-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B9swy8L3Hz+kNHbl3t98+gkCTdjCZ8+Qrynj/Vw0//P2JeRw94UrfbA4aYnphXX4 vU0Id6iaQ0GFlBOf7Vx7xg== 0001193125-08-227311.txt : 20081106 0001193125-08-227311.hdr.sgml : 20081106 20081106104153 ACCESSION NUMBER: 0001193125-08-227311 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081106 DATE AS OF CHANGE: 20081106 EFFECTIVENESS DATE: 20081106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELEFANTE MICHAEL B CENTRAL INDEX KEY: 0001053912 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06281 FILM NUMBER: 081165710 BUSINESS ADDRESS: BUSINESS PHONE: 6172277940 MAIL ADDRESS: STREET 1: C/O HEMENWAY & BARNES STREET 2: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 d13fhr.txt FORM 13F-HR ------------------------------- OMB APPROVAL ------------------------------- OMB Number: 3235-0006 Expires: February 28, 1997 Estimated average burden Hours per response .......24.60 ------------------------------- SEC USE ONLY ------------------------------- ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 2008 (Please read instructions before preparing form.) If amended report check here: [_] Michael B. Elefante Name of Institutional Investment Manager Hemenway & Barnes LLP 60 State Street Boston, MA 02109 Business Address (Street) (City) (State) (Zip) (617) 227-7940 Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Boston and State of Massachusetts on the 6th day of November, 2008. Michael B. Elefante ------------------------------------------- (Name of Institutional Investment Manager) ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.: - --------------------------- ------------- ----------------------------- ------------- 1. Brian C. Broderick (12)* 28-11136 6. U. S. Trust Company, N. A. 28-4052 2. Timothy F. Fidgeon 28-06169 7. __________________________ _____________ 3. Fiduciary Trust Company 28-471 8. __________________________ _____________ 4. Gannett, Welsh & Kotler 28-4145 9. __________________________ _____________ 5. Kurt F. Somerville (32)* 28-10379 10. _________________________ _____________
* Refers to manager number on attached detail in Item 7. AS OF SEPTEMBER 30, 2008 FORM 13F SEC FILE # MICHAEL B ELEFANTE \ 28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ------------- -------- ------------------- SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------- NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - ------------------------ -------------- --------- ----------- --------- ------------- -------- ---- ------ ----- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ----- ABB LTD SPONSORED 000375204 1857550 95750 XX 38525 ADR XX 12 1700 XX 32 49125 XX 35 1000 XX 12,32 1400 XX 32,35 4000 A F L A C INC COMMON STOCK 001055102 2462800 41920 XX 12780 XX 12 1500 XX 32 23590 XX 12,32 1050 XX 32,35 3000 A E S CORP COMMON STOCK 00130H105 290204 24825 XX 24825 AT&T INC COMMON STOCK 00206R102 245389 8789 XX 6429 XX 32 2360 ABBOTT LABS COMMON STOCK 002824100 2068619 35926 XX 1250 XX 12 1650 XX 32 25526 XX 12,32 500 XX 32,35 7000 AETNA INC NEW COMMON STOCK 00817Y108 292491 8100 XX 8100 ANALOG DEVICES, INC. COMMON STOCK 032654105 261260 9915 XX 9915 APPLIED MATERIALS INC COMMON STOCK 038222105 220217 14555 XX 12555 XX 32 2000 APTARGROUP INC COMMON STOCK 038336103 4065758 103957 XX 30382 XX 12 3900 XX 32 63275 XX 35 400 XX 12,32 2000 XX 32,35 4000
