0001085146-17-001496.txt : 20170713 0001085146-17-001496.hdr.sgml : 20170713 20170712205722 ACCESSION NUMBER: 0001085146-17-001496 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170713 DATE AS OF CHANGE: 20170712 EFFECTIVENESS DATE: 20170713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS LLC CENTRAL INDEX KEY: 0001053994 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12760 FILM NUMBER: 17962543 BUSINESS ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 600 TRAVIS, SUITE 5900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC. DATE OF NAME CHANGE: 20110404 FORMER COMPANY: FORMER CONFORMED NAME: SMH CAPITAL INC. DATE OF NAME CHANGE: 20080311 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA DATE OF NAME CHANGE: 20000208 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001053994 XXXXXXXX 06-30-2017 06-30-2017 SANDERS MORRIS HARRIS LLC

600 TRAVIS, SUITE 5900 HOUSTON TX 77002

13F COMBINATION REPORT 028-12760 0001427263 028-13054 GFS Advisors, LLC 0001434689 028-13075 Leonetti & Associates, LLC Y SANDERS MORRIS HARRIS INC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429 David Block 713 226-4808 /s/ David Block Houston TX 07-10-2017 2 143 245331 false 1 0001053994 028-12760 SANDERS MORRIS HARRIS LLC 2 0000756094 028-16804 MILLER GREEN FINANCIAL SERVICES INC /ADV INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABSCOM0028241002424986SHSOLE1004986ACUSHNET HOLDINGS CORPCOM00509810899250000SHSOLE10050000AEMETIS INCCOM NEW00770K202147110192SHSOLE100110192AERCAP HOLDINGS NVSHSN0098510686318600SHSOLE10018600ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1023882750SHSOLE1002750ALTRIA GROUP INCCOM02209S103266735825SHSOLE10035825AMAZON COM INCCOM023135106387400SHSOLE100400AMERICAN EXPRESS COCOM0258161092673170SHSOLE1003170APPLE INCCOM037833100197913740SHSOLE10013740APPLE INCCOM0378331006984850SHSOLE200698APPROACH RESOURCES INCCOM03834A1039127112SHSOLE10027112ARGOS THERAPEUTICS INCCOM04022110352141212SHSOLE100141212ASTRAZENECA PLCSPONSORED ADR0463531083079000SHSOLE1009000AT&T INCCOM00206R102149539592SHSOLE10039592AUTONATION INCCOM05329W1022115000SHSOLE1005000AVNET INCCOM0538071033729570SHSOLE1009570BANK AMER CORPCOM06050510450520850SHSOLE10020850BARNES & NOBLE INCCOM06777410917422945SHSOLE10022945BARRICK GOLD CORPCOM0679011083102195000SHSOLE100195000BLACKROCK CORE BD TRSHS BEN INT09249E10132923705SHSOLE10023705BLACKSTONE GROUP L PCOM UNIT LTD09253U1085206156100SHSOLE100156100BLACKSTONE GROUP L PCOM UNIT LTD09253U108190957250SHSOLE2001909BRISTOL MYERS SQUIBB COCOM1101221083696610SHSOLE1006610BUCKEYE PARTNERS L PUNIT LTD PARTN1182301013846000SHSOLE1006000CANADIAN PAC RY LTDCOM13645T1004823000SHSOLE1003000CAPITAL PRODUCT PARTNERS L PCOM UNIT LPY1108210715946700SHSOLE10046700CATERPILLAR INC DELCOM1491231012262100SHSOLE1002100CBL & ASSOC PPTYS INCCOM1248301008410000SHSOLE10010000CENTERPOINT ENERGY INCCOM15189T1077730282300SHSOLE100282300CENTURYLINK INCCOM15670010625310620SHSOLE10010620CHEVRON CORP NEWCOM1667641003963795SHSOLE1003795CINEMARK HOLDINGS INCCOM17243V1023659400SHSOLE1009400COCA