0001085146-18-002245.txt : 20181009 0001085146-18-002245.hdr.sgml : 20181009 20181009081525 ACCESSION NUMBER: 0001085146-18-002245 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181009 DATE AS OF CHANGE: 20181009 EFFECTIVENESS DATE: 20181009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS LLC CENTRAL INDEX KEY: 0001053994 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12760 FILM NUMBER: 181112254 BUSINESS ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 600 TRAVIS, SUITE 5900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC. DATE OF NAME CHANGE: 20110404 FORMER COMPANY: FORMER CONFORMED NAME: SMH CAPITAL INC. DATE OF NAME CHANGE: 20080311 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA DATE OF NAME CHANGE: 20000208 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001053994 XXXXXXXX 09-30-2018 09-30-2018 false SANDERS MORRIS HARRIS LLC

600 TRAVIS, SUITE 5900 HOUSTON TX 77002

13F HOLDINGS REPORT 028-12760 Y SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429 David Block 713-226-4808 /s/ David Block Houston TX 10-05-2018 1 126 211723 1 0000756094 028-16804 MILLER GREEN FINANCIAL SERVICES INC /ADV INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 347 347 SH SOLE 1 0 0 347 ACUSHNET HOLDINGS CORP COM 005098108 1509 1509 SH SOLE 1 0 0 1509 AGNICO EAGLE MINES LTD COM 008474108 1351 1351 SH SOLE 1 0 0 1351 AIR PRODS & CHEMS INC COM 009158106 228 228 SH SOLE 1 0 0 228 ALTA MESA RES INC CL A 02133L109 3118 3118 SH SOLE 1 0 0 3118 ALTRIA GROUP INC COM 02209S103 2042 2042 SH SOLE 1 0 0 2042 AMAZON COM INC COM 023135106 314 314 SH SOLE 1 0 0 314 AMERICAN EXPRESS CO COM 025816109 18 18 SH OTR 1 0 0 18 AMERICAN EXPRESS CO COM 025816109 319 319 SH SOLE 1 0 0 319 ANTERO RES CORP COM 03674X106 1844 1844 SH SOLE 1 0 0 1844 APPLE INC COM 037833100 3106 3106 SH SOLE 1 0 0 3106 ASTRAZENECA PLC SPONSORED ADR 046353108 356 356 SH SOLE 1 0 0 356 AT&T INC COM 00206R102 1191 1191 SH SOLE 1 0 0 1191 AUTONATION INC COM 05329W102 208 208 SH SOLE 1 0 0 208 AVNET INC COM 053807103 428 428 SH SOLE 1 0 0 428 BANK AMER CORP COM 060505104 354 354 SH SOLE 1 0 0 354 BARRICK GOLD CORP COM 067901108 2277 2277 SH SOLE 1 0 0 2277 BLACKROCK CORE BD TR SHS BEN INT 09249E101 408 408 SH SOLE 1 0 0 408 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 8300 8300 SH SOLE 1 0 0 8300 BRISTOL MYERS SQUIBB CO COM 110122108 824 824 SH SOLE 1 0 0 824 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 214 214 SH SOLE 1 0 0 214 CAPITAL SOUTHWEST CORP COM 140501107 1122 1122 SH SOLE 1 0 0 1122 CATERPILLAR INC DEL COM 149123101 323 323 SH SOLE 1 0 0 323 CENTERPOINT ENERGY INC COM 15189T107 6266 6266 SH SOLE 1 0 0 6266 CHEVRON CORP NEW COM 166764100 391 391 SH SOLE 1 0 0 391 COCA COLA CO COM 191216100 428 428 SH SOLE 1 0 0 428 CONCHO RES INC COM 20605P101 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