0001085146-20-001081.txt : 20200410 0001085146-20-001081.hdr.sgml : 20200410 20200409174600 ACCESSION NUMBER: 0001085146-20-001081 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200410 DATE AS OF CHANGE: 20200409 EFFECTIVENESS DATE: 20200410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS LLC CENTRAL INDEX KEY: 0001053994 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12760 FILM NUMBER: 20785574 BUSINESS ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 600 TRAVIS, SUITE 5900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC. DATE OF NAME CHANGE: 20110404 FORMER COMPANY: FORMER CONFORMED NAME: SMH CAPITAL INC. DATE OF NAME CHANGE: 20080311 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA DATE OF NAME CHANGE: 20000208 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001053994 XXXXXXXX 03-31-2020 03-31-2020 true 1 RESTATEMENT false SANDERS MORRIS HARRIS LLC

600 TRAVIS, SUITE 5900 HOUSTON TX 77002

13F HOLDINGS REPORT 028-12760 Y SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429 David Block 713-226-4808 /s/ David Block Houston TX 04-06-2020 0 191 102334 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 328 7402 SH SOLE 0 0 7402 ACTIVISION BLIZZARD INC COM 00507V109 261 4355 SH SOLE 0 0 4355 ACUSHNET HOLDINGS CORP COM 005098108 1 55000 SH SOLE 0 0 55000 ADVANCED MICRO DEVICES INC COM 007903107 243 5695 SH SOLE 0 0 5695 AIMMUNE THERAPEUTICS INC COM 00900T107 5 341250 SH SOLE 0 0 341250 ALPHABET INC CAP STK CL C 02079K107 351 373 SH SOLE 0 0 373 ALTRIA GROUP INC COM 02209S103 31 82156 SH SOLE 0 0 82156 AMAZON COM INC COM 023135106 391 487 SH SOLE 0 0 487 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 0 28000 SH SOLE 0 0 28000 AMGEN INC COM 031162100 416 2025 SH SOLE 0 0 2025 ANTERO RESOURCES CORP COM 03674X106 12 55000 SH 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