0001054374-15-000030.txt : 20150213
0001054374-15-000030.hdr.sgml : 20150213
20150213182745
ACCESSION NUMBER: 0001054374-15-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150212
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADCOM CORP
CENTRAL INDEX KEY: 0001054374
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 330480482
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
BUSINESS PHONE: 949 926 5000
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRANDT ERIC
CENTRAL INDEX KEY: 0001190639
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23993
FILM NUMBER: 15616973
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-02-12
0001054374
BROADCOM CORP
BRCM
0001190639
BRANDT ERIC
5300 CALIFORNIA AVENUE
IRVINE
CA
92617
0
1
0
0
Executive Vice President & CFO
Class A common stock
2015-02-12
4
M
0
87500
32.93
A
588258
D
Class A common stock
2015-02-12
4
S
0
87500
44.82
D
500758
D
Class A common stock
2015-02-13
4
M
0
100000
27.74
A
600758
D
Class A common stock
2015-02-13
4
M
0
150000
23.17
A
750758
D
Class A common stock
2015-02-13
4
M
0
120000
29.39
A
870758
D
Class A common stock
2015-02-13
4
S
0
370000
45.5155
D
500758
D
Employee stock option (right to buy)
32.93
2015-02-12
4
M
0
87500
0
D
2017-05-02
Class A common stock
87500
0
D
Employee stock option (right to buy)
27.74
2015-02-13
4
M
0
100000
0
D
2018-04-23
Class A common stock
100000
0
D
Employee stock option (right to buy)
23.17
2015-02-13
4
M
0
150000
0
D
2019-04-27
Class A common stock
150000
0
D
Employee stock option (right to buy)
29.39
2015-02-13
4
M
0
120000
0
D
2020-02-04
Class A common stock
120000
0
D
The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Such transaction was executed in multiple trades at prices ranging from $45.50 to $45.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes (i) 179,529 shares that are held as Class A common stock and (ii) 321,229 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
All shares subject to such option are fully vested and immediately exercisable.
/s/ Lauri D. Fischer, Attorney-in-fact
2015-02-13