0001085146-17-002100.txt : 20171023 0001085146-17-002100.hdr.sgml : 20171023 20171020173651 ACCESSION NUMBER: 0001085146-17-002100 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171023 DATE AS OF CHANGE: 20171020 EFFECTIVENESS DATE: 20171023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS LLC CENTRAL INDEX KEY: 0001053994 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12760 FILM NUMBER: 171147770 BUSINESS ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 600 TRAVIS, SUITE 5900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC. DATE OF NAME CHANGE: 20110404 FORMER COMPANY: FORMER CONFORMED NAME: SMH CAPITAL INC. DATE OF NAME CHANGE: 20080311 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA DATE OF NAME CHANGE: 20000208 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001053994 XXXXXXXX 09-30-2017 09-30-2017 SANDERS MORRIS HARRIS LLC

600 TRAVIS, SUITE 5900 HOUSTON TX 77002

13F COMBINATION REPORT 028-12760 0001427263 028-13054 GFS Advisors, LLC 0001434689 028-13075 Leonetti & Associates, LLC Y SANDERS MORRIS HARRIS LLC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429 David Block 713 226-4808 /s/ David Block Houston TX 10-12-2017 1 142 234443 false 1 0000756094 028-16804 MILLER GREEN FINANCIAL SERVICES INC /ADV INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABSCOM0028241002664988SHSOLE1004988ACTIVISION BLIZZARD INCCOM00507V109289744900SHSOLE10044900ACUSHNET HOLDINGS CORPCOM00509810888850000SHSOLE10050000AEMETIS INCCOM NEW00770K20296110192SHSOLE100110192ALTRIA GROUP INCCOM02209S103224835450SHSOLE10035450AMAZON COM INCCOM023135106769800SHSOLE100800AMERICAN EXPRESS COCOM0258161092863170SHSOLE1003170ANTERO RES CORPCOM03674X106182391574SHSOLE10091574APPLE INCCOM037833100199512940SHSOLE10012940APPLIED MATLS INCCOM038222105351667500SHSOLE10067500APPROACH RESOURCES INCCOM03834A1036827112SHSOLE10027112ARGOS THERAPEUTICS INCCOM04022110323132212SHSOLE100132212ASTRAZENECA PLCSPONSORED ADR0463531083059000SHSOLE1009000AT&T INCCOM00206R102151138563SHSOLE10038563AUTODESK INCCOM05276910610669500SHSOLE1009500AUTONATION INCCOM05329W1022375000SHSOLE1005000AVNET INCCOM0538071033769570SHSOLE1009570BANK AMER CORPCOM06050510450319850SHSOLE10019850BARNES & NOBLE INCCOM06777410917422945SHSOLE10022945BARRICK GOLD CORPCOM0679011083444214000SHSOLE100214000BLACKROCK CORE BD TRSHS BEN INT09249E10157640955SHSOLE10040955BLACKSTONE GROUP L PCOM UNIT LTD09253U1085157154525SHSOLE100154525BRISTOL MYERS SQUIBB COCOM11012210892814560SHSOLE10014560BRITISH AMERN TOB PLCSPONSORED ADR1104481072153441SHSOLE1003441BUCKEYE PARTNERS L PUNIT LTD PARTN1182301013426000SHSOLE1006000BURLINGTON STORES INCCOM1220171062392500SHSOLE1002500CANADIAN PAC RY LTDCOM13645T1005043000SHSOLE1003000CAPITAL PRODUCT PARTNERS L PCOM UNIT LPY1108210719355200SHSOLE10055200CATERPILLAR INC DELCOM1491231012622100SHSOLE1002100CBL & ASSOC PPTYS INCCOM12483010018021500SHSOLE10021500CELGENE CORPCOM15102010410577250SHSOLE1007250CENTERPOINT ENERGY INCCOM15189T1077720264300SHSOLE100264300CENTURYLINK