0001085146-19-001815.txt : 20190710
0001085146-19-001815.hdr.sgml : 20190710
20190710061023
ACCESSION NUMBER: 0001085146-19-001815
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190710
DATE AS OF CHANGE: 20190710
EFFECTIVENESS DATE: 20190710
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS LLC
CENTRAL INDEX KEY: 0001053994
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12760
FILM NUMBER: 19948088
BUSINESS ADDRESS:
STREET 1: 3100 CHASE TOWER
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7132243100
MAIL ADDRESS:
STREET 1: 600 TRAVIS, SUITE 5900
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC.
DATE OF NAME CHANGE: 20110404
FORMER COMPANY:
FORMER CONFORMED NAME: SMH CAPITAL INC.
DATE OF NAME CHANGE: 20080311
FORMER COMPANY:
FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA
DATE OF NAME CHANGE: 20000208
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001053994
XXXXXXXX
06-30-2019
06-30-2019
false
SANDERS MORRIS HARRIS LLC
600 TRAVIS, SUITE 5900
HOUSTON
TX
77002
13F HOLDINGS REPORT
028-12760
Y
SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429
David Block
OSJ Supervisor
713-226-4808
/s/ David Block
Houston
TX
07-09-2019
0
273
385328
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
901
5190
SH
SOLE
0
0
5190
ABBOTT LABS
COM
002824100
2149
25580
SH
SOLE
0
0
25580
ABBVIE INC
COM
00287Y109
1988
27230
SH
SOLE
0
0
27230
ACTIVISION BLIZZARD INC
COM
00507V109
1505
31875
SH
SOLE
0
0
31875
ACUSHNET HOLDINGS CORP
COM
005098108
1444
55000
SH
SOLE
0
0
55000
ADOBE INC
COM
00724F101
1802
6000
SH
SOLE
0
0
6000
AGILENT TECHNOLOGIES INC
COM
00846U101
285
3777
SH
SOLE
0
0
3777
AIMMUNE THERAPEUTICS INC
COM
00900T107
5436
261106
SH
SOLE
0
0
261106
AIR PRODS & CHEMS INC
COM
009158106
430
1897
SH
SOLE
0
0
1897
ALLERGAN PLC
SHS
G0177J108
251
1500
SH
SOLE
0
0
1500
ALLSTATE CORP
COM
020002101
319
3120
SH
SOLE
0
0
3120
ALPHABET INC
CAP STK CL A
02079K305
5338
4867
SH
SOLE
0
0
4867
ALTA MESA RES INC
CL A
02133L109
194
1334700
SH
SOLE
0
0
1334700
ALTABA INC
COM
021346101
566
8000
SH
SOLE
0
0
8000
ALTRIA GROUP INC
COM
02209S103
3772
79450
SH
SOLE
0
0
79450
AMAZON COM INC
COM
023135106
337
178
SH
SOLE
0
0
178
AMDOCS LTD
SHS
G02602103
933
15000
SH
SOLE
0
0
15000
AMERICAN EXPRESS CO
COM
025816109
3066
24620
SH
SOLE
0
0
24620
AMERIPRISE FINL INC
COM
03076C106
848
5870
SH
SOLE
0
0
5870
AMGEN INC
COM
031162100
1855
10000
SH
SOLE
0
0
10000
ANADARKO PETE CORP
COM
032511107
566
8000
SH
SOLE
0
0
8000
ANTERO RES CORP
COM
03674X106
445
81000
SH
SOLE
0
0
81000
ANTHEM INC
COM
036752103
563
2000
SH
SOLE
0
0
2000
APPLE INC
COM
037833100
9318
46587
SH
SOLE
0
0
46587
APPROACH RESOURCES INC
COM
