0001085146-16-004034.txt : 20160725 0001085146-16-004034.hdr.sgml : 20160725 20160725070222 ACCESSION NUMBER: 0001085146-16-004034 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160725 DATE AS OF CHANGE: 20160725 EFFECTIVENESS DATE: 20160725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS INC. CENTRAL INDEX KEY: 0001053994 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12760 FILM NUMBER: 161780901 BUSINESS ADDRESS: STREET 1: 3100 CHASE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 600 TRAVIS, SUITE 5900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: SMH CAPITAL INC. DATE OF NAME CHANGE: 20080311 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS HARRIS INC/FA DATE OF NAME CHANGE: 20000208 FORMER COMPANY: FORMER CONFORMED NAME: SANDERS MORRIS MUNDY INC /FA DATE OF NAME CHANGE: 19980129 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001053994 XXXXXXXX 06-30-2016 06-30-2016 SANDERS MORRIS HARRIS INC.

600 TRAVIS, SUITE 5900 HOUSTON TX 77002

13F COMBINATION REPORT 028-12760 0001427263 028-13054 GFS Advisors, LLC 0001434689 028-13075 Leonetti & Associates, LLC Y SANDERS MORRIS HARRIS INC FORMERLY SUBMITTED A 13F-NT REPORT ASSOCIATED WITH THE 13F-HR REPORT OF PINNACLE SUMMER INVESTMENTS, INC. - FILE NUMBER 028-13429 David Block 713 226-4808 /s/ David Block Houston TX 07-22-2016 3 357 430046 false 1 0001053994 028-12760 SANDERS MORRIS HARRIS INC. 2 0001180391 028-10258 SMH CAPITAL ADVISORS INC 4 0000756094 028-16804 MILLER GREEN FINANCIAL SERVICES INC /ADV INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AEMETIS INCCOM NEW00770K20220188048SHSOLE10088048AERCAP HOLDINGS NVSHSN00985106264878840SHSOLE10078840ALEXANDRIA REAL ESTATE EQ INCOM0152711097206955SHOTR1006955ALEXANDRIA REAL ESTATE EQ INCOM0152711092622525SHSOLE1002525ALPHABET INCCAP STK CL A02079K30593132SHOTR100132ALPHABET INCCAP STK CL A02079K305287409SHSOLE100409ALPHABET INCCAP STK CL A02079K3053550SHSOLE40050ALPHABET INCCAP STK CL C02079K1073652SHOTR10052ALPHABET INCCAP STK CL C02079K107371536SHSOLE100536ALPHABET INCCAP STK CL C02079K1073550SHSOLE40050ALPS ETF TRALERIAN MLP00162Q866111287444SHSOLE10087444ALPS ETF TRALERIAN MLP00162Q866322500SHSOLE4002500ALTRIA GROUP INCCOM02209S103229833311SHSOLE10033311AMERICAN ASSETS TR INCCOM02401310478318455SHOTR10018455AMERICAN ASSETS TR INCCOM0240131042706340SHSOLE1006340AMERICAN CAP LTDCOM02503y103124878858SHSOLE20078858AMERICAN DG ENERGY INCCOM025398108625000SHSOLE10025000AMERICAN EXPRESS COCOM02581610930490SHOTR100490AMERICAN EXPRESS COCOM0258161091823000SHSOLE1003000AMERICAN TOWER CORP NEWCOM03027X100118310414SHOTR10010414AMERICAN TOWER CORP NEWCOM03027X1004183681SHSOLE1003681AON PLCSHS CL AG0408V1022091913SHSOLE1001913APOLLO COML REAL EST FIN INCNOTE 5.500% 3/103762UAA327292685000PRNSOLE2002685000APOLLO COML REAL EST FIN INCNOTE 5.500% 3/103762UAA33636000PRNOTR10036000APOLLO GLOBAL MGMT LLCCL A SHS037612306115576258SHSOLE20076258APOLLO INVT CORPCOM03761U106707127624SHSOLE200127624APPLE INCCOM0378331001011055SHOTR1001055APPLE