-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KCgC8kz8cjbRBFiVbDM4puA3It8MOakjstjqE0GqfTbVGwj7dI/oH5CzZYKqbL52 8wXkkcbkGufEo7VML4E5Jg== 0001193125-08-176667.txt : 20080814 0001193125-08-176667.hdr.sgml : 20080814 20080813183230 ACCESSION NUMBER: 0001193125-08-176667 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080813 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELEFANTE MICHAEL B CENTRAL INDEX KEY: 0001053912 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06281 FILM NUMBER: 081014820 BUSINESS ADDRESS: BUSINESS PHONE: 6172277940 MAIL ADDRESS: STREET 1: C/O HEMENWAY & BARNES STREET 2: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 d13fhr.txt FORM 13F HOLDINGS REPORT --------------------------------------- OMB APPROVAL --------------------------------------- OMB Number: 3235-0006 Expires: February 28, 1997 Estimated average burden Hours per response..........24.60 --------------------------------------- SEC USE ONLY --------------------------------------- --------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended June 30, 2008 (Please read instructions before preparing form.) If amended report check here: [_] Michael B. Elefante Name of Institutional Investment Manager Hemenway & Barnes, LLP 60 State Street Boston, MA 02109 Business Address (Street) (City) (State) (Zip) (617) 227-7940 Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Boston and State of Massachusetts on the 14th day of August, 2008. Michael B. Elefante ------------------------------ (Name of Institutional Investment Manager) ------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report.
Name: 13F File No.: Name: 13F File No.: - ----- ------------- ----- ------------- 1. Brian C. Broderick (12)* 28-11136 6. U. S. Trust Company, N. A. 28-4052 2. Timothy F. Fidgeon 28-06169 7. 3. Fiduciary Trust Company 28-471 8. 4. Gannett, Welsh & Kotler 28-4145 9. 5. Kurt F. Somerville (32)* 28-10379 10.
* Refers to manager number on attached detail in Item 7. AS OF JUNE 30, 2008 FORM 13F SEC FILE # MICHEAL B. ELEFANTE\28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ---------------- -------- ------------------ SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------ NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - -------------- -------------- --------- ----------- --------- ---------------- -------- ---- ------ ---- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ---- ABB LTD SPONSORED ADR 000375204 1597956 56425 XX 14975 XX 12 1500 XX 32 36050 XX 35 1000 XX 12,32 900 XX 32,35 2000 A F L A C INC COMMON STOCK 001055102 2106312 33540 XX 6870 XX 12 1500 XX 32 21120 XX 12,32 1050 XX 32,35 3000 A E S CORP COMMON STOCK 00130H105 474487 24700 XX 24700 AT&T INC COMMON STOCK 00206R102 291385 8649 XX 6289 XX 32 2360 ABBOTT LABS COMMON STOCK 002824100 1903000 35926 XX 1250 XX 12 1650 XX 32 25526 XX 12,32 500 XX 32,35 7000 AETNA INC NEW COMMON STOCK 00817Y108 326267 8050 XX 8050 AKAMAI TECHNOLOGIES COMMON STOCK 00971T101 274319 7885 XX 7885 AMERICAN INTERNATIONAL COMMON STOCK 026874107 420449 15890 XX 7175 GROUP INC XX 12 550 XX 32 8165 AMGEN INC COMMON STOCK 031162100 234621 4975 XX 400 XX 32 4575 ANALOG DEVICES, INC. COMMON STOCK 032654105 315317 9925 XX 9925 APPLIED MATERIALS INC COMMON STOCK 038222105 238148 12475 XX 12475
