0001054374-14-000142.txt : 20141002 0001054374-14-000142.hdr.sgml : 20141002 20141002164240 ACCESSION NUMBER: 0001054374-14-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141002 DATE AS OF CHANGE: 20141002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCOM CORP CENTRAL INDEX KEY: 0001054374 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330480482 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 BUSINESS PHONE: 949 926 5000 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617-3038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HURLSTON MICHAEL E. CENTRAL INDEX KEY: 0001573338 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23993 FILM NUMBER: 141137064 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-09-30 0001054374 BROADCOM CORP BRCM 0001573338 HURLSTON MICHAEL E. 5300 CALIFORNIA AVENUE IRVINE CA 92617 0 1 0 0 EVP, Worldwide Sales Class A common stock 2014-09-30 4 M 0 5000 29.39 A 238487 D Class A common stock 2014-09-30 4 M 0 3750 29.39 A 242237 D Class A common stock 2014-09-30 4 M 0 1096 23.17 A 243333 D Class A common stock 2014-09-30 4 M 0 2500 27.74 A 245833 D Class A common stock 2014-09-30 4 M 0 1250 32.93 A 247083 D Class A common stock 2014-09-30 4 S 0 13596 40.6503 D 233487 D Employee stock option (right to buy) 29.39 2014-09-30 4 M 0 5000 0 D 2020-02-04 Class A common stock 5000 23296 D Employee stock option (right to buy) 29.39 2014-09-30 4 M 0 3750 0 D 2020-02-04 Class A common stock 3750 16766 D Employee stock option (right to buy) 23.17 2014-09-30 4 M 0 1096 0 D 2019-04-27 Class A common stock 1096 3279 D Employee stock option (right to buy) 27.74 2014-09-30 4 M 0 2500 0 D 2018-04-23 Class A common stock 2500 12150 D Employee stock option (right to buy) 32.93 2014-09-30 4 M 0 1250 0 D 2017-05-02 Class A common stock 1250 5484 D The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Such transaction was executed in multiple trades at prices ranging from $40.45 to $40.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes (i) 41,017 shares that are held as Class A common stock and (ii) 192,470 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. All shares subject to such option are fully vested and immediately exercisable. /s/ Michael E. Hurlston 2014-09-30