INCCOM037833100131613760SHSOLE10013760APPLE INCCOM03783310038398SHSOLE200398APPLE INCCOM037833100157516485SHSOLE40016485APPROACH RESOURCES INCCOM03834A1038540668SHSOLE10040668ARGOS THERAPEUTICS INCCOM040221103705115037SHSOLE100115037ARMADA HOFFLER PPTYS INCCOM04208T10880758745SHOTR10058745ARMADA HOFFLER PPTYS INCCOM04208T10828420635SHSOLE10020635ASTRAZENECA PLCSPONSORED ADR0463531082729000SHSOLE1009000AT&T INCCOM00206R1021323050SHOTR1003050AT&T INCCOM00206R102163737892SHSOLE10037892AUTONATION INCCOM05329W1022355000SHSOLE1005000AVALONBAY CMNTYS INCCOM05348410115898806SHOTR1008806AVALONBAY CMNTYS INCCOM0534841015433007SHSOLE1003007AVNET INCCOM0538071033889570SHSOLE1009570BANK AMER CORPCOM0605051046535492536SHSOLE100492536BARNES & NOBLE INCCOM06777410931727945SHSOLE10027945BARRICK GOLD CORPCOM06790110874935100SHSOLE10035100BLACKBERRY LTDCOM09228F1039213778SHSOLE10013778BLACKROCK CORE BD TRSHS BEN INT09249E10133223705SHSOLE10023705BLACKROCK MUNI INTER DR FD ICOM09253X10216811033SHSOLE20011033BLACKSTONE GROUP L PCOM UNIT LTD09253U108582375SHOTR1002375BLACKSTONE GROUP L PCOM UNIT LTD09253U108190477577SHSOLE10077577BLACKSTONE GROUP L PCOM UNIT LTD09253u10864926440SHSOLE20026440BLACKSTONE GROUP L PCOM UNIT LTD09253U108321300SHSOLE4001300BOSTON PROPERTIES INCCOM101121101196514904SHOTR10014904BOSTON PROPERTIES INCCOM1011211016695075SHSOLE1005075BP PLCSPONSORED ADR0556221042216246SHSOLE1006246BRISTOL MYERS SQUIBB COCOM1101221083464696SHSOLE1004696BRISTOL MYERS SQUIBB COCOM11012210864875SHOTR100875BUCKEYE PARTNERS L PUNIT LTD PARTN1182301014536446SHSOLE1006446CAMDEN PPTY TRSH BEN INT1331311026367188SHSOLE1007188CAMDEN PPTY TRSH BEN INT133131102187921254SHOTR10021254CANADIAN PAC RY LTDCOM13645T1003863000SHSOLE1003000CARMIKE CINEMAS INCCOM143436400155151500SHSOLE10051500CHEVRON CORP NEWCOM166764100985SHOTR10085CHEVRON CORP NEWCOM1667641006145863SHSOLE1005863CHEVRON CORP NEWCOM16676410014134SHSOLE200134CHEVRON CORP NEWCOM1667641002102000SHSOLE4002000CINCINNATI FINL CORPCOM1720621013694930SHSOLE1004930CINEMARK HOLDINGS INCCOM17243V1023677100850SHSOLE100100850CLIFFS NAT RES INCCOM18683K10156299000SHSOLE10099000CLIFFS NAT RES INCCOM18683K101234000SHSOLE4004000COCA COLA COCOM19121610079117449SHSOLE10017449COLONY CAP INCNOTE 5.000% 4/119624RAA499000PRNOTR1009000COLONY CAP INCNOTE 5.000% 4/119624RAA434403551000PRNSOLE2003551000CONCHO RES INCCOM20605P10111889960SHSOLE1009960CONOCOPHILLIPSCOM20825C1042124879SHSOLE1004879CONOCOPHILLIPSCOM20825C10491621000SHSOLE40021000CONTAINER STORE GROUP INCCOM21075110325948500SHSOLE10048500COUSINS PPTYS INCCOM22279510662259815SHOTR10059815COUSINS PPTYS INCCOM22279510620419650SHSOLE10019650CROWN CASTLE INTL CORP NEWCOM22822V101141813985SHOTR10013985CROWN CASTLE INTL CORP NEWCOM22822V1014824745SHSOLE1004745CULLEN FROST BANKERS INCCOM22989910992014435SHSOLE10014435CUTWATER SELECT INCOME FDCOM23222910439219734SHSOLE10019734CVS HEALTH CORPCOM12665010038395SHOTR100395CVS HEALTH CORPCOM126650100101510600SHSOLE10010600CYRUSONE INCCOM23283R100126022649SHOTR10022649CYRUSONE