1 AS OF JUNE 30, 2008 FORM 13F SEC FILE # MICHEAL B. ELEFANTE\28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ---------------- -------- ------------------ SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------ NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - -------------- -------------- --------- ----------- --------- ---------------- -------- ---- ------ ---- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ---- APTARGROUP INC COMMON STOCK 038336103 3964778 94512 XX 20872 XX 12 3965 XX 32 63275 XX 35 400 XX 12,32 2000 XX 32,35 4000 AUTOMATIC DATA COMMON STOCK 053015103 435341 10390 XX 1162 PROCESSING XX 32 4928 XX 12,32 1600 XX 32,35 2700 B P PLC ADR COMMON STOCK 055622104 3189785 45850 XX 12060 XX 12 1150 XX 32 26740 XX 35 300 XX 12,32 1100 XX 32,35 4500 BANK OF AMERICA CORP COMMON STOCK 060505104 1039300 43540 XX 5600 XX 12 500 XX 32 34890 XX 35 750 XX 32,35 1800 BERKSHIRE HATHAWAY INC CLASS B 084670207 545632 136 XX 63 XX 32 58 XX 12,32 15 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 473422 23060 XX 8560 XX 32 14500 CVS CAREMARK COMMON STOCK 126650100 488650 12349 XX 8124 CORPORATION XX 32 4225 CANADIAN NATIONAL COMMON STOCK 136375102 3541092 73650 XX 17159 RAILWAY CO XX 12 3500 XX 32 46891 XX 35 400 XX 12,32 2200 XX 32,35 3500
2 AS OF JUNE 30, 2008 FORM 13F SEC FILE # MICHEAL B. ELEFANTE\28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ---------------- -------- ------------------ SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------ NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - -------------- -------------- --------- ----------- --------- ---------------- -------- ---- ------ ---- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ---- CAPITAL ONE FINL CORP COMMON STOCK 14040H105 210956 5550 XX 5550 CATERPILLAR INC COMMON STOCK 149123101 306353 4150 XX 4150 CEDAR FAIR L P COMMON STOCK 150185106 223507 11895 XX 11895 CHEVRON CORP COMMON STOCK 166764100 1895960 19126 XX 200 XX 32 10626 XX 32,35 8300 CISCO SYS INC COMMON STOCK 17275R102 1567677 67398 XX 17051 XX 12 1000 XX 32 46799 XX 12,32 2548 COCA COLA CO COMMON STOCK 191216100 293531 5647 XX 3970 XX 32 1677 DEVRY INC COMMON STOCK 251893103 338878 6320 XX 6320 DOMINION RESOURCES INC COMMON STOCK 25746U109 1092697 23009 XX 7185 V A NEW XX 32 15824 E I DU PONT DE NEMOURS COMMON STOCK 263534109 500097 11660 XX 4150 & CO XX 12 210 XX 32 7300 E M C CORP COMMON STOCK 268648102 2062094 140374 XX 43430 XX 12 2000 XX 32 87344 XX 12,32 3600 XX 32,35 4000 EMERSON ELECTRIC CO COMMON STOCK 291011104 4199789 84930 XX 18774 XX 12 3500 XX 32 57656 XX 35 500 XX 12,32 1500 XX 32,35 3000
3 AS OF JUNE 30, 2008 FORM 13F SEC FILE # MICHEAL B. ELEFANTE\28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ---------------- -------- ------------------ SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------ NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - -------------- -------------- --------- ----------- --------- ---------------- -------- ---- ------ ---- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ---- ENCANA CORP COMMON STOCK 292505104 6398289 70365 XX 24605 XX 12 3380 XX 32 36380 XX 35 500 XX 12,32 2100 XX 32,35 3400 EXXON MOBIL CORP COMMON STOCK 30231G102 7460557 84654 XX 11642 XX 12 2310 XX 32 68302 XX 12,32 2400 GENERAL ELECTRIC CO COMMON STOCK 369604103 3768708 141203 XX 43278 XX 12 6350 XX 32 84375 XX 12,32 2700 XX 32,35 4500 GENERAL MILLS INC COMMON STOCK 370334104 1718272 28275 XX 5875 XX 32 22400 GENTEX CORP COMMON STOCK 371901109 176890 12250 XX 12250 GOLDMAN SACHS GROUP COMMON STOCK 38141G104 204633 1170 XX 1170 GOOGLE INC-CL A COMMON STOCK 38259P508 241627 459 XX 459 GROUPE DANONE SPONSORED 399449107 1864614 132675 XX 29800 ADR XX 12 4300 XX 32 84375 XX 35 1200 XX 12,32 3000 XX 32,35 10000 HSBC HOLDINGS PLC SPONSORED 404280406 290233 3784 XX 32 2784 ADR NEW XX 32,35 1000 HELMERICH & PAYNE INC COMMON STOCK 423452101 424918 5900 XX 3025 XX 32 2875
