0001054374-15-000030.txt : 20150213 0001054374-15-000030.hdr.sgml : 20150213 20150213182745 ACCESSION NUMBER: 0001054374-15-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150212 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 BUSINESS PHONE: 949 926 5000 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRANDT ERIC CENTRAL INDEX KEY: 0001190639 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23993 FILM NUMBER: 15616973 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-02-12 0001054374 BROADCOM CORP BRCM 0001190639 BRANDT ERIC 5300 CALIFORNIA AVENUE IRVINE CA 92617 0 1 0 0 Executive Vice President & CFO Class A common stock 2015-02-12 4 M 0 87500 32.93 A 588258 D Class A common stock 2015-02-12 4 S 0 87500 44.82 D 500758 D Class A common stock 2015-02-13 4 M 0 100000 27.74 A 600758 D Class A common stock 2015-02-13 4 M 0 150000 23.17 A 750758 D Class A common stock 2015-02-13 4 M 0 120000 29.39 A 870758 D Class A common stock 2015-02-13 4 S 0 370000 45.5155 D 500758 D Employee stock option (right to buy) 32.93 2015-02-12 4 M 0 87500 0 D 2017-05-02 Class A common stock 87500 0 D Employee stock option (right to buy) 27.74 2015-02-13 4 M 0 100000 0 D 2018-04-23 Class A common stock 100000 0 D Employee stock option (right to buy) 23.17 2015-02-13 4 M 0 150000 0 D 2019-04-27 Class A common stock 150000 0 D Employee stock option (right to buy) 29.39 2015-02-13 4 M 0 120000 0 D 2020-02-04 Class A common stock 120000 0 D The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such transaction was executed in multiple trades at prices ranging from $45.50 to $45.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes (i) 179,529 shares that are held as Class A common stock and (ii) 321,229 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. All shares subject to such option are fully vested and immediately exercisable. /s/ Lauri D. Fischer, Attorney-in-fact 2015-02-13