0001053912-11-000006.txt : 20111115 0001053912-11-000006.hdr.sgml : 20111115 20111115125657 ACCESSION NUMBER: 0001053912-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111115 DATE AS OF CHANGE: 20111115 EFFECTIVENESS DATE: 20111115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELEFANTE MICHAEL B CENTRAL INDEX KEY: 0001053912 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06281 FILM NUMBER: 111206441 MAIL ADDRESS: STREET 1: HEMENWAY & BARNES LLP STREET 2: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 inftable.txt MICHAEL ELEFANTE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Michael B. Elefante Address:Hemenway & Barnes LLP 60 State Street Boston, MA 02109 Form 13F File Number: 28-06281 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Aharonian Title: Duly Authorized Phone: 617-619-8201 Signature, Place, and Date of Signing: John Aharonian Boston, MA November 15, 2011 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-_____ [Repeat as necessary.] Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 262 Form 13F Information Table Value Total: 153,232 (x$1000) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-11136 Brian C. Broderick 2 28-06169 Timothy F. Fidgeon 6 28-10379 Kurt F. Somerville 7 28-11134 Stephen W. Kidder 9 28-14138 Charles Fayerweather FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Common Stock 88579y101 2154 30004 SH Sole 30004 3M Common Stock 88579y101 79 1100 SH Defined 01 1100 3M Common Stock 88579y101 1614 22480 SH Defined 06 22480 3M Common Stock 88579y101 359 5000 SH Defined 02 07 5000 3M Common Stock 88579y101 503 7000 SH Defined 06 09 7000 ABB LTD SPON ADR Common Stock 000375204 2457 143865 SH Sole 143865 ABB LTD SPON ADR Common Stock 000375204 38 2200 SH Defined 01 2200 ABB LTD SPON ADR Common Stock 000375204 1403 82150 SH Defined 06 82150 ABB LTD SPON ADR Common Stock 000375204 273 16000 SH Defined 02 07 16000 ABB LTD SPON ADR Common Stock 000375204 359 21000 SH Defined 06 09 21000 ABBOTT LABS Common Stock 002824100 118 2315 SH Sole 2315 ABBOTT LABS Common Stock 002824100 84 1650 SH Defined 01 1650 ABBOTT LABS Common Stock 002824100 407 7962 SH Defined 06 7962 ABBOTT LABS Common Stock 002824100 384 7500 SH Defined 02 07 7500 ABBOTT LABS Common Stock 002824100 639 12500 SH Defined 06 09 12500 AES Common Stock 00130H105 163 16650 SH Sole 16650 ALNYLAM PHARMA Common Stock 02043Q107 62 9470 SH Sole 9470 ALNYLAM PHARMA Common Stock 02043Q107 71 10880 SH Defined 06 10880 ANALOG DEVICES Common Stock 032654105 212 6795 SH Sole 6795 ANSYS INC Common Stock 03662Q105 245 4995 SH Sole 4995 APPLE INC Common Stock 037833100 2848 7468 SH Sole 7468 APPLE INC Common Stock 037833100 29 75 SH Defined 01 75 APPLE INC Common Stock 037833100 1027 2694 SH Defined 06 2694 APPLE INC Common Stock 037833100 38 100 SH Defined 06 09 100 APPLIED MATERIAL Common Stock 038222105 107 10295 SH Sole 10295 APTARGROUP Common Stock 038336103 2064 46215 SH Sole 46215 APTARGROUP Common Stock 038336103 58 1300 SH Defined 01 1300 APTARGROUP Common Stock 038336103 1608 36000 SH Defined 06 36000 APTARGROUP Common Stock 038336103 313 7000 