4 AS OF JUNE 30, 2008 FORM 13F SEC FILE # MICHEAL B. ELEFANTE\28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- --------------- --------- ----------- --------- ---------------- -------- ------------------ SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------ NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - -------------- --------------- --------- ----------- --------- ---------------- -------- ---- ------ ---- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ---- HONEYWELL COMMON STOCK 438516106 813480 16179 XX 4325 INTERNATIONAL INC XX 32 11854 INTEL CORPORATION COMMON STOCK 458140100 3466700 161392 XX 45365 XX 12 5200 XX 32 88927 XX 35 1000 XX 12,32 4400 XX 32,35 16500 INTL BUSINESS MACHINES COMMON STOCK 459200101 1007624 8501 XX 1151 XX 12 650 XX 32 3500 XX 32,35 3200 INVITROGEN CORP COMMON STOCK 46185R100 1830301 46620 XX 11710 XX 12 700 XX 32 29410 XX 12,32 800 XX 32,35 4000 ISHARES MSCI EAFE 464287465 352277 5130 XX 1490 INDEX FUND XX 32 3640 ISHARES TR RUSSELL 464287663 250908 2800 XX 32 2800 3000 VALUE INDEX FUND J P MORGAN CHASE & CO COMMON STOCK 46625H100 411720 12000 XX 32 12000 JOHNSON & JOHNSON COMMON STOCK 478160104 5707730 88712 XX 24842 XX 12 3050 XX 32 54420 XX 35 300 XX 12,32 2400 XX 32,35 3700 KINDER MORGAN ENERGY LTD PARTNERSHIP 494550106 276142 4955 XX 4955
5 AS OF JUNE 30, 2008 FORM 13F SEC FILE # MICHEAL B. ELEFANTE\28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ---------------- -------- ------------------ SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------ NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - -------------- -------------- --------- ----------- --------- ---------------- -------- ---- ------ ---- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ---- LINCOLN NATL CORP IND COMMON STOCK 534187109 1432248 31603 XX 5807 XX 12 1336 XX 32 18728 XX 12,32 1732 XX 32,35 4000 MATSUSHITA ELECTRIC SPONSORED ADR 576879209 694008 32400 XX 5300 INDL XX 12 500 XX 32 24600 XX 32,35 2000 MERCK & CO INC COMMON STOCK 589331107 1851974 49137 XX 12225 XX 12 1400 XX 32 33912 XX 12,32 1600 MICROSOFT CORP COMMON STOCK 594918104 2569269 93394 XX 30920 XX 12 400 XX 32 50174 XX 12,32 1900 XX 32,35 10000 NOKIA CORP SPONSORED ADR 654902204 1575669 64313 XX 19799 XX 12 2000 XX 32 40114 XX 12,32 2400 NOBLE ENERGY INC COMMON STOCK 655044105 346932 3450 XX 3450 NOVARTIS AG ADR COMMON STOCK 66987V109 3272128 59450 XX 13950 XX 12 2000 XX 32 38800 XX 12,32 1200 XX 32,35 3500 NOVO NORDISK A/S ADR COMMON STOCK 670100205 485892 7362 XX 32 7362 OYO GEOSPACE CORP COMMON STOCK 671074102 564056 9570 XX 3750 XX 32 5820
