0001085146-18-001385.txt : 20180514 0001085146-18-001385.hdr.sgml : 20180514 20180514091353 ACCESSION NUMBER: 0001085146-18-001385 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 EFFECTIVENESS DATE: 20180514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS LLC CENTRAL INDEX KEY: 0001053994 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12760 FILM NUMBER: 18828900 BUSINESS ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 600 TRAVIS, SUITE 5900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC. DATE OF NAME CHANGE: 20110404 FORMER COMPANY: FORMER CONFORMED NAME: SMH CAPITAL INC. DATE OF NAME CHANGE: 20080311 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA DATE OF NAME CHANGE: 20000208 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001053994 XXXXXXXX 03-31-2018 03-31-2018 false SANDERS MORRIS HARRIS LLC

600 TRAVIS, SUITE 5900 HOUSTON TX 77002

13F COMBINATION REPORT 028-12760 0001427263 028-13054 GFS Advisors, LLC 0001434689 028-13075 Leonetti & Associates, LLC Y SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429 David Block 713-226-4808 /s/ David Block Houston TX 05-14-2018 1 152 238714 1 0000756094 028-16804 MILLER GREEN FINANCIAL SERVICES INC /ADV INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 295 4928 SH SOLE 1 0 0 4928 ACUSHNET HOLDINGS CORP COM 005098108 1270 55000 SH SOLE 1 0 0 55000 AEMETIS INC COM NEW 00770K202 125 73757 SH SOLE 1 0 0 73757 AGNICO EAGLE MINES LTD COM 008474108 1662 39500 SH SOLE 1 0 0 39500 ALTA MESA RES INC CL A 02133L109 1696 212050 SH SOLE 1 0 0 212050 ALTRIA GROUP INC COM 02209S103 2104 33750 SH SOLE 1 0 0 33750 AMAZON COM INC COM 023135106 434 300 SH SOLE 1 0 0 300 AMERICAN EXPRESS CO COM 025816109 280 3000 SH SOLE 1 0 0 3000 AMERICAN EXPRESS CO COM 025816109 16 170 SH OTR 1 0 0 170 ANTERO RES CORP COM 03674X106 3109 156636 SH SOLE 1 0 0 156636 ANTHEM INC COM 036752103 658 3000 SH SOLE 1 0 0 3000 APPLE INC COM 037833100 3078 18340 SH SOLE 1 0 0 18340 APPROACH RESOURCES INC COM 03834A103 71 27112 SH SOLE 1 0 0 27112 ASTRAZENECA PLC SPONSORED ADR 046353108 315 9000 SH SOLE 1 0 0 9000 AT&T INC COM 00206R102 1382 38763 SH SOLE 1 0 0 38763 AUTODESK INC COM 052769106 879 7000 SH SOLE 1 0 0 7000 AUTONATION INC COM 05329W102 234 5000 SH SOLE 1 0 0 5000 AVNET INC COM 053807103 400 9570 SH SOLE 1 0 0 9570 BANK AMER CORP COM 060505104 360 12003 SH SOLE 1 0 0 12003 BARRICK GOLD CORP COM 067901108 2765 222000 SH SOLE 1 0 0 222000 BLACKROCK CORE BD TR SHS BEN INT 09249E101 392 29955 SH SOLE 1 0 0 29955 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 8431 263865 SH SOLE 1 0 0 263865 BRISTOL MYERS SQUIBB CO COM 110122108 913 14427 SH SOLE 1 0 0 14427 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 224 6000 SH SOLE 1 0 0 6000 BURLINGTON 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143965 SH SOLE 1 0 0 143965 FLOTEK INDS INC DEL COM 343389102 61 10000 SH SOLE 1 0 0 10000 FORD MTR CO DEL COM PAR $0.01 345370860 194 17500 SH SOLE 1 0 0 17500 GENERAL ELECTRIC CO COM 369604103 242 17956 SH SOLE 1 0 0 17956 GENERAL MTRS CO COM 37045V100 3484 95840 SH SOLE 1 0 0 95840 GENESIS ENERGY L P UNIT LTD PARTN 371927104 1187 60200 SH SOLE 1 0 0 60200 GLOBAL PARTNERS LP COM UNITS 37946R109 552 35950 SH SOLE 1 0 0 35950 GOLDCORP INC NEW COM 380956409 5943 430100 SH SOLE 1 0 0 430100 GRAN TIERRA ENERGY INC COM 38500T101 474 169487 SH SOLE 1 0 0 169487 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 168 10500 SH SOLE 1 0 0 10500 HALCON RES CORP COM