INCCOM23283R1004227595SHSOLE1007595DANAHER CORP DELCOM2358511021131120SHOTR1001120DANAHER CORP DELCOM2358511021271261SHSOLE1001261DAVE & BUSTERS ENTMT INCCOM2383371092816000SHSOLE1006000DISNEY WALT COCOM DISNEY2546871062132180SHSOLE1002180DISNEY WALT COCOM DISNEY25468710636365SHOTR100365DNP SELECT INCOME FDCOM23325P10411711000SHSOLE10011000DOLLAR TREE INCCOM2567461084244500SHSOLE1004500DOUBLELINE INCOME SOLUTIONSCOM25862210920111000SHSOLE10011000DOUBLELINE INCOME SOLUTIONSCOM2586221091005425SHSOLE4005425DOW CHEM COCOM26054310371314352SHSOLE10014352DUKE REALTY CORPCOM NEW26441150577028890SHOTR10028890DUKE REALTY CORPCOM NEW2644115052439080SHSOLE1009080EARTHSTONE ENERGY INCCOM NEW27032D20513012100SHSOLE10012100EASTGROUP PPTY INCCOM27727610199014370SHOTR10014370EASTGROUP PPTY INCCOM2772761012964290SHSOLE1004290ECLIPSE RES CORPCOM27890G100108033234277SHSOLE1003234277EMPIRE ST RLTY TR INCCL A29210410665034205SHOTR10034205EMPIRE ST RLTY TR INCCL A29210410623312315SHSOLE10012315ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10977020229SHSOLE10020229ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10916409SHSOLE400409ENLINK MIDSTREAM LLCCOM UNIT REP LTD29336T10018011334SHSOLE10011334ENTERPRISE PRODS PARTNERS LCOM293792107963300SHOTR1003300ENTERPRISE PRODS PARTNERS LCOM29379210717013581446SHSOLE100581446ENTERPRISE PRODS PARTNERS LCOM293792107521794SHSOLE4001794ENVESTNET INCNOTE 1.750%12/129404KAA425292802000PRNSOLE2002802000EQUIFAX INCCOM2944291052702100SHSOLE1002100EQUITY COMWLTHCOM SH BEN INT29462810298933946SHSOLE20033946EQUITY RESIDENTIALSH BEN INT29476L1076219020SHOTR1009020EQUITY RESIDENTIALSH BEN INT29476L1071912780SHSOLE1002780ESSEX PPTY TR INCCOM29717810512555502SHOTR1005502ESSEX PPTY TR INCCOM2971781054391925SHSOLE1001925EXCO RESOURCES INCCOM269279402390300000SHSOLE100300000EXCO RESOURCES INCCOM26927940253975SHSOLE4003975EXONE COCOM30210410412411718SHSOLE10011718EXXON MOBIL CORPCOM30231G10216170SHOTR100170EXXON MOBIL CORPCOM30231G102235025079SHSOLE10025079EXXON MOBIL CORPCOM30231G10214150SHSOLE200150EXXON MOBIL CORPCOM30231G10222168236497SHSOLE400236497EZCORP INCCL A NON VTG3023011061890250000SHSOLE100250000EZCORP INCCL A NON VTG302301106950125686SHSOLE200125686EZCORP INCNOTE 2.625% 6/1302301AB22530000PRNSOLE10030000EZCORP INCNOTE 2.625% 6/1302301AB268258223000PRNSOLE2008223000EZCORP INCNOTE 2.625% 6/1302301AB2124150000PRNOTR100150000FACEBOOK INCCL A30303M1021671454SHOTR1001454FACEBOOK INCCL A30303M1027156252SHSOLE1006252FACEBOOK INCCL A30303M10211100SHSOLE400100FENIX PTS INCCOM31446L10020451999SHSOLE10051999FIFTH STREET FINANCE CORPCOM31678A103546112643SHSOLE200112643FIRST TR EXCH TRD ALPHA FD IEUROPE ALPHA33737J117161859190SHSOLE40059190FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E302143019826SHSOLE40019826FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R605144464591SHSOLE40064591FLEXSHARES TRIBOXX 5YR TRGT33939L6055126199818SHSOLE100199818FLUIDIGM CORP DELNOTE 2.750% 2/034385PAA6335557000PRNOTR100557000FLUIDIGM CORP DELNOTE 2.750% 