INCCOM15670010620010620SHSOLE10010620CHEVRON CORP NEWCOM1667641004463795SHSOLE1003795CINEMARK HOLDINGS INCCOM17243V1023409400SHSOLE1009400COCA COLA COCOM1912161003798416SHSOLE1008416CONCHO RES INCCOM20605P10110087656SHSOLE1007656CONTAINER STORE GROUP INCCOM21075110321450800SHSOLE10050800CRITEO S ASPONS ADS226718104294771000SHSOLE10071000CULLEN FROST BANKERS INCCOM229899109137014435SHSOLE10014435CVS HEALTH CORPCOM1266501006558045SHSOLE1008045DELTA AIR LINES INC DELCOM NEW247361702200341550SHSOLE10041550DNP SELECT INCOME FDCOM23325P10412611000SHSOLE10011000DOWDUPONT INCCOM26078J10079611493SHSOLE10011493EARTHSTONE ENERGY INCCL A27032D3041666151563SHSOLE100151563ECLIPSE RES CORPCOM27890G100133045321705SHSOLE1005321705EMERGE ENERGY SVCS LPCOM REP PARTN29102H10814217264SHSOLE10017264ENDO INTL PLCSHSG304011064154485000SHSOLE100485000ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V100105260500SHSOLE10060500ENERGY TRANSFER PARTNERS LPUNIT LTD PRT INT29278N10357131240SHSOLE10031240ENTERPRISE PRODS PARTNERS LCOM29379210719344742017SHSOLE100742017EQUIFAX INCCOM2944291052232100SHSOLE1002100EXCO RESOURCES INCCOM NEW2692795012720000SHSOLE10020000EXXON MOBIL CORPCOM30231G102223727285SHSOLE10027285EZCORP INCCL A NON VTG3023011062349247300SHSOLE100247300FLEX LTDORDY2573F1022925176500SHSOLE100176500FORD MTR CO DELCOM PAR $0.0134537086018615500SHSOLE10015500GENERAL ELECTRIC COCOM36960410336114927SHSOLE10014927GENERAL MTRS COCOM37045V100168241640SHSOLE10041640GENESIS ENERGY L PUNIT LTD PARTN371927104139653000SHSOLE10053000GLOBAL PARTNERS LPCOM UNITS37946R10973942450SHSOLE10042450GOPRO INCCL A38268T10328425800SHSOLE10025800GRAN TIERRA ENERGY INCCOM38500T1012102921962SHSOLE100921962GRUPO TELEVISA SASPON ADR REP ORD40049J20635714500SHSOLE10014500HALCON RES CORPCOM PAR NEW40537Q60514020655SHSOLE10020655HALLADOR ENERGY COMPANYCOM40609P10513924318SHSOLE10024318HEALTHEQUITY INCCOM42226A107230145500SHSOLE10045500HI-CRUSH PARTNERS LPCOM UNIT LTD42833710913314000SHSOLE10014000HOLLY ENERGY PARTNERS L PCOM UT LTD PTN43576310748814612SHSOLE10014612HOME DEPOT INCCOM4370761027864809SHSOLE1004809ICAHN ENTERPRISES LPDEPOSITARY UNIT451100101333560810SHSOLE10060810INSIGHT SELECT INCOME FDCOM45781W10939619734SHSOLE10019734INTERNATIONAL BUSINESS MACHSCOM4592001012581780SHSOLE1001780INTREXON CORPCOM46122T102184196850SHSOLE10096850ISHARES TRNASDAQ BIOTECH4642875563671100SHSOLE1001100JOHNSON & JOHNSONCOM47816010410247880SHSOLE1007880JOINT CORPCOM47973J102124392613334SHSOLE1002613334JPMORGAN CHASE & COCOM46625H100123712946SHSOLE10012946KEANE GROUP INCCOM48669A1082856171300SHSOLE100171300KEYCORP NEWCOM49326710811763625000SHSOLE100625000KINDER MORGAN INC DELCOM49456B10187845768SHSOLE10045768LANDMARK INFRASTRUCTURE LPCOM UNIT LTD51508J10852030680SHSOLE10030680LAS VEGAS SANDS CORPCOM51783410769510850SHSOLE10010850LILLY ELI & COCOM5324571087288514SHSOLE1008514LOGMEIN INCCOM54142L10910679700SHSOLE1009700MACYS INCCOM55616P1046478296900SHSOLE100296900MAIN STREET CAPITAL CORPCOM56035L10423859600214SHSOLE100600214MARATHON OIL