0001054374-15-000044.txt : 20150302 0001054374-15-000044.hdr.sgml : 20150302 20150302171625 ACCESSION NUMBER: 0001054374-15-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150226 FILED AS OF DATE: 20150302 DATE AS OF CHANGE: 20150302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 BUSINESS PHONE: 949 926 5000 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIM NEIL Y. CENTRAL INDEX KEY: 0001463220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23993 FILM NUMBER: 15665889 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-02-26 0001054374 BROADCOM CORP BRCM 0001463220 KIM NEIL Y. 5300 CALIFORNIA AVENUE IRVINE CA 92617 0 1 0 0 EVP, Ops. & Central Eng. Class A common stock 2015-02-26 4 M 0 25000 23.17 A 323010 D Class A common stock 2015-02-26 4 M 0 25000 27.74 A 348010 D Class A common stock 2015-02-26 4 M 0 4900 41.15 A 352910 D Class A common stock 2015-02-26 4 S 0 54900 45.4024 D 298010 D Employee stock option (right to buy) 23.17 2015-02-26 4 M 0 25000 0 D 2019-04-27 Class A common stock 25000 50000 D Employee stock option (right to buy) 27.74 2015-02-26 4 M 0 25000 0 D 2018-04-23 Class A common stock 25000 25500 D Employee stock option (right to buy) 41.15 2015-02-26 4 M 0 4900 0 D 2016-05-04 Class A common stock 4900 30000 D Such transaction was executed in multiple trades at prices ranging from $45.40 to $45.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes (i) 29,614 shares that are held as Class A common stock and (ii) 268,396 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. All shares subject to such option are fully vested and immediately exercisable. /s/ Neil Y. Kim 2015-02-26