SH Defined 02 07 7000 APTARGROUP Common Stock 038336103 558 12500 SH Defined 06 09 12500 AUTOMATIC DATA PROCESSING Common Stock 053015103 1002 21245 SH Sole 21245 AUTOMATIC DATA PROCESSING Common Stock 053015103 47 1000 SH Defined 01 1000 AUTOMATIC DATA PROCESSING Common Stock 053015103 733 15550 SH Defined 06 15550 AUTOMATIC DATA PROCESSING Common Stock 053015103 141 3000 SH Defined 02 07 3000 AUTOMATIC DATA PROCESSING Common Stock 053015103 330 7000 SH Defined 06 09 7000 BERKSHIRE HATHAWAY INC CL B Common Stock 084670702 238 3345 SH Sole 3345 BERKSHIRE HATHAWAY INC CL B Common Stock 084670702 18 250 SH Defined 06 250 BERKSHIRE HATHAWAY INC CL B Common Stock 084670702 142 2000 SH Defined 02 07 2000 BRISTOL MYERS SQUIBB Common Stock 110122108 27 867 SH Sole 867 BRISTOL MYERS SQUIBB Common Stock 110122108 333 10600 SH Defined 06 10600 CANADIAN NATL RAILWAY Common Stock 136375102 3155 47390 SH Sole 47390 CANADIAN NATL RAILWAY Common Stock 136375102 67 1000 SH Defined 01 1000 CANADIAN NATL RAILWAY Common Stock 136375102 2241 33655 SH Defined 06 33655 CANADIAN NATL RAILWAY Common Stock 136375102 493 7400 SH Defined 02 07 7400 CANADIAN NATL RAILWAY Common Stock 136375102 726 10900 SH Defined 06 09 10900 CHEVRON CORP NEW Common Stock 166764100 214 2310 SH Sole 2310 CHEVRON CORP NEW Common Stock 166764100 741 8002 SH Defined 06 8002 CHEVRON CORP NEW Common Stock 166764100 370 4000 SH Defined 02 07 4000 CHEVRON CORP NEW Common Stock 166764100 370 4000 SH Defined 06 09 4000 CISCO SYS INC Common Stock 17275r102 385 24868 SH Sole 24868 CISCO SYS INC Common Stock 17275r102 251 16200 SH Defined 06 16200 CISCO SYS INC Common Stock 17275r102 139 9000 SH Defined 06 09 9000 COCA COLA Common Stock 191216100 274 4054 SH Sole 4054 COCA COLA Common Stock 191216100 59 877 SH Defined 06 877 COMPANHIA D SNMNTO BSCO D ESTD Common Stock 20441a102 347 7480 SH Sole 7480 COMPANHIA D SNMNTO BSCO D ESTD Common Stock 20441a102 97 2100 SH Defined 06 2100 CONOCOPHILLIPS Common Stock 20825c104 52 815 SH Sole 815 CONOCOPHILLIPS Common Stock 20825c104 6 100 SH Defined 06 100 CONOCOPHILLIPS Common Stock 20825c104 348 5500 SH Defined 02 07 5500 COSTCO WHOLESALE Common Stock 22160k105 244 2975 SH Sole 2975 COSTCO WHOLESALE Common Stock 22160k105 12 150 SH Defined 06 150 COVIDIEN Common Stock G2554F113 2507 56848 SH Sole 56848 COVIDIEN Common Stock G2554F113 18 400 SH Defined 01 400 COVIDIEN Common Stock G2554F113 1160 26310 SH Defined 06 26310 COVIDIEN Common Stock G2554F113 243 5500 SH Defined 02 07 5500 COVIDIEN Common Stock G2554F113 287 6500 SH Defined 06 09 6500 CREE INC Common Stock 225447101 585 22510 SH Sole 22510 CREE INC Common Stock 225447101 3 100 SH Defined 01 100 CREE INC Common Stock 225447101 303 11650 SH Defined 06 11650 CVS CAREMARK Common Stock 126650100 2937 87435 SH Sole 87435 CVS CAREMARK Common Stock 126650100 47 1400 SH Defined 01 1400 CVS CAREMARK Common Stock 126650100 1491 44400 SH Defined 06 44400 CVS CAREMARK Common Stock 126650100 302 9000 SH Defined 02 07 9000 CVS CAREMARK Common Stock 126650100 403 12000 SH Defined 06 09 12000 DANONE SPNSD ADR Common Stock 23636T100 31 2500 