1 AS OF SEPTEMBER 30, 2008 FORM 13F SEC FILE # MICHAEL B ELEFANTE \ 28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ------------- -------- ------------------- SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------- NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - ------------------------ -------------- --------- ----------- --------- ------------- -------- ---- ------ ----- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ----- AUTOMATIC DATA COMMON STOCK 053015103 444173 10390 XX 1162 PROCESSING XX 32 4928 XX 12,32 1600 XX 32,35 2700 B P PLC ADR COMMON STOCK 055622104 1838931 36654 XX 8910 XX 12 600 XX 32 22244 XX 35 300 XX 12,32 600 XX 32,35 4000 BANK OF AMERICA CORP COMMON STOCK 060505104 249200 7120 XX 4100 XX 12 500 XX 32 1770 XX 35 750 BERKSHIRE HATHAWAY INC CLASS B 084670207 597720 136 XX 63 XX 32 58 XX 12,32 15 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 482782 23155 XX 8655 XX 32 14500 CVS CAREMARK COMMON STOCK 126650100 1239664 36829 XX 21929 CORPORATION XX 12 200 XX 32 13000 XX 12,32 200 XX 32,35 1500 CANADIAN NATIONAL COMMON STOCK 136375102 3986631 83350 XX 26159 RAILWAY CO XX 12 3500 XX 32 47591 XX 35 400 XX 12,32 2200 XX 32,35 3500 CATERPILLAR INC COMMON STOCK 149123101 238102 3995 XX 3995
2 AS OF SEPTEMBER 30, 2008 FORM 13F SEC FILE # MICHAEL B ELEFANTE \ 28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ------------- -------- ------------------- SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------- NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - ------------------------ -------------- --------- ----------- --------- ------------- -------- ---- ------ ----- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ----- CEDAR FAIR L P COMMON STOCK 150185106 249452 12045 XX 12045 CHEVRON CORP COMMON STOCK 166764100 1536272 18626 XX 200 XX 32 10626 XX 32,35 7800 CISCO SYS INC COMMON STOCK 17275R102 1626531 72098 XX 20051 XX 12 1000 XX 32 48499 XX 12,32 2548 COCA COLA CO COMMON STOCK 191216100 251815 4762 XX 3885 XX 32 877 DEVRY INC COMMON STOCK 251893103 310616 6270 XX 6270 DOMINION RESOURCES INC COMMON STOCK 25746U109 985181 23029 XX 7205 XX 32 15824 E I DU PONT DE NEMOURS COMMON STOCK 263534109 461435 11450 XX 4150 & CO XX 32 7300 E M C CORP COMMON STOCK 268648102 2041919 170729 XX 68885 XX 12 2000 XX 32 91244 XX 12,32 3600 XX 32,35 5000 EATON CORP COMMON STOCK 278058102 539328 9600 XX 5600 XX 32 4000 EMERSON ELECTRIC CO COMMON STOCK 291011104 3935419 96480 XX 28334 XX 12 3440 XX 32 59706 XX 35 500 XX 12,32 1500 XX 32,35 3000
3 AS OF SEPTEMBER 30, 2008 FORM 13F SEC FILE # MICHAEL B ELEFANTE \ 28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ------------- -------- ------------------- SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------- NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - ------------------------ -------------- --------- ----------- --------- ------------- -------- ---- ------ ----- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ----- ENCANA CORP COMMON STOCK 292505104 4970174 75615 XX 28985 XX 12 3380 XX 32 37250 XX 35 500 XX 12,32 2100 XX 32,35 3400 EXXON MOBIL CORP COMMON STOCK 30231G102 6324009 81432 XX 11592 XX 12 2250 XX 32 65190 XX 12,32 2400 GENERAL ELECTRIC CO COMMON STOCK 369604103 4083647 160143 XX 57238 XX 12 6030 XX 32 89675 XX 12,32 2700 XX 32,35 4500 GENERAL MILLS INC COMMON STOCK 370334104 1930345 28090 