INDEX KEY: 0001463220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23993
FILM NUMBER: 15665889
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-02-26
0001054374
BROADCOM CORP
BRCM
0001463220
KIM NEIL Y.
5300 CALIFORNIA AVENUE
IRVINE
CA
92617
0
1
0
0
EVP, Ops. & Central Eng.
Class A common stock
2015-02-26
4
M
0
25000
23.17
A
323010
D
Class A common stock
2015-02-26
4
M
0
25000
27.74
A
348010
D
Class A common stock
2015-02-26
4
M
0
4900
41.15
A
352910
D
Class A common stock
2015-02-26
4
S
0
54900
45.4024
D
298010
D
Employee stock option (right to buy)
23.17
2015-02-26
4
M
0
25000
0
D
2019-04-27
Class A common stock
25000
50000
D
Employee stock option (right to buy)
27.74
2015-02-26
4
M
0
25000
0
D
2018-04-23
Class A common stock
25000
25500
D
Employee stock option (right to buy)
41.15
2015-02-26
4
M
0
4900
0
D
2016-05-04
Class A common stock
4900
30000
D
Such transaction was executed in multiple trades at prices ranging from $45.40 to $45.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes (i) 29,614 shares that are held as Class A common stock and (ii) 268,396 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
All shares subject to such option are fully vested and immediately exercisable.
/s/ Neil Y. Kim
2015-02-26