0001085146-19-000142.txt : 20190114 0001085146-19-000142.hdr.sgml : 20190114 20190114170907 ACCESSION NUMBER: 0001085146-19-000142 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190114 DATE AS OF CHANGE: 20190114 EFFECTIVENESS DATE: 20190114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS LLC CENTRAL INDEX KEY: 0001053994 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12760 FILM NUMBER: 19525612 BUSINESS ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 600 TRAVIS, SUITE 5900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC. DATE OF NAME CHANGE: 20110404 FORMER COMPANY: FORMER CONFORMED NAME: SMH CAPITAL INC. DATE OF NAME CHANGE: 20080311 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA DATE OF NAME CHANGE: 20000208 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001053994 XXXXXXXX 12-31-2018 12-31-2018 false SANDERS MORRIS HARRIS LLC

600 TRAVIS, SUITE 5900 HOUSTON TX 77002

13F HOLDINGS REPORT 028-12760 Y SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429 David Block 713-226-4808 /s/ David Block Houston TX 01-11-2019 1 119 182054 1 0000756094 028-16804 MILLER GREEN FINANCIAL SERVICES INC /ADV INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 347 4791 SH SOLE 1 0 0 4791 ACUSHNET HOLDINGS CORP COM 005098108 1159 55000 SH SOLE 1 0 0 55000 AGNICO EAGLE MINES LTD COM 008474108 2820 69800 SH SOLE 1 0 0 69800 AIR PRODS & CHEMS INC COM 009158106 218 1362 SH SOLE 1 0 0 1362 ALTA MESA RES INC CL A 02133L109 1063 1063700 SH SOLE 1 0 0 1063700 ALTRIA GROUP INC COM 02209S103 1563 31650 SH SOLE 1 0 0 31650 AMAZON COM INC COM 023135106 251 167 SH SOLE 1 0 0 167 AMERICAN EXPRESS CO COM 025816109 286 3000 SH SOLE 1 0 0 3000 ANTERO RES CORP COM 03674X106 593 63136 SH SOLE 1 0 0 63136 APPLE INC COM 037833100 2216 14052 SH SOLE 1 0 0 14052 APPROACH RESOURCES INC COM 03834A103 24 27112 SH SOLE 1 0 0 27112 ASTRAZENECA PLC SPONSORED ADR 046353108 342 9000 SH SOLE 1 0 0 9000 AT&T INC COM 00206R102 985 34526 SH SOLE 1 0 0 34526 AVNET INC COM 053807103 345 9570 SH SOLE 1 0 0 9570 BANK AMER CORP COM 060505104 296 12003 SH SOLE 1 0 0 12003 BARRICK GOLD CORP COM 067901108 2565 189500 SH SOLE 1 0 0 189500 BLACKROCK CORE BD TR SHS BEN INT 09249E101 390 31955 SH SOLE 1 0 0 31955 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 7845 263175 SH SOLE 1 0 0 263175 BRISTOL MYERS SQUIBB CO COM 110122108 689 13272 SH SOLE 1 0 0 13272 CADENCE BANCORPORATION CL A 12739A100 168 10000 SH SOLE 1 0 0 10000 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 112 53500 SH SOLE 1 0 0 53500 CAPITAL SOUTHWEST CORP COM 140501107 15770 820532 SH SOLE 1 0 0 820532 CATERPILLAR INC DEL COM 149123101 381 3000 SH SOLE 1 0 0 3000 CENTERPOINT ENERGY INC COM 15189T107 5534 196050 SH SOLE 1 0 0 196050 CENTURYLINK INC COM 156700106 153 10120 SH SOLE 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TECHNOLOG SHS USD G4863A108 3230 220800 SH SOLE 1 0 0 220800 INTREXON CORP COM 46122T102 1192 182200 SH SOLE 1 0 0 182200 INVESCO QQQ TR UNIT SER 1 46090E103 18428 119466 SH SOLE 1 0 0 119466 ISHARES TR CORE S&P MCP ETF 464287507 319 1922 SH SOLE 1 0 0 1922 ISHARES TR CORE S&P500 ETF 464287200 269 1070 SH SOLE 1 0 0 1070 ISHARES TR NASDAQ BIOTECH 464287556 318 3300 SH SOLE 1 0 0 3300 ISHARES TR SHORT TREAS BD 464288679 452 4100 SH SOLE 1 0 0 4100 JEFFERIES FINL GROUP INC COM 47233W109 1876 108100 SH SOLE 1 0 0 108100 JOHNSON & JOHNSON COM 478160104 902 6992 SH SOLE 1 0 0 6992 JOINT CORP COM 47973J102 11350 1364197 SH SOLE 1 0 0 1364197 JPMORGAN CHASE & CO COM 46625H100 1213 12430 SH SOLE 1 0 0 12430 KINDER MORGAN INC DEL COM 49456B101 762 49594 SH SOLE 1 0 0 49594 LANDMARK INFRASTRUCTURE LP COM UNIT LTD 51508J108 247 21460 SH SOLE 1 0 0 21460 LILLY ELI & CO COM 532457108 943 8148 SH SOLE 1 0 0 8148 LINDE PLC COM G5494J103 421 2700 SH SOLE 1 0 0 2700 LIONS GATE ENTMNT CORP CL A VTG 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SOLE 1 0 0 16952 XEROX CORP COM NEW 984121608 4204 212745 SH SOLE 1 0 0 212745 YUMA ENERGY INC NEW COM 98872F105 673 4488684 SH SOLE 1 0 0 4488684