6 AS OF JUNE 30, 2008 FORM 13F SEC FILE # MICHEAL B. ELEFANTE\28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ---------------- -------- ------------------ SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------ NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - -------------- -------------- --------- ----------- --------- ---------------- -------- ---- ------ ---- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ---- ORACLE CORP COMMON STOCK 68389X105 2036370 96970 XX 26195 XX 32 64275 XX 12,32 1500 XX 32,35 5000 PEPSICO INC COMMON STOCK 713448108 2559561 40251 XX 10301 XX 12 1250 XX 32 28400 XX 12,32 300 PFIZER INC COMMON STOCK 717081103 1138153 65149 XX 10435 XX 12 3600 XX 32 51114 PORTLAND GENERAL COMMON STOCK 736508847 1550479 68849 XX 17999 ELECTRIC CO XX 12 3300 XX 32 42050 XX 35 500 XX 32,35 5000 PROCTER & GAMBLE CO COMMON STOCK 742718109 4065027 66848 XX 11640 XX 12 3045 XX 32 49663 XX 32,35 2500 QUESTAR CORP COMMON STOCK 748356102 699744 9850 XX 9850 ROCKWELL AUTOMATION COMMON STOCK 773903109 387011 8850 XX 3850 INC XX 32 5000 ROCKWELL COLLINS INC COMMON STOCK 774341101 649235 13537 XX 8537 XX 32 5000 SAN JUAN BASIN COMMON STOCK 798241105 277560 6000 XX 12 2500 ROYALTY TRUST XX 32 3500 SCHLUMBERGER LTD COMMON STOCK 806857108 879852 8190 XX 2240 XX 32 4950 XX 32,35 1000
7 AS OF JUNE 30, 2008 FORM 13F SEC FILE # MICHEAL B. ELEFANTE\28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ---------------- -------- ------------------ SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------ NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - -------------- -------------- --------- ----------- --------- ---------------- -------- ---- ------ ---- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ---- SIMS GROUP LTD SPONSORED 829160100 767078 19225 XX 5600 ADR XX 12 500 XX 32 10425 XX 35 1000 XX 12,32 700 XX 32,35 1000 J M SMUCKER CO NEW COMMON STOCK 832696405 283301 6971 XX 1650 XX 32 5321 SNAP ON INC COMMON STOCK 833034101 218442 4200 XX 4200 SONOSITE INC COMMON STOCK 83568G104 424520 15156 XX 6530 XX 32 8626 SPIRE CORP COMMON STOCK 848565107 127296 10200 XX 7000 XX 32 3200 STATE STREET CORP COMMON STOCK 857477103 1782058 27849 XX 5009 XX 12 800 XX 32 17440 XX 12,32 600 XX 32,35 4000 STRYKER CORP COMMON STOCK 863667101 222281 3535 XX 3335 XX 32 200 SUNCOR ENERGY INC COMMON STOCK 867229106 280138 4820 XX 3220 XX 32 1600 TALISMAN ENERGY INC COMMON STOCK 87425E103 336376 15200 XX 8400 XX 12 300 XX 32 6500 TEVA PHARMACEUTICAL SPONSORED ADR 881624209 205184 4480 XX 4480 INDS LTD
8 AS OF JUNE 30, 2008 FORM 13F SEC FILE # MICHEAL B. ELEFANTE\28-06281 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------- -------------- --------- ----------- --------- ---------------- -------- ------------------ SHARES OR VOTING AUTHORITY CUSIP FAIR MARKET PRINCIPAL INVESTMENT ------------------ NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT DISCRETION MANAGERS (A) (B) (C) - -------------- -------------- --------- ----------- --------- ---------------- -------- ---- ------ ---- (A) (B) (C) SOLE SHARED NONE --- --- --- ---- ------ ---- 3 M COMPANY COMMON STOCK 88579Y101 4214022 60555 XX 9015 XX 12 2910 XX 32 41630 XX 35 300 XX 12,32 1300 XX 32,35 5400 UNION PACIFIC CORP COMMON STOCK 907818108 1041900 13800 XX 12 800 XX 32 12000 XX 12,32 1000 UNIVERSAL FOREST COMMON STOCK 913543104 308438 10295 XX 10295 PRODUCTS WALGREEN CO COMMON STOCK 931422109 228383 7025 XX 6150 XX 32 875 WELLS FARGO & CO (NEW) COMMON STOCK 949746101 346228 14578 XX 1200 XX 32 13378 WYETH COMMON STOCK 983024100 759734 15841 XX 3400 XX 12 450 XX 32 9841 XX 12,32 2150 ZIMMER HOLDINGS INC COMMON STOCK 98956P102 841234 12362 XX 1632 XX 32 8200 XX 12,32 530 XX 32,35 2000 COVIDIEN LTD COMMON STOCK G2552X108 663277 13850 XX 4550 XX 12 300 XX 32 8600 XX 35 400 WEATHERFORD INTL INC COMMON STOCK G95089101 269026 5425 XX 5425 NEW AGGREGATE TOTAL 111,571,507
9 -----END PRIVACY-ENHANCED MESSAGE-----