SH Sole 2500 DANONE SPNSD ADR Common Stock 23636T100 254 20500 SH Defined 06 20500 DEERE Common Stock 244199105 2522 39055 SH Sole 39055 DEERE Common Stock 244199105 48 750 SH Defined 01 750 DEERE Common Stock 244199105 1621 25100 SH Defined 06 25100 DEERE Common Stock 244199105 194 3000 SH Defined 02 07 3000 DEERE Common Stock 244199105 258 4000 SH Defined 06 09 4000 DEVON ENERGY Common Stock 25179m103 1372 24745 SH Sole 24745 DEVON ENERGY Common Stock 25179m103 14 250 SH Defined 01 250 DEVON ENERGY Common Stock 25179m103 938 16925 SH Defined 06 16925 DEVON ENERGY Common Stock 25179m103 94 1700 SH Defined 02 07 1700 DEVON ENERGY Common Stock 25179m103 277 5000 SH Defined 06 09 5000 DOMINION RES INC NEW VA Common Stock 25746u109 234 4605 SH Sole 4605 DU PONT Common Stock 263534109 145 3625 SH Sole 3625 DU PONT Common Stock 263534109 400 10000 SH Defined 02 07 10000 DU PONT Common Stock 263534109 152 3800 SH Defined 06 09 3800 E M C CORP MASS Common Stock 268648102 2581 122976 SH Sole 122976 E M C CORP MASS Common Stock 268648102 1543 73510 SH Defined 06 73510 E M C CORP MASS Common Stock 268648102 304 14500 SH Defined 02 07 14500 E M C CORP MASS Common Stock 268648102 378 18000 SH Defined 06 09 18000 EMERSON ELECTRIC Common Stock 291011104 2570 62210 SH Sole 62210 EMERSON ELECTRIC Common Stock 291011104 66 1600 SH Defined 01 1600 EMERSON ELECTRIC Common Stock 291011104 1779 43070 SH Defined 06 43070 EMERSON ELECTRIC Common Stock 291011104 413 10000 SH Defined 02 07 10000 EMERSON ELECTRIC Common Stock 291011104 785 19000 SH Defined 06 09 19000 ENCANA Common Stock 292505104 1253 65230 SH Sole 65230 ENCANA Common Stock 292505104 35 1800 SH Defined 01 1800 ENCANA Common Stock 292505104 897 46700 SH Defined 06 46700 ENCANA Common Stock 292505104 96 5000 SH Defined 02 07 5000 ENCANA Common Stock 292505104 211 11000 SH Defined 06 09 11000 EXXON MOBIL Common Stock 30231g102 669 9214 SH Sole 9214 EXXON MOBIL Common Stock 30231g102 91 1250 SH Defined 01 1250 EXXON MOBIL Common Stock 30231g102 1321 18190 SH Defined 06 18190 EXXON MOBIL Common Stock 30231g102 73 1000 SH Defined 02 07 1000 EXXON MOBIL Common Stock 30231g102 1126 15500 SH Defined 06 09 15500 FORD MOTOR Common Stock 345370860 132 13675 SH Sole 13675 FORD MOTOR Common Stock 345370860 10 1000 SH Defined 06 1000 GENERAL ELECTRIC Common Stock 369604103 309 20310 SH Sole 20310 GENERAL ELECTRIC Common Stock 369604103 9 600 SH Defined 01 600 GENERAL ELECTRIC Common Stock 369604103 119 7800 SH Defined 06 7800 GENERAL ELECTRIC Common Stock 369604103 380 25000 SH Defined 02 07 25000 GENERAL MILLS Common Stock 370334104 296 7685 SH Sole 7685 GENERAL MILLS Common Stock 370334104 262 6800 SH Defined 06 6800 GENERAL MILLS Common Stock 370334104 577 15000 SH 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Stock 458140100 62 2900 SH Defined 01 2900 INTEL CORP Common Stock 458140100 1392 65227 SH Defined 06 65227 INTEL CORP Common Stock 458140100 320 15000 SH Defined 02 07 15000 INTEL CORP Common Stock 458140100 384 18000 SH Defined 06 09 18000 INTL BUSINESS MACH Common Stock 459200101 158 901 SH Sole 901 INTL BUSINESS MACH