CORPCOM56584910616312000SHSOLE10012000MCDONALDS CORPCOM5801351013292100SHSOLE1002100MEDICAL PPTYS TRUST INCCOM58463J30415712000SHSOLE10012000MICROSOFT CORPCOM5949181042773715SHSOLE1003715MID CON ENERGY PARTNERS LPCOM UNIT REPST59560V1091714720SHSOLE10014720NATURAL RESOURCE PARTNERS LCOM UNIT LTD PAR63900P608158463997SHSOLE10063997NAVIOS MARITIME PARTNERS L PUNIT LPIY62267102580282650SHSOLE100282650NEW AGE BEVERAGES CORPCOM64157V10810230000SHSOLE10030000NOBLE CORP PLCSHS USDG6543110116135000SHSOLE10035000NUVEEN SR INCOME FDCOM67067Y1048011900SHSOLE10011900OMEGA HEALTHCARE INVS INCCOM6819361002016300SHSOLE1006300ONCOSEC MED INCCOM NEW68234L2072425000SHSOLE10025000ONEOK INC NEWCOM68268010378714199SHSOLE10014199PARKER DRILLING COCOM7010811011312000SHSOLE10012000PAYCOM SOFTWARE INCCOM70432V102326143500SHSOLE10043500PEDEVCO CORPCOM PAR70532Y3031422550SHSOLE10022550PERRIGO CO PLCSHSG97822103173520500SHSOLE10020500PFENEX INCCOM7170711043015998151SHSOLE100998151PFIZER INCCOM7170811032797808SHSOLE1007808PHILIP MORRIS INTL INCCOM7181721096245625SHSOLE1005625PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310545521425SHSOLE10021425POWERSHARES QQQ TRUSTUNIT SER 173935A104591140636SHSOLE10040636PRAXAIR INCCOM74005P1044473200SHSOLE1003200PROCTER AND GAMBLE COCOM7427181095445978SHSOLE1005978PROSHARES TRULTRA FNCLS NEW74347X6337366520SHSOLE1006520PUTNAM PREMIER INCOME TRSH BEN INT74685310021239790SHSOLE10039790READING INTERNATIONAL INCCL A7554081012844180916SHSOLE100180916RICE MIDSTREAM PARTNERS LPUNIT LTD PARTN76281910041920000SHSOLE10020000RITE AID CORPCOM7677541044925000SHSOLE10025000ROSS STORES INCCOM77829610393014400SHSOLE10014400SANCHEZ ENERGY CORPCOM79970Y1051957406000SHSOLE100406000SANDRIDGE MISSISSIPPIAN TR ISH BEN INT80007V1063627050SHSOLE10027050SCHLUMBERGER LTDCOM8068571083124462SHSOLE1004462SHOE CARNIVAL INCCOM82488910930013400SHSOLE10013400SILVER RUN ACQUISITIONUNIT 99/99/999982812A2021736161998SHSOLE100161998SPDR S&P 500 ETF TRTR UNIT78462F1034341726SHSOLE1001726SPDR SERIES TRUSTS&P OILGAS EXP78464A73051115000SHSOLE10015000STARBUCKS CORPCOM855244109428679800SHSOLE10079800STELLUS CAP INVT CORPCOM85856810819214088SHSOLE10014088TARGA RES CORPCOM87612G10160912881SHSOLE10012881TELIGENT INC NEWCOM87960W1046235929199SHSOLE100929199THERAPEUTICSMD INCCOM88338N1072877543788SHSOLE100543788TRANSUNIONCOM89400J10752011000SHSOLE10011000UNITED CONTL HLDGS INCCOM91004710973112000SHSOLE10012000UNITEDHEALTH GROUP INCCOM91324P1023912000SHSOLE1002000VANGUARD INDEX FDSGROWTH ETF9229087362261704SHSOLE1001704VANGUARD INDEX FDSTOTAL STK MKT9229087692091612SHSOLE1001612VERIZON COMMUNICATIONS INCCOM92343V1043767595SHSOLE1007595VERTEX PHARMACEUTICALS INCCOM92532F10011177350SHSOLE1007350VISA INCCOM CL A92826C8392732600SHSOLE1002600VOYA PRIME RATE TRSH BEN INT92913A1006512400SHSOLE10012400WASTE MGMT INC DELCOM94106L109132716952SHSOLE10016952WEATHERFORD INTL PLCORD SHSG488331009220000SHSOLE10020000YUMA ENERGY INC NEWCOM98872F10544664694827SHSOLE1004694827ZYNGA INCCL A98986T1083810000SHSOLE10010000