2/034385PAA65895000PRNSOLE10095000FLUIDIGM CORP DELNOTE 2.750% 2/034385PAA657599619000PRNSOLE2009619000FOOT LOCKER INCCOM34484910454910000SHSOLE10010000FORD MTR CO DELCOM PAR $0.013453708601179323SHSOLE1009323FORD MTR CO DELCOM PAR $0.01345370860131000SHSOLE4001000FREEPORT-MCMORAN INCCL B35671D85745841075SHSOLE10041075GENERAL ELECTRIC COCOM36960410325800SHSOLE400800GENERAL ELECTRIC COCOM3696041031203805SHOTR1003805GENERAL ELECTRIC COCOM36960410353316934SHSOLE10016934GENERAL GROWTH PPTYS INC NEWCOM370023103131243985SHOTR10043985GENERAL GROWTH PPTYS INC NEWCOM37002310345515257SHSOLE10015257GENERAL MTRS COCOM37045V1005452192630SHSOLE100192630GENESIS ENERGY L PUNIT LTD PARTN371927104196451200SHSOLE10051200GLOBAL PARTNERS LPCOM UNITS37946R10960944450SHSOLE10044450GLOBAL X FDSGLB X SUPERDIV37950E54964330935SHSOLE10030935GOPRO INCCL A38268T10344140800SHSOLE10040800GRAN TIERRA ENERGY INCCOM38500T1013212950265SHSOLE100950265GRUPO TELEVISA SASPON ADR REP ORD40049J20641716000SHSOLE10016000HALCON RES CORPCOM PAR40537Q5061022320SHSOLE10022320HARLEY DAVIDSON INCCOM41282210845310000SHSOLE40010000HARLEY DAVIDSON INCCOM412822108126SHSOLE10026HEALTHCARE RLTY TRCOM4219461043128935SHOTR1008935HEALTHCARE RLTY TRCOM4219461041434090SHSOLE1004090HERSHA HOSPITALITY TRPR SHS BEN INT42782550091653415SHOTR10053415HERSHA HOSPITALITY TRPR SHS BEN INT42782550030517760SHSOLE10017760HOLLY ENERGY PARTNERS L PCOM UT LTD PTN43576310750614612SHSOLE10014612HOME DEPOT INCCOM4370761026234878SHSOLE1004878HOST HOTELS & RESORTS INCCOM44107P10450230955SHOTR10030955HOST HOTELS & RESORTS INCCOM44107P10417610887SHSOLE10010887ICAHN ENTERPRISES LPDEPOSITARY UNIT45110010132600SHSOLE400600ICAHN ENTERPRISES LPDEPOSITARY UNIT451100101288853487SHSOLE10053487INTERNATIONAL BUSINESS MACHSCOM4592001013832520SHSOLE1002520INTERNATIONAL BUSINESS MACHSCOM4592001011388SHSOLE20088INTREXON CORPCOM46122T102209285000SHSOLE10085000ISHARESMIN VOL EMRG MKT464286533250248508SHSOLE10048508ISHARES TR7-10 Y TR BD ETF464287440140112404SHSOLE40012404ISHARES TRCORE S&P MCP ETF464287507255017068SHSOLE10017068ISHARES TRCORE US AGGBD ET4642872263773352SHSOLE2003352ISHARES TRCORE US AGGBD ET464287226134811956SHSOLE40011956ISHARES TREAFE GRWTH ETF464288885301046020SHSOLE10046020ISHARES TRGLOB TELECOM ETF4642872753866099SHSOLE1006099ISHARES TRINTL SEL DIV ETF4642884483525123152SHSOLE100123152ISHARES TRMIN VOL EAFE ETF46429B689253238139SHSOLE10038139ISHARES TRMRG RL ES CP ETF46428853993491081SHSOLE20091081ISHARES TRMSCI EAFE ETF4642874652484433SHSOLE1004433ISHARES TRRUS MID-CAP ETF46428749914568653SHSOLE4008653ISHARES TRRUSSELL 2000 ETF464287655544SHSOLE10044ISHARES TRRUSSELL 2000 ETF464287655127911127SHSOLE40011127JOHNSON & JOHNSONCOM47816010413105SHOTR100105JOHNSON & JOHNSONCOM4781601047816440SHSOLE1006440JOINT CORPCOM47973J10241892063581SHSOLE1002063581JPMORGAN CHASE & COCOM46625H10071711546SHSOLE10011546JPMORGAN CHASE & COCOM46625H1004286875SHSOLE4006875KATE SPADE & COCOM48586510998948000SHSOLE10048000KILROY RLTY CORPCOM49427F10867710205SHOTR10010205KILROY