XX 5690 XX 32 22400 GENTEX CORP COMMON STOCK 371901109 177034 12380 XX 12380 GROUPE DANONE SPONSORED 399449107 2017852 143650 XX 37500 ADR XX 12 1800 XX 32 90150 XX 35 1200 XX 12,32 3000 XX 32,35 10000 HSBC HOLDINGS PLC SPONSORED 404280406 305861 3784 XX 32 2784 ADR XX 32,35 1000 HELMERICH & PAYNE INC COMMON STOCK 423452101 501004 11600 XX 7775 XX 32 3725 XX 12,32 100 HONEYWELL INTERNATIONAL COMMON STOCK 438516106 673899 16219 XX 4365 INC XX 32 11854 INTEL CORPORATION COMMON STOCK 458140100 3253813 173722 XX 57595
4 AS OF SEPTEMBER 30, 2008 FORM 13F SEC FILE # MICHAEL B ELEFANTE \ 28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ------------- -------- ------------------- SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------- NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - ------------------------ -------------- --------- ----------- --------- ------------- -------- ---- ------ ----- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ----- XX 12 5200 XX 32 89027 XX 35 1000 XX 12,32 4400 XX 32,35 16500 INTL BUSINESS MACHINES COMMON STOCK 459200101 994277 8501 XX 1151 XX 12 650 XX 32 3500 XX 32,35 3200 INVITROGEN CORP COMMON STOCK 46185R100 2034774 53830 XX 15890 XX 12 700 XX 32 32440 XX 12,32 800 XX 32,35 4000 ISHARES MSCI EAFE 464287465 288819 5130 XX 1490 INDEX FUND XX 32 3640 ISHARES TR RUSSELL 464287663 234556 2800 XX 32 2800 3000 VALUE INDEX FUND J P MORGAN CHASE & CO COMMON STOCK 46625H100 560400 12000 XX 32 12000 JOHNSON & JOHNSON COMMON STOCK 478160104 6651711 96012 XX 31872 XX 12 3050 XX 32 54690 XX 35 300 XX 12,32 2400 XX 32,35 3700 KINDER MORGAN ENERGY LTD PARTNERSHIP 494550106 259109 4980 XX 4980
5 AS OF SEPTEMBER 30, 2008 FORM 13F SEC FILE # MICHAEL B ELEFANTE \ 28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ------------- -------- ------------------- SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------- NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - ------------------------ -------------- --------- ----------- --------- ------------- -------- ---- ------ ----- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ----- LINCOLN NATL CORP IND COMMON STOCK 534187109 1223467 28579 XX 5208 XX 12 1211 XX 32 18428 XX 12,32 1732 XX 32,35 2000 MATSUSHITA ELECTRIC INDL SPONSORED ADR 576879209 787649 45450 XX 12050 XX 12 500 XX 32 28900 XX 32,35 4000 MAXWELL TECHNOLOGIES COMMON STOCK 577767106 210772 15800 XX 7100 INC XX 32 8700 MERCK & CO INC COMMON STOCK 589331107 1464289 46397 XX 12285 XX 12 1200 XX 32 32112 XX 12,32 800 MICROSOFT CORP COMMON STOCK 594918104 2526849 94674 XX 31200 XX 12 400 XX 32 51174 XX 12,32 1900 XX 32,35 10000 NOKIA CORP ADR A COMMON STOCK 654902204 1507498 80831 XX 31374 XX 12 2000 XX 32 45057 XX 12,32 2400 NOVARTIS AG ADR COMMON STOCK 66987V109 3630108 68700 XX 22100 XX 12 2000 XX 32 39900 XX 12,32 1200 XX 32,35 3500 NOVO NORDISK A/S ADR COMMON STOCK 670100205 376934 7362 XX 32 7362 OYO GEOSPACE CORP COMMON STOCK 671074102 519282 13220 XX 7300 XX 32 5920