Common Stock 459200101 525 3000 SH Defined 06 09 3000 ITRON Common Stock 465741106 833 28245 SH Sole 28245 ITRON Common Stock 465741106 424 14375 SH Defined 06 14375 JOHNSON & JOHNSON Common Stock 478160104 3500 54955 SH Sole 54955 JOHNSON & JOHNSON Common Stock 478160104 51 800 SH Defined 01 800 JOHNSON & JOHNSON Common Stock 478160104 1870 29365 SH Defined 06 29365 JOHNSON & JOHNSON Common Stock 478160104 987 15500 SH Defined 02 07 15500 JOHNSON & JOHNSON Common Stock 478160104 968 15200 SH Defined 06 09 15200 LABORATORY CORP AMER Common Stock 50540R409 1068 13510 SH Sole 13510 LABORATORY CORP AMER Common Stock 50540R409 699 8845 SH Defined 06 8845 LABORATORY CORP AMER Common Stock 50540R409 63 800 SH Defined 02 07 800 LABORATORY CORP AMER Common Stock 50540R409 158 2000 SH Defined 06 09 2000 LIFE TECHNOLOGIES Common Stock 53217v109 458 11927 SH Sole 11927 LIFE TECHNOLOGIES Common Stock 53217v109 354 9220 SH Defined 06 9220 LIFE TECHNOLOGIES Common Stock 53217v109 19 500 SH Defined 02 07 500 LIFE TECHNOLOGIES Common Stock 53217v109 77 2000 SH Defined 06 09 2000 MASTERCARD Common Stock 57636q104 2440 7694 SH Sole 7694 MASTERCARD Common Stock 57636q104 1243 3919 SH Defined 06 3919 MAXWELL TECHNOLOGIES Common Stock 577767106 576 31285 SH Sole 31285 MAXWELL TECHNOLOGIES Common Stock 577767106 404 21950 SH Defined 06 21950 MERCK Common Stock 58933y105 390 11920 SH Sole 11920 MERCK Common Stock 58933y105 20 600 SH Defined 01 600 MERCK Common Stock 58933y105 323 9892 SH Defined 06 9892 MERCK Common Stock 58933y105 65 2000 SH Defined 06 09 2000 MICROSOFT CORP Common Stock 594918104 453 18182 SH Sole 18182 MICROSOFT CORP Common Stock 594918104 536 21534 SH Defined 06 21534 MICROSOFT CORP Common Stock 594918104 324 13000 SH Defined 06 09 13000 MONSANTO Common Stock 61166w101 39 643 SH Sole 643 MONSANTO Common Stock 61166w101 30 500 SH Defined 01 500 MONSANTO Common Stock 61166w101 150 2500 SH Defined 06 2500 NEOGEN CORPORATION Common Stock 640491106 212 6115 SH Sole 6115 NESTLE SA ADR Common Stock 641069406 2464 44669 SH Sole 44669 NESTLE SA ADR Common Stock 641069406 66 1200 SH Defined 01 1200 NESTLE SA ADR Common Stock 641069406 1790 32459 SH Defined 06 32459 NESTLE SA ADR Common Stock 641069406 386 7000 SH Defined 02 07 7000 NESTLE SA ADR Common Stock 641069406 579 10500 SH Defined 06 09 10500 NIKO RESOURCES Common Stock 653905109 182 4470 SH Sole 4470 NIKO RESOURCES Common Stock 653905109 191 4700 SH Defined 06 4700 NORFOLK SOUTHERN Common Stock 655844108 488 8000 SH Defined 02 07 8000 NOVARTIS AG ADR Common Stock 66987V109 2868 51420 SH Sole 51420 NOVARTIS AG ADR Common Stock 66987V109 50 900 SH Defined 01 900 NOVARTIS AG ADR Common Stock 66987V109 1840 32985 SH Defined 06 32985 NOVARTIS AG ADR Common Stock 66987V109 390 7000 SH Defined 02 07 7000 NOVARTIS AG ADR Common Stock 66987V109 530 9500 SH Defined 06 09 9500 NOVO NORDISK A S ADR Common Stock 670100205 498 5000 SH Defined 06 09 5000 NOVOZYMES Common Stock K46585350 2363 16554 SH Sole 16554 NOVOZYMES Common Stock K46585350 50 350 SH Defined 01 350 NOVOZYMES Common Stock K46585350 1529 10714 SH Defined 06 10714 