RLTY CORPCOM49427F1082483725SHSOLE1003725KINDER MORGAN INC DELCOM49456B10194050178SHSOLE10050178KINDER MORGAN INC DELCOM49456B10148025663SHSOLE40025663KITE RLTY GROUP TRCOM NEW49803T300113940660SHOTR10040660KITE RLTY GROUP TRCOM NEW49803T30038513761SHSOLE10013761KKR & CO L P DELCOM UNITS48248M102211675SHOTR1001675KKR & CO L P DELCOM UNITS48248m10264652319SHSOLE20052319KRAFT HEINZ COCOM5007541062993383SHSOLE1003383KROGER COCOM5010441012266133SHSOLE1006133LANDMARK INFRASTRUCTURE LPCOM UNIT LTD51508J10850530680SHSOLE10030680LAS VEGAS SANDS CORPCOM517834107100823207SHSOLE10023207LILLY ELI & COCOM5324571087159084SHSOLE1009084MACERICH COCOM5543821016317380SHOTR1007380MACERICH COCOM5543821012172531SHSOLE1002531MACYS INCCOM55616P1042768220SHSOLE1008220MAIN STREET CAPITAL CORPCOM56035L104694892115340SHSOLE1002115340MARATHON OIL CORPCOM56584910618212110SHSOLE10012110MASTERCARD INCCL A57636Q1042012281SHSOLE1002281MCDONALDS CORPCOM5801351013042525SHSOLE1002525MEDICAL PPTYS TRUST INCCOM58463J30418212000SHSOLE10012000MEMORIAL PRODTN PARTNERS LPCOM U REP LTD58604810061493235853SHSOLE1003235853MERCK & CO INCCOM58933Y1052494333SHSOLE1004333MERCK & CO INCCOM58933y10513228SHSOLE200228MICRON TECHNOLOGY INCCOM59511210313975SHOTR100975MICRON TECHNOLOGY INCCOM5951121032416175600SHSOLE100175600MICROSEMI CORPCOM595137100197760500SHSOLE10060500MICROSOFT CORPCOM5949181049180SHOTR100180MICROSOFT CORPCOM5949181043757328SHSOLE1007328MID CON ENERGY PARTNERS LPCOM UNIT REPST59560V1094322080SHSOLE10022080MONDELEZ INTL INCCL A6092071053016607SHSOLE1006607MONOLITHIC PWR SYS INCCOM6098391055478000SHSOLE1008000NATURAL RESOURCE PARTNERS LCOM UNIT LTD PAR63900P608101070342SHSOLE10070342NAVIOS MARITIME PARTNERS L PUNIT LPIY62267102172133650SHSOLE100133650NIKE INCCL B6541061032214000SHSOLE1004000NORTH ATLANTIC DRILLING LTDCOMG6613P12917926506SHSOLE10026506NUVEEN AMT-FREE MUN INCOME FCOM67065710517911928SHSOLE20011928NUVEEN DIVID ADVANTAGE MUN FCOM67066V10117611273SHSOLE20011273NUVEEN ENHANCED AMT FREE MUNCOM67071L106191198SHSOLE1001198NUVEEN ENHANCED AMT FREE MUNCOM67071L10618311266SHSOLE20011266NUVEEN ENHANCED MUN CREDIT OCOM SH BEN INT67070x10118011316SHSOLE20011316NUVEEN MUN MKT OPPORTUNITY FCOM67062W10317811804SHSOLE20011804NUVEEN PREM INCOME MUN FD 2COM67063W10217911552SHSOLE20011552NVIDIA CORPCOM67066G10461813169SHSOLE10013169OAKTREE CAP GROUP LLCUNIT CL A67400120131700SHSOLE400700OAKTREE CAP GROUP LLCUNIT CL A674001201581300SHSOLE1001300OAKTREE CAP GROUP LLCUNIT CL A67400120193620910SHSOLE20020910OASIS PETE INC NEWCOM67421510814015000SHSOLE10015000ONEOK PARTNERS LPUNIT LTD PARTN68268N10353713400SHSOLE10013400PAYPAL HLDGS INCCOM70450Y103591605SHOTR1001605PAYPAL HLDGS INCCOM70450Y1032907935SHSOLE1007935PDL BIOPHARMA INCCOM69329y1044414132SHSOLE20014132PDL BIOPHARMA INCNOTE 4.000% 2/069329YAF11403114848000PRNSOLE20014848000PDL BIOPHARMA INCNOTE 4.000% 2/069329YAF1897947000PRNOTR100947000PDL BIOPHARMA INCNOTE 4.000% 2/069329YAF1151160000PRNSOLE100160000PEDEVCO CORPCOM NEW70532Y20469245500SHSOLE100245500PERNIX