0001054374-14-000097.txt : 20140703
0001054374-14-000097.hdr.sgml : 20140703
20140703173712
ACCESSION NUMBER: 0001054374-14-000097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140701
FILED AS OF DATE: 20140703
DATE AS OF CHANGE: 20140703
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADCOM CORP
CENTRAL INDEX KEY: 0001054374
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 330480482
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
BUSINESS PHONE: 949 926 5000
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617-3038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCGREGOR SCOTT A
CENTRAL INDEX KEY: 0001057449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23993
FILM NUMBER: 14961641
MAIL ADDRESS:
STREET 1: 5300 CALIFORNIA AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92617
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-07-01
0001054374
BROADCOM CORP
BRCM
0001057449
MCGREGOR SCOTT A
5300 CALIFORNIA AVENUE
IRVINE
CA
92617
1
1
0
0
President & CEO
Class A common stock
2014-07-01
4
M
0
25000
21.3133
A
1786547
D
Class A common stock
2014-07-01
4
S
0
25000
37.4931
D
1761547
D
Class A common stock
2014-07-02
4
M
0
25000
21.3133
A
1786547
D
Class A common stock
2014-07-02
4
S
0
25000
37.5956
D
1761547
D
Class A common stock
2014-07-03
4
M
0
25000
21.3133
A
1786547
D
Class A common stock
2014-07-03
4
S
0
25000
37.7508
D
1761547
D
Employee stock option (right to buy)
21.3133
2014-07-01
4
M
0
25000
0
D
2015-01-02
Class A common stock
25000
537123
D
Employee stock option (right to buy)
21.3133
2014-07-02
4
M
0
25000
0
D
2015-01-02
Class A common stock
25000
512123
D
Employee stock option (right to buy)
21.3133
2014-07-03
4
M
0
25000
0
D
2015-01-02
Class A common stock
25000
487123
D
The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Such transaction was executed in multiple trades at prices ranging from $37.09 to $37.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Such transaction was executed in multiple trades at prices ranging from $37.41 to $37.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Such transaction was executed in multiple trades at prices ranging from $37.60 to $37.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes (i) 739,513 shares that are held as Class A common stock and (ii) 1,022,034 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
All shares subject to such option are fully vested and immediately exercisable.
/s/ Scott A. McGregor
2014-07-03