PAR NEW 40537Q605 1544 317051 SH SOLE 1 0 0 317051 HALLADOR ENERGY COMPANY COM 40609P105 167 24318 SH SOLE 1 0 0 24318 HEALTHEQUITY INC COM 42226A107 2512 41500 SH SOLE 1 0 0 41500 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 837 79000 SH SOLE 1 0 0 79000 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 403 14612 SH SOLE 1 0 0 14612 HOME 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SOLE 1 0 0 14199 PARKER DRILLING CO COM 701081101 19 30100 SH SOLE 1 0 0 30100 PEDEVCO CORP COM PAR 70532Y303 4 15050 SH SOLE 1 0 0 15050 PETMED EXPRESS INC COM 716382106 218 5215 SH SOLE 1 0 0 5215 PFENEX INC COM 717071104 5842 973674 SH SOLE 1 0 0 973674 PFIZER INC COM 717081103 386 10878 SH SOLE 1 0 0 10878 PG&E CORP COM 69331C108 8303 189000 SH SOLE 1 0 0 189000 PHILIP MORRIS INTL INC COM 718172109 462 4650 SH SOLE 1 0 0 4650 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 298 13545 SH SOLE 1 0 0 13545 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 22869 142813 SH SOLE 1 0 0 142813 PRAXAIR INC COM 74005P104 433 3000 SH SOLE 1 0 0 3000 PROCTER AND GAMBLE CO COM 742718109 8 95 SH OTR 1 0 0 95 PROCTER AND GAMBLE CO COM 742718109 543 6848 SH SOLE 1 0 0 6848 PROSHARES TR ULTRA FNCLS NEW 74347X633 616 5000 SH SOLE 1 0 0 5000 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 208 39790 SH SOLE 1 0 0 39790 READING INTERNATIONAL INC CL A 755408101 1007 60520 SH SOLE 1 0 0 60520 ROSS STORES INC COM 778296103 975 12500 SH SOLE 1 0 0 12500 SANCHEZ ENERGY CORP COM 79970Y105 1302 416000 SH SOLE 1 0 0 416000 SANDRIDGE MISSISSIPPIAN TR I SH BEN INT 80007V106 26 27050 SH SOLE 1 0 0 27050 SCHLUMBERGER LTD COM 806857108 12 180 SH OTR 1 0 0 180 SCHLUMBERGER LTD COM 806857108 269 4165 SH SOLE 1 0 0 4165 SIGMATRON INTL INC COM 82661L101 174 30000 SH SOLE 1 0 0 30000 SKECHERS U S A INC CL A 830566105 272 7000 SH SOLE 1 0 0 7000 SMUCKER J M CO COM NEW 832696405 654 5275 SH SOLE 1 0 0 5275 SNAP ON INC COM 833034101 672 4550 SH SOLE 1 0 0 4550 SPARK ENERGY INC CL A COM 846511103 4847 409002 SH SOLE 1 0 0 409002 SPDR S&P 500 ETF TR TR UNIT 78462F103 461 1751 SH SOLE 1 0 0 1751 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 528 15000 SH SOLE 1 0 0 15000 SPIRIT AIRLS INC COM 848577102 1096 29000 SH SOLE 1 0 0 29000 STARBUCKS CORP COM 855244109 2284 39450 SH SOLE 1 0 0 39450 STELLUS CAP INVT CORP COM 858568108 194 16846 SH SOLE 1 0 0 16846 TARGA RES CORP COM 87612G101 567 12881 SH SOLE 1 0 0 12881 TELIGENT INC NEW COM 87960W104 2584 768982 SH SOLE 1 0 0 768982 TEXAS INSTRS INC COM 882508104 241 2320 SH SOLE 1 0 0 2320 THERAPEUTICSMD INC COM 88338N107 2443 501500 SH SOLE 1 0 0 501500 TIME WARNER INC COM NEW 887317303 224 2370 SH SOLE 1 0 0 2370 TYLER TECHNOLOGIES INC COM 902252105 211 1000 SH SOLE 1 0 0 1000 TYSON FOODS INC CL A 902494103 685 9367 SH SOLE 1 0 0 9367 UNITEDHEALTH GROUP INC COM 91324P102 406 1900 SH SOLE 1 0 0 1900 UNIVERSAL HLTH SVCS INC CL B 913903100 676 5700 SH SOLE 1 0 0 5700 UNUM GROUP COM 91529Y106 558 11700 SH SOLE 1 0 0 11700 VANGUARD INDEX FDS GROWTH ETF 922908736 307 2166 SH SOLE 1 0 0 2166 VERIZON COMMUNICATIONS INC COM 92343V104 11 220 SH OTR 1 0 0 220 VERIZON COMMUNICATIONS INC COM 92343V104 393 8230 SH SOLE 1 0 0 8230 VISA INC COM CL A 92826C839 258 2157 SH SOLE 1 0 0 2157 VOYA PRIME RATE TR SH BEN INT 92913A100 65 12400 SH SOLE 1 0 0 12400 WALGREENS BOOTS ALLIANCE INC COM 931427108 665 10150 SH SOLE 1 0 0 10150 WALMART INC COM 931142103 11 120 SH 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