COLA COCOM1912161004008916SHSOLE1008916CONCHO RES INCCOM20605P1019788056SHSOLE1008056CONTAINER STORE GROUP INCCOM21075110328748500SHSOLE10048500CRITEO S ASPONS ADS226718104362974000SHSOLE10074000CULLEN FROST BANKERS INCCOM229899109135614435SHSOLE10014435CVS HEALTH CORPCOM126650100106013170SHSOLE10013170DAVE & BUSTERS ENTMT INCCOM238337109419163000SHSOLE10063000DISNEY WALT COCOM DISNEY2546871063032846SHSOLE1002846DNP SELECT INCOME FDCOM23325P10412111000SHSOLE10011000DOW CHEM COCOM26054310371611352SHSOLE10011352EARTHSTONE ENERGY INCCL A27032D30486686470SHSOLE10086470ECLIPSE RES CORPCOM27890G100147285149705SHSOLE1005149705EMERGE ENERGY SVCS LPCOM REP PARTN29102H10815116764SHSOLE10016764ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V100114163500SHSOLE10063500ENERGY TRANSFER PARTNERS LPUNIT LTD PRT INT29278N10364231488SHSOLE10031488ENTERPRISE PRODS PARTNERS LCOM29379210720831769195SHSOLE100769195ENTERPRISE PRODS PARTNERS LCOM2937921071987294SHSOLE200198EQUIFAX INCCOM2944291052892100SHSOLE1002100EXCO RESOURCES INCCOM NEW2692795015320000SHSOLE10020000EXCO RESOURCES INCCOM NEW2692795011265SHSOLE2001EXXON MOBIL CORPCOM30231G102231428662SHSOLE10028662EXXON MOBIL CORPCOM30231G10214033173821SHSOLE20014033EZCORP INCCL A NON VTG3023011061896246200SHSOLE100246200FORD MTR CO DELCOM PAR $0.0134537086016214500SHSOLE10014500FORTUNE BRANDS HOME & SEC INCOM34964C106649799600SHSOLE10099600GENERAL ELECTRIC COCOM36960410343916254SHSOLE10016254GENERAL MTRS COCOM37045V100152443640SHSOLE10043640GENESIS ENERGY L PUNIT LTD PARTN371927104168253000SHSOLE10053000GLOBAL PARTNERS LPCOM UNITS37946R10979343950SHSOLE10043950GOPRO INCCL A38268T10361775800SHSOLE10075800GRAN TIERRA ENERGY INCCOM38500T1012037909695SHSOLE100909695GRUPO TELEVISA SASPON ADR REP ORD40049J20635314500SHSOLE10014500HALCON RES CORPCOM PAR NEW40537Q6059420655SHSOLE10020655HALLADOR ENERGY COMPANYCOM40609P10518924318SHSOLE10024318HI-CRUSH PARTNERS LPCOM UNIT LTD42833710920018500SHSOLE10018500HOLLY ENERGY PARTNERS L PCOM UT LTD PTN43576310747514612SHSOLE10014612HOME DEPOT INCCOM4370761027985209SHSOLE1005209ICAHN ENTERPRISES LPDEPOSITARY UNIT451100101102019750SHSOLE2001020ICAHN ENTERPRISES LPDEPOSITARY UNIT451100101307159450SHSOLE10059450INSIGHT SELECT INCOME FDCOM45781W10939019734SHSOLE10019734INTERNATIONAL BUSINESS MACHSCOM4592001012741780SHSOLE1001780INTREXON CORPCOM46122T102229095050SHSOLE10095050ISHARES TRNASDQ BIOTEC ETF4642875563411100SHSOLE1001100ISHARES TRRUS MID CAP ETF4642874992981550SHSOLE1001550ISHARES TRRUS MID CAP ETF4642874998644500SHSOLE200864JOHNSON & JOHNSONCOM47816010410858200SHSOLE1008200JOINT CORPCOM47973J10299552619807SHSOLE1002619807JPMORGAN CHASE & COCOM46625H100118312946SHSOLE10012946KEYCORP NEWCOM49326710812200651000SHSOLE100651000KINDER MORGAN INC DELCOM49456B10114750SHSOLE20014KINDER MORGAN INC DELCOM49456B10187245558SHSOLE10045558LANDMARK INFRASTRUCTURE LPCOM UNIT LTD51508J10849130680SHSOLE10030680LAS VEGAS SANDS CORPCOM51783410769310850SHSOLE10010850LILLY ELI & COCOM5324571087118634SHSOLE1008634MACYS INCCOM55616P1045383231600SHSOLE100231600MAIN