03834A103
8
27112
SH
SOLE
0
0
27112
APTOSE BIOSCIENCES INC
COM NEW
03835T200
572
216100
SH
SOLE
0
0
216100
ASSURED GUARANTY LTD
COM
G0585R106
472
11000
SH
SOLE
0
0
11000
ASTRAZENECA PLC
SPONSORED ADR
046353108
372
9000
SH
SOLE
0
0
9000
AT&T INC
COM
00206R102
8806
262936
SH
SOLE
0
0
262936
AUTOMATIC DATA PROCESSING IN
COM
053015103
1363
8200
SH
SOLE
0
0
8200
AUTONATION INC
COM
05329W102
210
5000
SH
SOLE
0
0
5000
AVID BIOSERVICES INC
COM
05368M106
246
40000
SH
SOLE
0
0
40000
AVNET INC
COM
053807103
433
9570
SH
SOLE
0
0
9570
BANK AMER CORP
COM
060505104
4946
168973
SH
SOLE
0
0
168973
BARRICK GOLD CORPORATION
COM
067901108
2849
180655
SH
SOLE
0
0
180655
BAUSCH HEALTH COS INC
COM
071734107
2779
110100
SH
SOLE
0
0
110100
BAXTER INTL INC
COM
071813109
399
4900
SH
SOLE
0
0
4900
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
725
3400
SH
SOLE
0
0
3400
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
350
26500
SH
SOLE
0
0
26500
BLACKROCK CORE BD TR
SHS BEN INT
09249E101
450
31955
SH
SOLE
0
0
31955
BLACKROCK INC
COM
09247X101
202
430
SH
SOLE
0
0
430
BLACKROCK MUNI INTER DR FD I
COM
09253X102
774
55140
SH
SOLE
0
0
55140
BLACKROCK MUNICIPL INC QLTY
COM
092479104
151
11000
SH
SOLE
0
0
11000
BLACKROCK MUNIHLDGS NJ QLTY
COM
09254X101
833
59830
SH
SOLE
0
0
59830
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
309
22600
SH
SOLE
0
0
22600
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
14039
316075
SH
SOLE
0
0
316075
BLACKSTONE MTG TR INC
COM CL A
09257W100
306
8600
SH
SOLE
0
0
8600
BOEING CO
COM
097023105
2870
8075
SH
SOLE
0
0
8075
BP PLC
SPONSORED ADR
055622104
510
12174
SH
SOLE
0
0
12174
BRISTOL MYERS SQUIBB CO
COM
110122108
1262
27564
SH
SOLE
0
0
27564
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
577
12000
SH
SOLE
0
0
12000
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
703
17100
SH
SOLE
0
0
17100
CACI INTL INC
CL A
127190304
208
1000
SH
SOLE
0
0
1000
CADENCE BANCORPORATION
CL A
12739A100
208
10000
SH
SOLE
0
0
10000
CANADIAN PAC RY LTD
COM
13645T100
244
1025
SH
SOLE
0
0
1025
CAPITAL SOUTHWEST CORP
COM
140501107
18647
890070
SH
SOLE
0
0
890070
CATERPILLAR INC DEL
COM
149123101
491
3600
SH
SOLE
0
0
3600
CELANESE CORP DEL
COM
150870103
541
5000
SH
SOLE
0
0
5000
CELGENE CORP
COM
151020104
298
3200
SH
SOLE
0
0
3200
CENTERPOINT ENERGY INC
COM
15189T107
4856
169600
SH
SOLE
0
0
169600
CENTURYLINK INC
COM
156700106
320
27253
SH
SOLE
0
0
27253
CHARTER COMMUNICATIONS INC N
CL A
16119P108
1302
3275
SH
SOLE
0
0
3275
CHEVRON CORP NEW
COM
166764100
1558
12523
SH
SOLE
0
0
12523
CINTAS CORP
COM
172908105
5174
21700
SH
SOLE
0
0
21700
CISCO SYS INC
COM
17275R102
1445
26400
SH
SOLE
0
0
26400