6 AS OF SEPTEMBER 30, 2008 FORM 13F SEC FILE # MICHAEL B ELEFANTE \ 28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ------------- -------- ------------------- SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------- NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - ------------------------ -------------- --------- ----------- --------- ------------- -------- ---- ------ ----- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ----- ORACLE CORP COMMON STOCK 68389X105 2420343 119170 XX 45095 XX 32 67575 XX 12,32 1500 XX 32,35 5000 PEPSICO INC COMMON STOCK 713448108 3520097 49391 XX 16516 XX 12 1250 XX 32 31325 XX 12,32 300 PFIZER INC COMMON STOCK 717081103 1189454 64504 XX 10390 XX 12 3000 XX 32 51114 PORTLAND GENERAL COMMON STOCK 736508847 1887453 79774 XX 26224 ELECTRIC CO XX 12 3300 XX 32 44750 XX 35 500 XX 32,35 5000 PROCTER & GAMBLE CO COMMON STOCK 742718109 5144725 73823 XX 17940 XX 12 3120 XX 32 50163 XX 12,32 100 XX 32,35 2500 QUESTAR CORP COMMON STOCK 748356102 403676 9865 XX 9865 ROCKWELL AUTOMATION INC COMMON STOCK 773903109 319257 8550 XX 3550 XX 32 5000 ROCKWELL COLLINS INC COMMON STOCK 774341101 615889 12807 XX 7807 XX 32 5000 SAN JUAN BASIN COMMON STOCK 798241105 289028 7600 XX 500 ROYALTY TRUST XX 12 2500 XX 32 4600
7 AS OF SEPTEMBER 30, 2008 FORM 13F SEC FILE # MICHAEL B ELEFANTE \ 28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ------------- -------- ------------------- SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------- NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - ------------------------ -------------- --------- ----------- --------- ------------- -------- ---- ------ ----- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ----- SCHLUMBERGER LTD COMMON STOCK 806857108 677431 8675 XX 2225 XX 32 5450 XX 32,35 1000 SIMS GROUP LTD SPONSORED 829160100 947678 41025 XX 20750 ADR XX 12 500 XX 32 16775 XX 35 1000 XX 12,32 1000 XX 32,35 1000 SNAP ON INC COMMON STOCK 833034101 221172 4200 XX 4200 SONOSITE INC COMMON STOCK 83568G104 563818 17956 XX 9330 XX 32 8626 SPIRE CORP COMMON STOCK 848565107 144942 10200 XX 7000 XX 32 3200 STATE STREET CORP COMMON STOCK 857477103 1922487 33799 XX 9019 XX 12 800 XX 32 19380 XX 12,32 600 XX 32,35 4000 STRYKER CORP COMMON STOCK 863667101 222100 3565 XX 3365 XX 32 200 SUNCOR ENERGY INC COMMON STOCK 867229106 203115 4820 XX 3220 XX 32 1600 TALISMAN ENERGY INC COMMON STOCK 87425E103 690381 48550 XX 30000 XX 12 300 XX 32 18250 TEVA PHARMACEUTICAL SPONSORED ADR 881624209 207200 4525 XX 4525 INDS LTD
8 AS OF SEPTEMBER 30, 2008 FORM 13F SEC FILE # MICHAEL B ELEFANTE \ 28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ------------- -------- ------------------- SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------- NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - ------------------------ -------------- --------- ----------- --------- ------------- -------- ---- ------ ----- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ----- 3 M COMPANY COMMON STOCK 88579Y101 4495481 65810 XX 14060 XX 12 2880 XX 32 41870 XX 35 300 XX 12,32 1300 XX 32,35 5400 UNION PACIFIC CORP COMMON STOCK 907818108 982008 13800 XX 12 800 XX 32 12000 XX 12,32 1000 UNIVERSAL FOREST COMMON STOCK 913543104 363239 10405 XX 10405 PRODUCTS WALGREEN CO COMMON STOCK 931422109 202324 6535 XX 6235 XX 32 300 WELLS FARGO & CO (NEW) COMMON STOCK 949746101 547112 14578 XX 1200 XX 32 13378 WYETH COMMON STOCK 983024100 574085 15541 XX 3100 XX 12 450 XX 32 9841 XX 12,32 2150 ZIMMER HOLDINGS INC COMMON STOCK 98956P102 820687 12712 XX 1632 XX 32 8550 XX 12,32 530 XX 32,35 2000 COVIDIEN LTD COMMON STOCK G2552X108 1389696 25850 XX 14410 XX 12 300 XX 32 10240 XX 35 400 XX 32,35 500 AGGREGATE TOTAL 111,252,469
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