STREET CAPITAL CORPCOM56035L10425521663573SHSOLE100663573MARATHON OIL CORPCOM56584910614212000SHSOLE10012000MARKETAXESS HLDGS INCCOM57060D1089554750SHSOLE1004750MCDONALDS CORPCOM5801351013222100SHSOLE1002100MEDICAL PPTYS TRUST INCCOM58463J30415512000SHSOLE10012000MERCK & CO INCCOM58933Y1052614075SHSOLE1004075MICROSOFT CORPCOM5949181042623803SHSOLE1003803MID CON ENERGY PARTNERS LPCOM UNIT REPST59560V1092014720SHSOLE10014720NATURAL RESOURCE PARTNERS LCOM UNIT LTD PAR63900P608177164294SHSOLE10064294NAVIOS MARITIME PARTNERS L PUNIT LPIY62267102450282650SHSOLE100282650NEW AGE BEVERAGES CORPCOM64157V10812825000SHSOLE10025000NIKE INCCL B6541061032364000SHSOLE1004000NUVASIVE INCCOM670704105146219000SHSOLE10019000OMEGA HEALTHCARE INVS INCCOM6819361002086300SHSOLE1006300ONCOSEC MED INCCOM NEW68234L2073025000SHSOLE10025000ONEOK PARTNERS LPUNIT LTD PARTN68268N10368413400SHSOLE10013400PARKER DRILLING COCOM7010811011410000SHSOLE10010000PEDEVCO CORPCOM PAR70532Y3031522550SHSOLE10022550PERRIGO CO PLCSHSG97822103328543500SHSOLE10043500PFENEX INCCOM7170711042990745687SHSOLE100745687PFIZER INCCOM7170811032627808SHSOLE1007808PHILIP MORRIS INTL INCCOM7181721096845825SHSOLE1005825PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310562923925SHSOLE10023925POWERSHARES QQQ TRUSTUNIT SER 173935A104504236623SHSOLE10036623POWERSHARES QQQ TRUSTUNIT SER 173935A104675949104SHSOLE2006759PRAXAIR INCCOM74005P1044243200SHSOLE1003200PROCTER AND GAMBLE COCOM7427181095215978SHSOLE1005978PROSHARES TRULTRA FNCLS NEW74347X6336786520SHSOLE1006520READING INTERNATIONAL INCCL A7554081014050251088SHSOLE100251088REYNOLDS AMERICAN INCCOM7617131063625556SHSOLE1005556ROSS STORES INCCOM7782961035209000SHSOLE1009000SANCHEZ ENERGY CORPCOM79970Y1052484346000SHSOLE100346000SANDRIDGE MISSISSIPPIAN TR ISH BEN INT80007V1063927050SHSOLE10027050SCHLUMBERGER LTDCOM8068571082944462SHSOLE1004462SHOE CARNIVAL INCCOM82488910928013400SHSOLE10013400SILVER RUN ACQUISITIONUNIT 99/99/999982812A2025368502550SHSOLE100502550SPDR S&P 500 ETF TRTR UNIT78462F1034171726SHSOLE1001726SPDR SERIES TRUSTS&P OILGAS EXP78464A73047915000SHSOLE10015000STEEL DYNAMICS INCCOM85811910035810000SHSOLE10010000STELLUS CAP INVT CORPCOM85856810818913776SHSOLE10013776TARGA RES CORPCOM87612G10158212881SHSOLE10012881TELIGENT INC NEWCOM87960W1048730954033SHSOLE100954033THERAPEUTICSMD INCCOM88338N1072957561100SHSOLE100561100TIME WARNER INCCOM NEW8873173035395370SHSOLE1005370UNITEDHEALTH GROUP INCCOM91324P1023712000SHSOLE1002000VANGUARD INDEX FDSGROWTH ETF9229087362161704SHSOLE1001704VANGUARD INDEX FDSTOTAL STK MKT9229087692011612SHSOLE1001612VERIZON COMMUNICATIONS INCCOM92343V1043447720SHSOLE1007720VISA INCCOM CL A92826C8392442600SHSOLE1002600VOYA PRIME RATE TRSH BEN INT92913A1006712400SHSOLE10012400WASTE MGMT INC DELCOM94106L109124316952SHSOLE10016952WEATHERFORD INTL PLCORD SHSG488331008121000SHSOLE10021000WEBMD HEALTH CORPCOM94770V1022354000SHSOLE1004000WELLS FARGO CO NEWCOM9497461012083759SHSOLE1003759YUMA ENERGY INC NEWCOM98872F105480515955SHSOLE100515955ZYNGA INCCL A98986T1087320000SHSOLE10020000