0001054374-14-000142.txt : 20141002
0001054374-14-000142.hdr.sgml : 20141002
20141002164240
ACCESSION NUMBER: 0001054374-14-000142
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141002
DATE AS OF CHANGE: 20141002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADCOM CORP
CENTRAL INDEX KEY: 0001054374
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 330480482
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
BUSINESS PHONE: 949 926 5000
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HURLSTON MICHAEL E.
CENTRAL INDEX KEY: 0001573338
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23993
FILM NUMBER: 141137064
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-09-30
0001054374
BROADCOM CORP
BRCM
0001573338
HURLSTON MICHAEL E.
5300 CALIFORNIA AVENUE
IRVINE
CA
92617
0
1
0
0
EVP, Worldwide Sales
Class A common stock
2014-09-30
4
M
0
5000
29.39
A
238487
D
Class A common stock
2014-09-30
4
M
0
3750
29.39
A
242237
D
Class A common stock
2014-09-30
4
M
0
1096
23.17
A
243333
D
Class A common stock
2014-09-30
4
M
0
2500
27.74
A
245833
D
Class A common stock
2014-09-30
4
M
0
1250
32.93
A
247083
D
Class A common stock
2014-09-30
4
S
0
13596
40.6503
D
233487
D
Employee stock option (right to buy)
29.39
2014-09-30
4
M
0
5000
0
D
2020-02-04
Class A common stock
5000
23296
D
Employee stock option (right to buy)
29.39
2014-09-30
4
M
0
3750
0
D
2020-02-04
Class A common stock
3750
16766
D
Employee stock option (right to buy)
23.17
2014-09-30
4
M
0
1096
0
D
2019-04-27
Class A common stock
1096
3279
D
Employee stock option (right to buy)
27.74
2014-09-30
4
M
0
2500
0
D
2018-04-23
Class A common stock
2500
12150
D
Employee stock option (right to buy)
32.93
2014-09-30
4
M
0
1250
0
D
2017-05-02
Class A common stock
1250
5484
D
The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Such transaction was executed in multiple trades at prices ranging from $40.45 to $40.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes (i) 41,017 shares that are held as Class A common stock and (ii) 192,470 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
All shares subject to such option are fully vested and immediately exercisable.
/s/ Michael E. Hurlston
2014-09-30