CITIGROUP INC
COM NEW
172967424
514
7304
SH
SOLE
0
0
7304
CLOROX CO DEL
COM
189054109
1063
7000
SH
SOLE
0
0
7000
COCA COLA CO
COM
191216100
440
8651
SH
SOLE
0
0
8651
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
512
8000
SH
SOLE
0
0
8000
COLGATE PALMOLIVE CO
COM
194162103
1017
14165
SH
SOLE
0
0
14165
COMCAST CORP NEW
CL A
20030N101
2850
67068
SH
SOLE
0
0
67068
CONCHO RES INC
COM
20605P101
709
6871
SH
SOLE
0
0
6871
CONOCOPHILLIPS
COM
20825C104
665
10792
SH
SOLE
0
0
10792
CORNING INC
COM
219350105
816
24100
SH
SOLE
0
0
24100
CRITEO S A
SPONS ADS
226718104
1575
91500
SH
SOLE
0
0
91500
CSX CORP
COM
126408103
2350
30000
SH
SOLE
0
0
30000
CVS HEALTH CORP
COM
126650100
6105
111849
SH
SOLE
0
0
111849
DELL TECHNOLOGIES INC
CL C
24703L202
628
12246
SH
SOLE
0
0
12246
DEXCOM INC
COM
252131107
759
5000
SH
SOLE
0
0
5000
DIGITAL ALLY INC
COM NEW
25382P208
29
20000
SH
SOLE
0
0
20000
DIGITAL RLTY TR INC
COM
253868103
297
2544
SH
SOLE
0
0
2544
DISCOVER FINL SVCS
COM
254709108
528
6750
SH
SOLE
0
0
6750
DISNEY WALT CO
COM DISNEY
254687106
1100
7813
SH
SOLE
0
0
7813
DNP SELECT INCOME FD
COM
23325P104
346
29319
SH
SOLE
0
0
29319
DOVA PHARMACEUTICALS INC
COM
25985T102
7359
521887
SH
SOLE
0
0
521887
DOW INC
COM
260557103
918
18494
SH
SOLE
0
0
18494
DUPONT DE NEMOURS INC
COM
26614N102
1136
15088
SH
SOLE
0
0
15088
EARTHSTONE ENERGY INC
CL A
27032D304
1297
211900
SH
SOLE
0
0
211900
ECOLAB INC
COM
278865100
2053
10537
SH
SOLE
0
0
10537
EIGER BIOPHARMACEUTICALS INC
COM
28249U105
344
31500
SH
SOLE
0
0
31500
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
3550
252440
SH
SOLE
0
0
252440
ENTERPRISE PRODS PARTNERS L
COM
293792107
15436
534683
SH
SOLE
0
0
534683
EQUIFAX INC
COM
294429105
420
3100
SH
SOLE
0
0
3100
EXXON MOBIL CORP
COM
30231G102
2414
31513
SH
SOLE
0
0
31513
EZCORP INC
CL A NON VTG
302301106
2225
235000
SH
SOLE
0
0
235000
FABRINET
SHS
G3323L100
1182
23000
SH
SOLE
0
0
23000
FACEBOOK INC
CL A
30303M102
328
1700
SH
SOLE
0
0
1700
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
438
10812
SH
SOLE
0
0
10812
FIDELITY NATL INFORMATION SV
COM
31620M106
555
4470
SH
SOLE
0
0
4470
FIRST REP BK SAN FRANCISCO C
COM
33616C100
296
3000
SH
SOLE
0
0
3000
FLEX LTD
ORD
Y2573F102
3747
391618
SH
SOLE
0
0
391618
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
17
18000
PRN
SOLE
0
0
18000
FOOT LOCKER INC
COM
344849104
503
12000
SH
SOLE
0
0
12000
FORD MTR CO DEL
COM
345370860
207
20300
SH
SOLE
0
0
20300
FOX CORP
CL A COM
35137L105
213
5937
SH
SOLE
0
0
5937
GAP INC
COM
364760108
964
54350
SH
SOLE
0
0
54350
GENERAL ELECTRIC CO
COM
369604103
1398
153501
SH
SOLE
0
0
153501
GENERAL MTRS CO
COM
37045V100
436
11330
SH
SOLE
0
0