THERAPEUTICS HLDGS INCOM71426V108410000SHSOLE10010000PERRIGO CO PLCSHSG97822103894SHOTR10094PERRIGO CO PLCSHSG97822103303833500SHSOLE10033500PFENEX INCCOM7170711043027361657SHSOLE100361657PFIZER INCCOM717081103922600SHOTR1002600PFIZER INCCOM71708110338210872SHSOLE10010872PFIZER INCCOM71708110321600SHSOLE400600PHILIP MORRIS INTL INCCOM7181721095225130SHSOLE1005130PHILLIPS 66COM7185461042593257SHSOLE1003257PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105411500SHOTR1001500PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310591733385SHSOLE10033385POTASH CORP SASK INCCOM73755L10724415000SHSOLE10015000POWERSHARES ETF TR IIPFD PORTFOLIO73936T56566943910SHSOLE10043910POWERSHARES ETF TR IIS&P500 LOW VOL73937B779303270874SHSOLE10070874POWERSHARES QQQ TRUSTUNIT SER 173935A1047406882SHSOLE1006882POWERSHARES QQQ TRUSTUNIT SER 173935A104303328197SHSOLE40028197PRAXAIR INCCOM74005P1043603200SHSOLE1003200PRICE T ROWE GROUP INCCOM74144T108109515000SHSOLE10015000PROCTER & GAMBLE COCOM74271810911125SHOTR100125PROCTER & GAMBLE COCOM7427181096988238SHSOLE1008238PROLOGIS INCCOM74340W10396719710SHOTR10019710PROLOGIS INCCOM74340W1033296700SHSOLE1006700PROSPECT CAPITAL CORPORATIONCOM74348T1021054134757SHSOLE200134757PROSPECT CAPITAL CORPORATIONCOM74348T1027900SHSOLE400900PROSPECT CAPITAL CORPORATIONNOTE 5.375%10/174348TAK86160000PRNOTR10060000PROSPECT CAPITAL CORPORATIONNOTE 5.375%10/174348TAK81414000PRNSOLE10014000PROSPECT CAPITAL CORPORATIONNOTE 5.375%10/174348TAK832473187000PRNSOLE2003187000READING INTERNATIONAL INCCL A75540810117413953SHSOLE10013953REYNOLDS AMERICAN INCCOM7617131063256016SHSOLE1006016RICE ENERGY INCCOM76276010622010000SHSOLE10010000ROSS STORES INCCOM7782961033686500SHSOLE1006500SALESFORCE COM INCCOM79466L30227335SHOTR100335SALESFORCE COM INCCOM79466L3024766000SHSOLE1006000SANCHEZ ENERGY CORPCOM79970Y1052407341000SHSOLE100341000SANDRIDGE MISSISSIPPIAN TR ISH BEN INT80007V1063923050SHSOLE10023050SCHLUMBERGER LTDCOM80685710845568SHOTR100568SCHLUMBERGER LTDCOM8068571081912409SHSOLE1002409SCIENTIFIC GAMES CORPCL A80874P10910111000SHSOLE10011000SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407175822526SHSOLE40022526SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308225940938SHSOLE40040938SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209236532974SHSOLE40032974SELECT SECTOR SPDR TRTECHNOLOGY81369Y803140632384SHSOLE40032384SIMON PPTY GROUP INC NEWCOM82880610911365235SHSOLE1005235SIMON PPTY GROUP INC NEWCOM828806109326715062SHOTR10015062SINCLAIR BROADCAST GROUP INCCL A82922610997732719SHSOLE10032719SKECHERS U S A INCCL A83056610562421000SHSOLE10021000SOLAR CAP LTDCOM83413U100107956646SHSOLE20056646SOVRAN SELF STORAGE INCCOM84610H108179017061SHOTR10017061SOVRAN SELF STORAGE INCCOM84610H1085885605SHSOLE1005605SPDR INDEX SHS FDSASIA PACIF ETF78463X301330844196SHSOLE10044196SPDR S&P 500 ETF TRTR UNIT78462F10319609351SHSOLE4009351SPDR S&P 500 ETF TRTR UNIT78462F1033621726SHSOLE1001726SPDR S&P 500 ETF TRTR UNIT78462F1033911868SHSOLE2001868SPDR SERIES