0001085146-21-001232.txt : 20210419
0001085146-21-001232.hdr.sgml : 20210419
20210419144254
ACCESSION NUMBER: 0001085146-21-001232
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210419
DATE AS OF CHANGE: 20210419
EFFECTIVENESS DATE: 20210419
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS LLC
CENTRAL INDEX KEY: 0001053994
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12760
FILM NUMBER: 21834163
BUSINESS ADDRESS:
STREET 1: 3100 CHASE TOWER
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7132243100
MAIL ADDRESS:
STREET 1: 600 TRAVIS, SUITE 5900
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC.
DATE OF NAME CHANGE: 20110404
FORMER COMPANY:
FORMER CONFORMED NAME: SMH CAPITAL INC.
DATE OF NAME CHANGE: 20080311
FORMER COMPANY:
FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA
DATE OF NAME CHANGE: 20000208
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001053994
XXXXXXXX
03-31-2021
03-31-2021
true
1
RESTATEMENT
SANDERS MORRIS HARRIS LLC
600 Travis, Suite 5900
Houston
TX
77002
13F HOLDINGS REPORT
028-12760
Y
SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429
David Block
OSJ Supervisor
713-226-4808
/s/ David Block
Houston
TX
04-19-2021
0
296
472869
false
INFORMATION TABLE
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INFORMATION TABLE
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10000
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8025
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0
ABBVIE INC
COM
00287Y109
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23096
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23096
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
896
9255
SH
SOLE
9255
0
0
ADIT EDTECH ACQUISITION CORP
COMMON STOCK
007024102
281
29000
SH
SOLE
29000
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
1697
3440
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3440
0
0
ADVANCED MICRO DEVICES INC
COM
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1421
17350
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17350
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AIR PRODS & CHEMS INC
COM
009158106
584
2075
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0
AIRBNB INC
COM CL A
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19467
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ALEXION PHARMACEUTICALS INC
COM
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518
3400
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492
3500
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CAP STK CL A
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146
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SOLE
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COM
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APPLE INC
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2730
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2730
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2450
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2450
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AUTONATION INC
COM
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5000
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5000
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27703
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SOLE
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AVNET INC
COM
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9570
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4000
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COM
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CERNER CORP
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CHEVRON CORP NEW
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CINTAS CORP
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COM
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CROWN CASTLE INTL CORP NEW
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CSX CORP
COM
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CVS HEALTH CORP
COM
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CYTOKINETICS INC
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DATADOG INC
CL A COM
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DELL TECHNOLOGIES INC
CL C
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2200
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DEXCOM INC
COM
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SH
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DIAGEO PLC
SPON ADR NEW
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1325
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DISH NETWORK CORPORATION
CL A
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10900
SH
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DISNEY WALT CO
COM
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DOCUSIGN INC
COM
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DPCM CAP INC
COM CL A
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DROPBOX INC
CL A
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DUKE ENERGY CORP NEW
COM NEW
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COM
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EAST STONE ACQUISITION CORP
RIGHT 12/31/2026
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SHS
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ECOLAB INC
COM
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EDWARDS LIFESCIENCES CORP
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ELANCO ANIMAL HEALTH INC
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ELECTRONIC ARTS INC
COM
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COM UT LTD PTN
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COM
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COM
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SH
SOLE
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149
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554
24870
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3456
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190
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1484
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239
24000
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24000
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0
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COM NEW
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203
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626755102
288
2000
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407
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271
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196
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323
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550
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479
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0
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522
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222
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152
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494
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139
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546
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655
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490
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241
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281
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907
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195
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808513105
268
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285
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606
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344
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637
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425
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465
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452
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