NOVOZYMES Common Stock K46585350 328 2300 SH Defined 02 07 2300 NOVOZYMES Common Stock K46585350 378 2650 SH Defined 06 09 2650 NXP SEMICONDUCTORS Common Stock N6596X109 228 16135 SH Sole 16135 NXP SEMICONDUCTORS Common Stock N6596X109 85 6050 SH Defined 06 6050 ORACLE Common Stock 68389x105 2152 74882 SH Sole 74882 ORACLE Common Stock 68389x105 1634 56850 SH Defined 06 56850 ORACLE Common Stock 68389x105 287 10000 SH Defined 02 07 10000 ORACLE Common Stock 68389x105 201 7000 SH Defined 06 09 7000 PEMBINA PIPELINE Common Stock 706327103 1078 44100 SH Sole 44100 PEMBINA PIPELINE Common Stock 706327103 61 2500 SH Defined 01 2500 PEMBINA PIPELINE Common Stock 706327103 901 36850 SH Defined 06 36850 PEMBINA PIPELINE Common Stock 706327103 49 2000 SH Defined 02 07 2000 PEMBINA PIPELINE Common Stock 706327103 455 18600 SH Defined 06 09 18600 PEPSICO Common Stock 713448108 2363 38182 SH Sole 38182 PEPSICO Common Stock 713448108 46 750 SH Defined 01 750 PEPSICO Common Stock 713448108 1334 21550 SH Defined 06 21550 PEPSICO Common Stock 713448108 371 6000 SH Defined 02 07 6000 PEPSICO Common Stock 713448108 464 7500 SH Defined 06 09 7500 PERRIGO CO Common Stock 714290103 2382 24529 SH Sole 24529 PERRIGO CO Common Stock 714290103 941 9694 SH Defined 06 9694 PORTLAND GENL Common Stock 736508847 876 36970 SH Sole 36970 PORTLAND GENL Common Stock 736508847 43 1800 SH Defined 01 1800 PORTLAND GENL Common Stock 736508847 800 33750 SH Defined 06 33750 PORTLAND GENL Common Stock 736508847 450 19000 SH Defined 06 09 19000 PRECISION CASTPARTS 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09 2000 SCHLUMBERGER Common Stock 806857108 906 15161 SH Sole 15161 SCHLUMBERGER Common Stock 806857108 771 12900 SH Defined 06 12900 SCHLUMBERGER Common Stock 806857108 209 3500 SH Defined 02 07 3500 SCHLUMBERGER Common Stock 806857108 48 800 SH Defined 06 09 800 SIMS METAL MGMT Common Stock 829160100 83 7030 SH Sole 7030 SIMS METAL MGMT Common Stock 829160100 98 8300 SH Defined 06 8300 SMUCKER J M Common Stock 832696405 62 850 SH Sole 850 SMUCKER J M Common Stock 832696405 165 2257 SH Defined 06 2257 STATE STREET Common Stock 857477103 129 4020 SH Sole 4020 STATE STREET Common Stock 857477103 293 9100 SH Defined 06 9100 STATE STREET Common Stock 857477103 145 4500 SH Defined 02 07 4500 STATE STREET Common Stock 857477103 129 4000 SH Defined 06 09 4000 TALISMAN ENERGY Common Stock 87425E103 292 23800 SH Sole 23800 TALISMAN ENERGY Common Stock 87425E103 292 23800 SH Defined 06 23800 TEVA PHARMACEUTICAL Common Stock 881624209 788 21180 SH Sole 21180 TEVA PHARMACEUTICAL Common Stock 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3500 WHOLE FOODS MKT Common Stock 966837106 85 1300 SH Defined 06 1300 EII INTERNATIONAL PROPERTY FUN Equity Mutual Fu 26852m105 183 12241 SH Sole 12241 HUSSMAN STRATEGIC GROWTH FUND Equity Mutual Fu 448108100 206 15617 SH Sole 15617 PRINCIPAL REAL ESTATE FUND INS Equity Mutual Fu 74253q580 378 25050 SH Sole 25050 RIDGEWORTH FDS MID-CAP VALUE E Equity Mutual Fu 76628r615 221 23482 SH Sole 23482 S P D R TRUST SER 1 Equity Mutual Fu 78462f103 636 5625 SH Defined 06 5625