TRUSTS&P OILGAS EXP78464A73038311000SHSOLE10011000SPDR SERIES TRUSTS&P OILGAS EXP78464a7309264SHSOLE200264STANLEY BLACK & DECKER INCCOM8545021015224692SHSOLE1004692STARWOOD HOTELS&RESORTS WRLDCOM85590A4016929345SHOTR1009345STARWOOD HOTELS&RESORTS WRLDCOM85590A4012172920SHSOLE1002920TANGER FACTORY OUTLET CTRS ICOM87546510657814375SHOTR10014375TANGER FACTORY OUTLET CTRS ICOM8754651062055110SHSOLE1005110TARGA RES CORPCOM87612G10115350SHOTR100350TARGA RES CORPCOM87612G10159514121SHSOLE10014121TARGET CORPCOM87612E1063725334SHSOLE1005334TARGET CORPCOM87612E10614200SHOTR100200TELIGENT INC NEWCOM87960W104132071849744SHSOLE1001849744THERAPEUTICSMD INCCOM88338N1073618425600SHSOLE100425600TOTAL S ASPONSORED ADR89151E1093206654SHSOLE4006654TRANSUNIONCOM89400J1078199245200SHSOLE100245200UDR INCCOM90265310467518290SHOTR10018290UDR INCCOM9026531042536865SHSOLE1006865UNITED TECHNOLOGIES CORPCOM9130171094344223SHSOLE1004223UNITEDHEALTH GROUP INCCOM91324P10235243SHOTR100243UNITEDHEALTH GROUP INCCOM91324P1023602552SHSOLE1002552UNIVERSAL CORP VACOM9134561092163733SHSOLE1003733VANGUARD BD INDEX FD INCINTERMED TERM9219378192082365SHSOLE1002365VANGUARD BD INDEX FD INCINTERMED TERM921937819138015667SHSOLE40015667VANGUARD BD INDEX FD INCSHORT TRM BOND921937827117214445SHSOLE40014445VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378351692009SHSOLE1002009VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378352002372SHSOLE2002372VANGUARD INDEX FDSGROWTH ETF922908736226521125SHSOLE10021125VANGUARD INDEX FDSREIT ETF9229085531421602SHSOLE1001602VANGUARD INDEX FDSREIT ETF922908553135615291SHSOLE40015291VANGUARD INDEX FDSSML CP GRW ETF922908595240119379SHSOLE10019379VANGUARD INDEX FDSVALUE ETF922908744283633375SHSOLE10033375VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285838710982SHSOLE20010982VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C7142032262SHSOLE1002262VANGUARD WORLD FDSUTILITIES ETF92204A8763433000SHSOLE1003000VERIZON COMMUNICATIONS INCCOM92343V10418325SHOTR100325VERIZON COMMUNICATIONS INCCOM92343V1042875130SHSOLE1005130VERIZON COMMUNICATIONS INCCOM92343V10413235SHSOLE200235VISA INCCOM CL A92826C83957775SHOTR100775VISA INCCOM CL A92826C8392423256SHSOLE1003256VORNADO RLTY TRSH BEN INT929042109120111990SHOTR10011990VORNADO RLTY TRSH BEN INT9290421094204192SHSOLE1004192VOYA PRIME RATE TRSH BEN INT92913A1006312400SHSOLE10012400WAL-MART STORES INCCOM9311421031772421SHSOLE1002421WAL-MART STORES INCCOM93114210314185SHSOLE200185WAL-MART STORES INCCOM93114210318250SHOTR100250WASTE MGMT INC DELCOM94106L109112316952SHSOLE10016952WEINGARTEN RLTY INVSSH BEN INT94874110376418695SHOTR10018695WEINGARTEN RLTY INVSSH BEN INT9487411032716655SHSOLE1006655WELLS FARGO & CO NEWCOM94974610134735SHOTR100735WELLS FARGO & CO NEWCOM9497461012545364SHSOLE1005364WELLS FARGO & CO NEWCOM9497461018176SHSOLE200176XYLEM INCCOM98419M1002866410SHSOLE1006410YUMA ENERGY INCCOM98872E108315110800154SHSOLE10010800154ZOETIS INCCL A98978V103233149125SHSOLE10049125ZYNGA INCCL A98986T1085321300SHSOLE10021300