11330
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
1369
62500
SH
SOLE
0
0
62500
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
201
5000
SH
SOLE
0
0
5000
GLOBAL PARTNERS LP
COM UNITS
37946R109
716
35950
SH
SOLE
0
0
35950
GOLDMAN SACHS GROUP INC
COM
38141G104
309
1500
SH
SOLE
0
0
1500
GRAN TIERRA ENERGY INC
COM
38500T101
230
144587
SH
SOLE
0
0
144587
GULFPORT ENERGY CORP
COM NEW
402635304
491
100000
SH
SOLE
0
0
100000
HALCON RES CORP
COM
40537Q605
297
1679797
SH
SOLE
0
0
1679797
HALLADOR ENERGY COMPANY
COM
40609P105
148
26330
SH
SOLE
0
0
26330
HANCOCK JOHN FINL OPPTYS FD
SH BEN INT NEW
409735206
457
14005
SH
SOLE
0
0
14005
HEALTH INS INNOVATIONS INC
COM CL A
42225K106
372
14000
SH
SOLE
0
0
14000
HELMERICH & PAYNE INC
COM
423452101
713
13925
SH
SOLE
0
0
13925
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
300
19884
SH
SOLE
0
0
19884
HEXCEL CORP NEW
COM
428291108
1937
24000
SH
SOLE
0
0
24000
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
402
14612
SH
SOLE
0
0
14612
HOME DEPOT INC
COM
437076102
1002
4819
SH
SOLE
0
0
4819
HP INC
COM
40434L105
479
22884
SH
SOLE
0
0
22884
ILLINOIS TOOL WKS INC
COM
452308109
310
2060
SH
SOLE
0
0
2060
INSIGHT SELECT INCOME FD
COM
45781W109
397
19734
SH
SOLE
0
0
19734
INTEL CORP
COM
458140100
1920
40107
SH
SOLE
0
0
40107
INTERNATIONAL BUSINESS MACHS
COM
459200101
701
5065
SH
SOLE
0
0
5065
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
5394
415850
SH
SOLE
0
0
415850
INTREXON CORP
COM
46122T102
1630
212809
SH
SOLE
0
0
212809
INVESCO QQQ TR
UNIT SER 1
46090E103
27758
148637
SH
SOLE
0
0
148637
ISHARES TR
CORE S&P MCP ETF
464287507
230
1184
SH
SOLE
0
0
1184
ISHARES TR
CORE S&P500 ETF
464287200
301
1020
SH
SOLE
0
0
1020
ISHARES TR
NASDAQ BIOTECH
464287556
229
2100
SH
SOLE
0
0
2100
ISHARES TR
SHORT TREAS BD
464288679
376
3402
SH
SOLE
0
0
3402
JANUS HENDERSON GROUP PLC
ORD SHS
G4474Y214
353
16515
SH
SOLE
0
0
16515
JEFFERIES FINL GROUP INC
COM
47233W109
1898
98700
SH
SOLE
0
0
98700
JOHNSON & JOHNSON
COM
478160104
2015
14485
SH
SOLE
0
0
14485
JOHNSON CTLS INTL PLC
SHS
G51502105
242
5809
SH
SOLE
0
0
5809
JPMORGAN CHASE & CO
COM
46625H100
11908
105264
SH
SOLE
0
0
105264
KANSAS CITY SOUTHERN
COM NEW
485170302
1046
8500
SH
SOLE
0
0
8500
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
308
20032
SH
SOLE
0
0
20032
KINDER MORGAN INC DEL
COM
49456B101
1471
70437
SH
SOLE
0
0
70437
KINSALE CAP GROUP INC
COM
49714P108
368
4000
SH
SOLE
0
0
4000
KKR & CO INC
CL A
48251W104
257
10100
SH
SOLE
0
0
10100
KLA-TENCOR CORP
COM
482480100
963
8000
SH
SOLE
0
0
8000
KRAFT HEINZ CO
COM
500754106
992
32503
SH
SOLE
0
0
32503
KROGER CO
COM
501044101
743
34500
SH
SOLE
0
0
34500
LADDER CAP CORP
CL A
505743104
189
11400
SH
SOLE
0
0
11400
LAM RESEARCH CORP
COM
512807108
3629
19125
SH
SOLE
0
0
19125
LANDMARK INFRASTRUCTURE LP
COM UNIT LTD
51508J108
311
18460
SH
SOLE
0
0
18460
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
298
11140
SH
SOLE
0
0
11140
LILLY ELI & CO
COM
532457108
1413
12689
SH
SOLE
0
0
12689
LINDE PLC
SHS
G5494J103
547
2726
SH
SOLE
0
0
2726
LIONS GATE ENTMNT CORP
CL A VTG
535919401
3625
295876
SH
SOLE
0
0
295876
LITTELFUSE INC
COM
537008104
533
3000
SH
SOLE
0
0
3000
LOWES COS INC
COM
548661107
1425
14000
SH
SOLE
0
0
14000
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
282
4378
SH
SOLE
0
0
4378
MAGNA INTL INC
COM
559222401
774
16000
SH
SOLE
0
0
16000
MAIN STREET CAPITAL CORP
COM
56035L104
15863
385765
SH
SOLE
0
0
385765
MANNKIND CORP
COM NEW
56400P706
12
10000
SH
SOLE
0
0
10000
MARATHON OIL CORP
COM
565849106
426
30000
SH
SOLE
0
0
30000
MARATHON PETE CORP
COM
56585A102
1163
20984
SH
SOLE
0
0
20984
MARKEL CORP
COM
570535104
333
300
SH
SOLE
0
0
300
MARRIOTT INTL INC NEW
CL A
571903202
452
3200
SH
SOLE
0
0
3200
MASTERCARD INC
CL A
57636Q104
259
980
SH
SOLE
0
0
980
MCDONALDS CORP
COM
580135101
436
2100
SH
SOLE
0
0
2100
MCKESSON CORP
COM
58155Q103
420
3140
SH
SOLE
0
0
3140
MEDICAL PPTYS TRUST INC
COM
58463J304
209
12000
SH
SOLE
0
0
12000
MEDTRONIC PLC
SHS
G5960L103
764
7815
SH
SOLE
0
0
7815
MERCK & CO INC
COM
58933Y105
633
7485
SH
SOLE
0
0
7485
METLIFE INC
COM
59156R108
212
4250
SH
SOLE
0
0
4250
MICROSOFT CORP
COM
594918104
2144
15894
SH
SOLE
0
0
15894
MID CON ENERGY PARTNERS LP
COM UNIT REPST
59560V109
6
14720
SH
SOLE
0
0
14720
MONDELEZ INTL INC
CL A
609207105
2283
42025
SH
SOLE
0
0
42025
MONTAGE RES CORP
COM
61179L100
1987
325734
SH
SOLE
0
0
325734
MOTOROLA SOLUTIONS INC
COM NEW
620076307
1613
9684
SH
SOLE
0
0
9684
MURPHY USA INC
COM
626755102
291
3500
SH
SOLE
0
0
3500
NEW MTN FIN CORP
COM
647551100
772
55275
SH
SOLE
0
0
55275
NEW YORK CMNTY BANCORP INC
COM
649445103
155
15500
SH
SOLE
0
0
15500
NIKE INC
CL B
654106103
1111
13230
SH
SOLE
0
0
13230
NOBLE ENERGY INC
COM
655044105
399
17848
SH
SOLE
0
0
17848
NORFOLK SOUTHERN CORP
COM
655844108
374
1875
SH
SOLE
0
0
1875
NORTHERN TR CORP
COM
665859104
2282
25000
SH
SOLE
0
0
25000
NUCOR CORP
COM
670346105
552
10000
SH
SOLE
0
0
10000
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
445
32050
SH
SOLE
0
0
32050
NUVEEN MASSACHUSETS QLT MUN
COM
67061E104
260
20000
SH
SOLE
0
0
20000
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
660
50370
SH
SOLE
0
0
50370
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
604
43300
SH
SOLE
0
0
43300
NUVEEN NORTH CAROLINA QLTY M
COM
67060P100
347
26070
SH
SOLE
0
0
26070
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
668
47730
SH
SOLE
0
0
47730
NUVEEN TEXAS QLTY MUN INCME
COM
670983105
308
22600
SH
SOLE
0
0
22600
NVIDIA CORP
COM
67066G104
810
4904
SH
SOLE
0
0
4904
OCCIDENTAL PETE CORP
COM
674599105
2260
45332
SH
SOLE
0
0
45332
OMEGA HEALTHCARE INVS INC
COM
681936100
223
6064
SH
SOLE
0
0
6064
ONEOK INC NEW
COM
682680103
977
14199
SH
SOLE
0
0
14199
ORACLE CORP
COM
68389X105
219
3780
SH
SOLE
0
0
3780
PAYCHEX INC
COM
704326107
250
3000
SH
SOLE
0
0
3000
PAYCOM SOFTWARE INC
COM
70432V102
804
3528
SH
SOLE
0
0
3528
PAYPAL HLDGS INC
COM
70450Y103
346
3000
SH
SOLE
0
0
3000
PDL BIOPHARMA INC
NOTE 2.750%12/0
69329YAG9
26
25000
PRN
SOLE
0
0
25000
PEPSICO INC
COM
713448108
530
4040
SH
SOLE
0
0
4040
PFENEX INC
COM
717071104
1101
163347
SH
SOLE
0
0
163347
PFIZER INC
COM
717081103
846
19423
SH
SOLE
0
0
19423
PHILIP MORRIS INTL INC
COM
718172109
3333
42722
SH
SOLE
0
0
42722
PHILLIPS 66
COM
718546104
795
8445
SH
SOLE
0
0
8445
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
298
12245
SH
SOLE
0
0
12245
PNC FINL SVCS GROUP INC
COM
693475105
487
3500
SH
SOLE
0
0
3500
PRA GROUP INC
COM
69354N106
586
21000
SH
SOLE
0
0
21000
PROCTER AND GAMBLE CO
COM
742718109
1725
15684
SH
SOLE
0
0
15684
PROSHARES TR
ULTRA FNCLS NEW
74347X633
405
9000
SH
SOLE
0
0
9000
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
462
89990
SH
SOLE
0
0
89990
QURATE RETAIL INC
COM SER A
74915M100
123
10000
SH
SOLE
0
0
10000
REDHILL BIOPHARMA LTD
SPONSORED ADS
757468103
330
51000
SH
SOLE
0
0
51000
RESMED INC
COM
761152107
2214
18000
SH
SOLE
0
0
18000
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
285
4370
SH
SOLE
0
0
4370
SANDRIDGE MISSISSIPPIAN TR I
SH BEN INT
80007V106
7
11850
SH
SOLE
0
0
11850
SAP SE
SPON ADR
803054204
415
3000
SH
SOLE
0
0
3000
SCHLUMBERGER LTD
COM
806857108
277
6965
SH
SOLE
0
0
6965
SEABOARD CORP
COM
811543107
1034
250
SH
SOLE
0
0
250
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
207
4200
SH
SOLE
0
0
4200
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
250
2100
SH
SOLE
0
0
2100
SIGMATRON INTL INC
COM
82661L101
91
34900
SH
SOLE
0
0
34900
SIRIUS XM HLDGS INC
COM
82968B103
145
26000
SH
SOLE
0
0
26000
SONY CORP
SPONSORED ADR
835699307
260
4840
SH
SOLE
0
0
4840
SPARK ENERGY INC
CL A COM
846511103
3419
305565
SH
SOLE
0
0
305565
SPDR S&P 500 ETF TR
TR UNIT
78462F103
476
1626
SH
SOLE
0
0
1626
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
409
15000
SH
SOLE
0
0
15000
SPRINT CORPORATION
COM
85207U105
325
48915
SH
SOLE
0
0
48915
STARBUCKS CORP
COM
855244109
868
10305
SH
SOLE
0
0
10305
STATE STR CORP
COM
857477103
1721
30568
SH
SOLE
0
0
30568
STEEL DYNAMICS INC
COM
858119100
852
28000
SH
SOLE
0
0
28000
STELLUS CAP INVT CORP
COM
858568108
264
19099
SH
SOLE
0
0
19099
STRYKER CORP
COM
863667101
619
3000
SH
SOLE
0
0
3000
SUNTRUST BKS INC
COM
867914103
1283
20286
SH
SOLE
0
0
20286
SYMANTEC CORP
COM
871503108
215
9843
SH
SOLE
0
0
9843
TARGA RES CORP
COM
87612G101
394
10014
SH
SOLE
0
0
10014
TE CONNECTIVITY LTD
REG SHS
H84989104
517
5333
SH
SOLE
0
0
5333
TEEKAY LNG PARTNERS L P
PRTNRSP UNITS
Y8564M105
159
11300
SH
SOLE
0
0
11300
TELIGENT INC NEW
COM
87960W104
2404
3814012
SH
SOLE
0
0
3814012
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
76
13924
SH
SOLE
0
0
13924
TEXAS INSTRS INC
COM
882508104
4243
36425
SH
SOLE
0
0
36425
THE CHARLES SCHWAB CORPORATI
COM
808513105
887
21900
SH
SOLE
0
0
21900
THERAPEUTICSMD INC
COM
88338N107
937
360510
SH
SOLE
0
0
360510
TYLER TECHNOLOGIES INC
COM
902252105
216
1000
SH
SOLE
0
0
1000
UNILEVER N V
N Y SHS NEW
904784709
648
10713
SH
SOLE
0
0
10713
UNILEVER PLC
SPON ADR NEW
904767704
429
6936
SH
SOLE
0
0
6936
UNION PACIFIC CORP
COM
907818108
702
4100
SH
SOLE
0
0
4100
UNIQURE NV
SHS
N90064101
3084
40100
SH
SOLE
0
0
40100
UNITED RENTALS INC
COM
911363109
267
2000
SH
SOLE
0
0
2000
UNITED TECHNOLOGIES CORP
COM
913017109
873
6675
SH
SOLE
0
0
6675
UNITEDHEALTH GROUP INC
COM
91324P102
723
2975
SH
SOLE
0
0
2975
US BANCORP DEL
COM NEW
902973304
928
17560
SH
SOLE
0
0
17560
VANGUARD INDEX FDS
GROWTH ETF
922908736
332
2029
SH
SOLE
0
0
2029
VANGUARD WORLD FDS
INF TECH ETF
92204A702
222
1055
SH
SOLE
0
0
1055
VERISIGN INC
COM
92343E102
1536
7283
SH
SOLE
0
0
7283
VERIZON COMMUNICATIONS INC
COM
92343V104
858
15065
SH
SOLE
0
0
15065
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
422
13773
SH
SOLE
0
0
13773
VISA INC
COM CL A
92826C839
374
2157
SH
SOLE
0
0
2157
VOYA PRIME RATE TR
SH BEN INT
92913A100
59
12400
SH
SOLE
0
0
12400
WAITR HLDGS INC
COM
930752100
63
10000
SH
SOLE
0
0
10000
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1136
20835
SH
SOLE
0
0
20835
WALMART INC
COM
931142103
420
3800
SH
SOLE
0
0
3800
WASTE MGMT INC DEL
COM
94106L109
2531
21952
SH
SOLE
0
0
21952
WEC ENERGY GROUP INC
COM
92939U106
769
9305
SH
SOLE
0
0
9305
WELLS FARGO CO NEW
COM
949746101
2965
83079
SH
SOLE
0
0
83079
WESTERN DIGITAL CORP
COM
958102105
460
9480
SH
SOLE
0
0
9480
WHIRLPOOL CORP
COM
963320106
289
2000
SH
SOLE
0
0
2000
WYNDHAM DESTINATIONS INC
COM
98310W108
344
7700
SH
SOLE
0
0
7700
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
440
7800
SH
SOLE
0
0
7800
YUMA ENERGY INC NEW
COM
98872F105
66
325000
SH
SOLE
0
0
325000
ZEBRA TECHNOLOGIES CORP
CL A
989207105
1875
9000
SH
SOLE
0
0
9000
ZUORA INC
COM CL A
98983V106
548
35800
SH
SOLE
0
0
35800